Regulatory Compliance Project Manager
1 week ago
Phaxis is seeking a highly skilled Regulatory Project Manager to lead and manage key regulatory initiatives related to Consolidated Audit Trail (CAT), Trade Reporting and Compliance Engine (TRACE), Rule 606 (Order Routing Transparency), and Order Audit Trail System (OATS). The successful candidate will ensure that all projects are completed in compliance with financial industry regulations, align with organizational goals, and meet the specific requirements of regulatory bodies.
Key Responsibilities:
- Lead end-to-end project management for regulatory compliance projects, specifically focused on CAT, TRACE, Rule 606, and OATS.
- Collaborate with compliance, technology, operations, and legal teams to ensure projects align with regulatory standards and deadlines.
- Serve as the subject matter expert for CAT, TRACE, Rule 606, and OATS, providing guidance and expertise to internal teams.
- Develop and manage project plans, including timelines, resources, and budgets, ensuring projects are completed on time and within scope.
- Monitor and track project progress, identify potential risks, and implement mitigation strategies.
- Regularly communicate project status, issues, and changes to senior leadership and stakeholders.
- Ensure that regulatory reporting and documentation requirements are met, including the development of reports, presentations, and updates.
- Coordinate audits, reviews, and examinations related to regulatory projects and ensure compliance with relevant policies and procedures.
- Stay up-to-date with changing regulations, industry trends, and best practices, and ensure the organization's projects are aligned with these changes.
Qualifications:
- 5+ years of experience in project management within the financial services industry, with a focus on regulatory compliance.
- Strong knowledge and experience with CAT, TRACE, Rule 606, and OATS.
- PMP or equivalent project management certification is preferred.
- Excellent communication, organizational, and leadership skills.
- Ability to manage multiple projects simultaneously and meet tight deadlines.
- Strong analytical and problem-solving abilities.
- Experience working with cross-functional teams and managing stakeholder relationships.
-
VP Project Manager
2 weeks ago
New York, New York, United States Crédit Agricole CIB Full timeJob Title: VP Project ManagerWe are seeking a highly skilled VP Project Manager to join our Compliance Regulatory and Assurance team at Crédit Agricole CIB. As a key member of our team, you will be responsible for managing projects related to regulatory compliance and assurance.Key Responsibilities:Define program controls, processes, procedures, and...
-
Project Manager
2 days ago
New York, New York, United States Crédit Agricole CIB Limited Full timeJob Title: VP - Project ManagerCrédit Agricole CIB Limited is seeking a highly skilled and experienced VP - Project Manager to join our Compliance Regulatory and Assurance team.About the Role:The Compliance Regulatory and Assurance team is a critical function within Crédit Agricole CIB Limited, responsible for ensuring the firm's compliance with regulatory...
-
New York, New York, United States Sia Partners Full timeJob Title: Regulatory Compliance Project Management ConsultantSia Partners is a next-generation management consulting firm that offers a unique blend of AI and design capabilities to deliver superior value to our clients. We are seeking a talented Regulatory Compliance Project Management Consultant to support our Risk, Regulatory & Compliance Business...
-
Project Manager
2 days ago
New York, New York, United States Crédit Agricole CIB Limited Full timeJob Title: VP - Project ManagerCrédit Agricole CIB Limited is seeking a highly skilled and experienced VP - Project Manager to join our Compliance Regulatory and Assurance team. As a key member of our team, you will be responsible for supporting the development and implementation of compliance programs, ensuring regulatory requirements are met, and...
-
Regulatory Compliance Manager
3 weeks ago
New York, New York, United States RSM US LLP Full timeJob SummaryWe are seeking a highly skilled Regulatory Compliance Manager to join our Risk Advisory Services practice at RSM US LLP. As a key member of our team, you will be responsible for leading and delivering regulatory compliance internal audits, assessments, and other services at client locations within financial institutions.Key ResponsibilitiesDevelop...
-
Regulatory Project Manager
4 weeks ago
New York, New York, United States Vertical Relevance Full timeJob Title: Regulatory Project ManagerWe are seeking a highly skilled Regulatory Project Manager to join our team at Vertical Relevance. As a key member of our team, you will be responsible for implementing Regulatory/Compliance solutions for customer engagements.Key Responsibilities:Implement Regulatory/Compliance solutions for customer...
-
Senior Regulatory Project Manager
24 hours ago
New York, New York, United States Crédit Agricole CIB Full timeJob Title: Senior Regulatory Project ManagerCrédit Agricole CIB is seeking a highly skilled Senior Regulatory Project Manager to join our Compliance Regulatory and Assurance team. This is a unique opportunity to work in a dynamic and fast-paced environment, driving regulatory compliance and project management excellence.Key Responsibilities:Develop and...
-
Regulatory Project Manager
4 weeks ago
New York, New York, United States Vertical Relevance Full timeJob OverviewVertical Relevance is seeking a highly skilled Project Manager to lead the implementation of Regulatory/Compliance solutions for customer engagements. As a key member of our team, you will drive customer success by leveraging strong teamwork, communication, and organizational skills.Key Responsibilities:Develop and execute project plans to...
