Executive Director, Operations

5 days ago


Palmetto, Florida, United States Raymond James Financial Services Full time
Job Summary:

As a seasoned professional in the financial services industry, the Executive Director, Operations will play a critical role in overseeing the day-to-day operations of our organization. This individual will be responsible for leading large-scale projects, programs, and processes that have a significant impact on our business.

Key Responsibilities:
  • Leadership and Management: Plan, assign, monitor, review, evaluate, and supervise the work of subordinate managers and supervisors.
  • Human Resource Management: Perform human resource management activities, including coaching and mentoring subordinates within a performance management culture.
  • Regulatory Compliance: Monitor regulatory compliance with internal and external groups, including auditors, FINRA, IRS, SEC, and others.
  • Process Improvement: Establish objectives with a sense of urgency and develop processes and procedures to ensure efficient and timely work flow.
  • Collaboration and Communication: Collaborate with private client group management to identify and implement solutions, and maintain regular contact with senior management and other internal customers to identify, research, and resolve issues.
Requirements:
  • Education: Bachelor's Degree (B.A.) in finance, business administration, or a related field.
  • Experience: Eight (8) years of experience in financial services, including five (5) years in a management position.
  • Licenses/Certifications: Series 99, or ability to obtain within 120 days (as required by FINRA).


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