Head of Wealth Management Compliance

About Savvy WealthWealth management is a massive industry in the US with $545 billion annual revenue. However, it remains archaic and inefficient with low technology penetration. This inefficiency results in a poor client experience and over 70% of a financial advisor’s time spent on non-client facing tasks.Savvy Wealth is a digital-first platform for...

Job Description:Citi's global presence and ability to serve clients comprehensively has positioned us as a leader in Wealth management. With an unwavering commitment to our clients, the Private Bank delivers a robust product offering and capabilities to help them achieve their goals.We act as trusted advisors to many of the world's most successful and...

Citigroup Inc is seeking a highly skilled Wealth Management Advisor to join our team. As a key member of our wealth management group, you will be responsible for delivering wealth management services to clients with guidance from the Banker teams. With 2-5 years of relevant experience, you will assess risk when business decisions are made, demonstrating...

Job DescriptionThis role requires a seasoned marketing professional to lead our efforts in driving business initiatives, enhancing activation strategies, and scaling our presence within the RIA channel. As a senior wealth marketing leadership role, you will report directly to the Global Head of Wealth Marketing and be responsible for building innovative...

Job SummaryFalconX is seeking an experienced professional to lead our Global Monitoring Operations team. The ideal candidate will have a strong understanding of trading markets, compliance laws, and trade surveillance systems, with experience in crypto trade products and services. As the Head of Global FCC Monitoring, Surveillance and Operations, you will be...

Wealth Management OpportunityCitigroup Inc. is seeking a skilled Client Service Expert to join our team. This role will involve delivering wealth management services to clients, with guidance from the Banker teams. The ideal candidate will have 2-5 years of relevant experience and be able to manage multiple concurrent deadlines with strong organizational and...

Company OverviewTranscend Practice Management is a premier independent wealth management firm specializing in serving high-net-worth families, foundations, and trusts.Salary and BenefitsWe offer a competitive salary of $100K - $120K per year, along with benefits that include a monthly MTA pass and opportunities for career growth and professional...

We are seeking a highly skilled Wealth Management Specialist to join our team at Citigroup, Inc.Job Description:The successful candidate will be responsible for identifying and building relationships with affluent and high-net-worth clients, providing them with tailored financial solutions and exceptional service. This role requires a strong understanding of...

Job Overview:JobRialto is seeking a highly skilled Private Wealth Management Marketing Associate to join our team. As a key member of the PWM UHNW Business Development team, you will play a critical role in supporting the Private Wealth Management and International Wealth Management teams as they engage with Ultra High Net Worth clients and...

We are seeking a productive and focused wealth advisor passionate about helping others build wealth.GPAC, a recruitment company with over 30 years of experience, is partnered with a local RIA and Broker that is eager to bring on an exceptional wealth manager with proven success in building business and has an existing client base.Flexibility to focus on...

About Modera Wealth Management: As a pioneering firm in comprehensive financial planning and intelligent investment management, we strive to make a lasting positive impact on the lives of our clients. We are committed to delivering exceptional service and creating opportunities for growth from entry level to ownership.Compensation Range: $60,000 - $75,000...

In this role, you will be responsible for developing and executing comprehensive marketing campaigns that drive awareness and adoption of Ares' private wealth management solutions among financial advisors and their clients. You will work closely with our Private Wealth Partnerships team to understand their needs and develop targeted marketing strategies to...

The role requires 15+ years of experience in private banking (ultra high-net-worth space), business development and relationship management. Significant knowledge of banking and credit: general understanding of investments, trust and wealth transfer is also required.Solutions-oriented sales professionals with exceptional interpersonal skills will thrive in...

OverviewThe Wealth Consultant identifies high net worth clients and prospects, engaging them in holistic wealth management planning. As a primary relationship manager, they coordinate advice and activities with other team members to achieve growth and profitability goals.ResponsibilitiesClient Acquisition: Identify new clients through direct prospecting...

The Head of Tax Compliance and Strategy will oversee all tax functions for a global leading financial services firm in New York City. Reporting into the MD of Tax, this person will be responsible for structuring and planning, as well as ensuring compliance with relevant regulations.Key ResponsibilitiesDevelop and implement tax strategy to minimize risks and...

About the JobWe are looking for a talented Wealth Management Specialist to join our team at TD Bank Group. As a key member of our Wealth Management division, you will have the opportunity to work with high-net-worth individuals and families, providing personalized financial guidance and support.Key ResponsibilitiesDevelop and implement comprehensive wealth...

About the RoleThe Senior Wealth Management Specialist is a developing professional role which integrates in-depth specialty knowledge with a solid understanding of industry standards and practices. This position requires a strong understanding of how the team and area integrate with others in accomplishing the objectives of the subfunction/job family.Key...

Company OverviewSia Partners is a leading management consulting firm that optimizes client projects worldwide through its Consulting for Good approach. With a global footprint and expertise in over 30 sectors and services, we develop innovative CSR solutions for clients, making sustainability a lever for profitable transformation.We believe that knowledge...

About the PositionWe are seeking an experienced professional to join our team as the Head of Regulatory Compliance for TikTok. This critical role will require collaboration with cross-functional teams to ensure a consistent and effective approach across jurisdictions.ResponsibilitiesDevelop and implement effective incident response strategies, ensuring...

Job SummaryThe Business Development Director, Wealth Partnerships will play a critical role in expanding our market presence and achieving our business objectives in the US. We are looking for a seasoned executive with significant sales experience, a proven track record of driving commercial success, and a deep understanding of the wealth management...