Control Quality Analyst

2 weeks ago


Dallas Texas, United States Pierce Technology Corp Full time

Background Required:
Experience in evaluating internal controls within the financial services sector is essential.

Preferred Competencies:
Proficiency in data integrity assessments; management of data risks; oversight of privacy and information protocols; familiarity with process control evaluations; compliance monitoring and assessment.

Experience Requirements:
Senior Associate: 5-6 years of relevant experience

Manager: 6-8 years of relevant experience

Core Responsibilities:
Loan Capacity Assessment

Regulatory Compliance:
Ensure adherence to consumer regulatory standards.

Remain informed about evolving regulations and execute necessary adjustments.

Strategic Planning:
Formulate and execute strategic initiatives to meet organizational objectives.

Conduct SWOT analysis to pinpoint strengths, weaknesses, opportunities, and threats.

Skills Assessment:
Evaluate existing team competencies and identify areas for improvement.

Design training initiatives to address skill gaps and elevate team performance.

Control Testing Framework:
Create and implement testing frameworks to validate the efficacy of controls.

Perform routine evaluations and communicate findings to upper management.

Policy Development:
Formulate and revise policies and procedures to guarantee compliance and operational effectiveness.

Disseminate policies and procedures to the team and ensure compliance.

Desired Skills:

Tools:
Proficiency in Jira or Control360.

Strong analytical and problem-solving abilities.

Exceptional communication and leadership skills.

Capability to manage multiple projects and adhere to deadlines.

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