-
Regulatory Project Manager
3 weeks ago
New York, New York, United States Rose International Full timeJob Title: Project Manager Regulatory and ControlJob Summary:Rose International is seeking a highly skilled Project Manager Regulatory and Control to join our team. As a key member of our organization, you will be responsible for supporting interactions with regulators and internal stakeholders, facilitating meetings and discussions, and preparing reporting...
-
Regulatory Compliance Director
2 days ago
New York, New York, United States The Goodkind Group Full timeJob Profile SummaryThe primary objective of the Regulatory and Accreditation Program is to promote safe, high-quality, and effective patient care through maintaining accreditation, certification, and licensure compliance.The Regulatory Director is responsible for developing and leading a comprehensive regulatory survey readiness program in support of the...
-
Senior Compliance Project Manager
4 weeks ago
New York, New York, United States Sia Partners Full timeJob Title: Senior Compliance Project ManagerSia Partners is a next-generation management consulting firm that offers a unique blend of AI and design capabilities. We are seeking a talented Senior Compliance Project Manager to support our Risk, Regulatory & Compliance Business Unit.As a Senior Compliance Project Manager, you will work closely with our...
-
Medicaid Regulatory Compliance Specialist
4 weeks ago
New York, New York, United States MetroPlusHealth Full timeEmpowering New Yorkers through Quality HealthcareMetroPlusHealth is dedicated to delivering exceptional healthcare services to the residents of New York City. As a leading provider of Medicaid managed care, we are committed to empowering New Yorkers by uniting communities through care. Our mission is to provide the highest quality healthcare services,...
-
Project Manager
15 hours ago
New York, New York, United States Crédit Agricole CIB Limited Full timeJob SummaryThe Compliance Regulatory and Assurance team is a key function within Crédit Agricole CIB Limited, responsible for providing strategic and centralized management of supervisory activities. As a Project Manager, you will support two compliance functions, focusing on regulatory coordination and project management.Key responsibilities...
-
Regulatory Compliance Officer
3 weeks ago
New York, New York, United States Mindlance Full timeJob Title: Regulatory Reporting Analyst (VP)Location: New York, NY (Hybrid)Duration: 6+ Months (Possible extension/Conversion)Job Summary:We are seeking a highly skilled Regulatory Reporting Analyst (VP) to join our Services Regulatory Management team. As a key member of the team, you will be responsible for promoting, supporting, monitoring, reporting, and...
-
Regulatory Compliance Specialist
3 weeks ago
New York, New York, United States TRANSRE Full timeAbout UsAt TransRe, we pride ourselves on delivering exceptional solutions to the insurance industry. Our team of experts combines global reach with local decision-making to provide innovative and effective solutions to our clients.Job OpportunityWe are seeking a highly motivated and detail-oriented Regulatory Compliance Paralegal to join our team in New...
-
Regulatory Compliance Director
3 weeks ago
New York, New York, United States Optima Partners Holdings LLC Full timeJob Title: Associate Director of ComplianceOptima Partners Holdings LLC is seeking a highly skilled Associate Director of Compliance to join our team. As a key member of our compliance department, you will be responsible for providing senior oversight of client regulatory compliance matters.Key Responsibilities:Lead or support an entire sales cycle,...
-
Regulatory Compliance Specialist
2 weeks ago
New York, New York, United States US Tech Solutions Full timeJob DescriptionUS Tech Solutions is seeking a highly skilled Paralegal to join our team as a Regulatory Compliance Specialist. In this role, you will be responsible for coordinating and project managing various regulatory examinations and audits related to the Firm's Bank Secrecy Act program on behalf of the Global Financial Crimes (GFC) team.Key...
-
Pharmacy Manager Regulatory Compliance
2 weeks ago
New York, New York, United States Mount Sinai Health System Full timeJob Title: Pharmacy Manager Regulatory ComplianceMount Sinai Health System is seeking a highly skilled Pharmacy Manager Regulatory Compliance to join our team. As a key member of our pharmacy leadership team, you will be responsible for ensuring compliance with regulatory requirements and standards.Key Responsibilities:Develop and implement policies and...
-
Regulatory and Control Project Manager
3 weeks ago
New York, New York, United States Rose International Full timeJob Title: Regulatory and Control Project ManagerJoin Rose International, a leading provider of professional services, as a Regulatory and Control Project Manager. In this role, you will be responsible for managing large programs and engaging across all levels of the Services organization.Key Responsibilities:Support interactions with regulators and internal...
-
Regulatory Compliance Officer
1 month ago
New York, New York, United States The Goodkind Group, LLC Full timeJob Profile SummaryThe Regulatory and Accreditation Program at The Goodkind Group, LLC is designed to ensure safe, high-quality patient care through accreditation, certification, and licensure compliance.We are seeking a highly skilled Regulatory Compliance Officer to lead our comprehensive regulatory survey readiness program, supporting our mission and...