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Senior Compliance Risk Analyst

2 months ago

Houston, Texas, United States ClearpointCo. Full time
Job Title: Senior Operational Compliance Analyst

ClearpointCo. is seeking a highly skilled Senior Operational Compliance Analyst to join our team.

Job Summary:

The Senior Operational Compliance Analyst will be responsible for ensuring that all trading operations are in compliance with domestic financial and physical regulations, as well as risk and compliance policies.

Key Responsibilities:

  • Monitor regulatory and risk mitigation activities to ensure controls are current, adapted, and appropriate to the activity and current regulatory practices.
  • Work with key American and European legislations to ensure Middle Office, Back Office, and Finance provide a compliant and accurate operational result.
  • Ensure accurate and timely reporting of trading activities to management and regulators.
  • Analyze and reconcile daily compliance issues and address them when appropriate.
  • Manage Swap Reporting, including working with data feeds, understanding of contracts for reporting delegation, and careful analysis and reporting in internal risk systems and power business intelligence tools.
  • Provide education and understanding of trading and trade support functions.
  • Support the global operational risk team as needed, including assisting with European and Asian reporting processes.

Requirements:

  • 5+ years of experience in operational or market compliance, preferably at a commodity trading business.
  • Experience with Swap Reporting and other US commodity and financial trading compliance reporting is necessary.
  • Ability to be an analytical and improve upon business processes and comprehensive understanding of finance and risk management methodologies.

Education:

  • Bachelors degree in Business/Economics/Finance or related discipline is mandatory.
  • Graduate degree in Economics/Finance/Business/Mathematics or quantitative discipline and/or certification is preferred.