Audit Manager II Financial Crimes High Risk

1 month ago

Mt Laurel Township NJ USA, United States TD Bank Full time
Job Summary:

The Audit Manager is accountable for overseeing the planning and execution for audits covering discrete business units or functional corporate areas. This role will also oversee the Audit team performing the audits.

Key Responsibilities:

Contributes to the Audit planning process for specific businesses/ functional units, including audit plans, resource requirements and budgets

Has overall responsibility for completion of audits. Plans and leads audits and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line.

Performs testing of critical areas of audit. Performs review of audit documentation. Oversees findings follow up and issue validation.

Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters to ensure deadlines are met

Oversees a small to medium sized team assigned to a given audit and provide coaching and feedback on performance throughout the audit

Evaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise.

Acts as primary contact with management regarding audit scope, findings and status

Requirements:

Bachelor's degree required

Advanced degree preferred

8+ years related experience required

PC skills (MS Office Suite)

Excellent oral and written communication skills

Advanced critical thinking

Risked based decision making, problem solving and conflict resolution skills

Advanced analytical skills

Travel 35% or more

Work well independently and with others

Complete tasks timely and accurately

Escalate issues and delays quickly

Effectively manage competing priorities for self and others

Advanced awareness of laws and regulations governing the banking industry that impact assigned area

Advanced functional audit knowledge and skills

Relevant certification required

Strong project management skills

Advanced knowledge in designated subject matter areas

Adapt, promote and champion change

Lead and manage small to medium sized teams

Assume ownership and promote accountability

Thrive on fast-paced and challenging environment

Banking experience preferred

Advanced skills in building and maintaining relationships within, and external to, audit

Strong ability to develop relationships with the business while conducting audits

Consult assigned lines of business (trusted advisor) for audit

Deliver CSI and follow up as appropriate

Strong influencing skills

Manage a team of professional resources, and actively develop, recruit, train, coach and conduct performance assessments for team members

Ensure resources are effectively utilized to achieve target utilization rates

Accountable for promoting recognition in the team and division

Engage team members in stretch assignments within the team and at the division and/or TD level

Keep team members informed

Demonstrate TD leadership core values

Deliver effective presentations/training at the division level, industry conferences, workshops, etc.

Provide successful onboarding and orientation to new hires.

Preferred Experience:

CAMS or CFE certification

Audit experience in Financial Crimes/AM

About TD Bank:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues. TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing – and so will you. Our Total Rewards Package Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more

Additional Information:

We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home. Colleague Development If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we're committed to helping you identify opportunities that support your goals. Training & Onboarding We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role. Interview Process We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call. Accommodation If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Federal law prohibits job discrimination based on race, color, sex, sexual orientation, gender identity, national origin, religion, age, equal pay, disability and genetic information.

  • Audit Manager II

    1 month ago

    Mt Laurel Township, NJ, USA, United States TD Bank Full time

    Job Summary:The Audit Manager is a key member of the Financial Crimes and AML audit team, responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. This role will also oversee the Audit team performing the audits.Key Responsibilities:Contributes to the Audit planning process for specific...

  • Audit Manager II Financial Crimes High Risk

    4 weeks ago

    Mount Laurel, New Jersey, United States TD Bank Full time

    Job DescriptionThe Audit Manager is responsible for overseeing the planning and execution of audits for discrete business units or functional corporate areas. This role will also oversee the Audit team performing the audits.Key ResponsibilitiesContributes to the Audit planning process for specific businesses/functional units, including audit plans, resource...

  • Audit Manager II Fin Crimes/AML CoE

    4 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Job Summary:The Audit Manager II - Financial Crimes/AML CoE is responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. This role will also oversee the Audit team performing the audits.Key Responsibilities:Contributes to the Audit planning process for specific businesses/functional units,...

  • Audit Manager II Fin Crimes/AML CoE

    4 weeks ago

    Mount Laurel, New Jersey, United States TD Bank Full time

    Job DescriptionWe are seeking a highly skilled Audit Manager II to join our team in Financial Crimes and Anti-Money Laundering. As a key member of our audit team, you will be responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas.Key ResponsibilitiesContribute to the audit planning...

  • Audit Manager I IT Audit/Financial Crimes

    4 weeks ago

    Mount Laurel, New Jersey, United States TD Bank Full time

    Job Summary:The Audit Supervisor is responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised. This role requires strong leadership and analytical skills, with the ability to work independently and as part of a team. The successful candidate will have a strong understanding of audit...

  • AML Financial Crime Risk Oversight Specialist

    4 weeks ago

    Laurel, Montana, United States TD Bank Group Full time

    Job Description:The US Financial Crime Risk Management (FCRM) Risk Assessment Team is responsible for the governance, oversight, and execution of the ML/TF, Sanctions, and ABC risk assessments across the US units and segments. The FCRM US Risk Assessment specialist contributes to the execution of the risk assessments through supporting the delivery of the...

  • Financial Crime Risk Lead Investigator

    3 weeks ago

    Mount Laurel Township, United States TD Bank, N.A. Full time

    Description : The Financial Crime Risk Lead Investigator leads thematic (i.e., regulatory/public private partnerships) investigative projects, complex and sensitive investigations through analysis of evidence gathered for both internal and external investigations. This includes reporting, mitigating, and disrupting financial crime for AML, ATF,...

  • Financial Crime Risk Lead Investigator

    3 weeks ago

    Mount Laurel Township, United States TD Bank, N.A. Full time

    Description : The Financial Crime Risk Lead Investigator leads thematic (i.e., regulatory/public private partnerships) investigative projects, complex and sensitive investigations through analysis of evidence gathered for both internal and external investigations. This includes reporting, mitigating, and disrupting financial crime for AML, ATF,...

  • Senior AML Financial Crime Risk Investigator

    1 month ago

    Mount Laurel Township, United States TD Bank, N.A. Full time

    Description : The Senior AML Financial Crime Risk Investigator conducts end to end investigations of various higher complexity and sensitivity through analysis of evidence gathered for both internal and external investigations. Includes authority in applying reasonable grounds to suspect money laundering/terrorist financing, mitigating, and disrupting...

  • Senior AML Financial Crime Risk Investigator

    4 weeks ago

    Mount Laurel Township, United States TD Bank, N.A. Full time

    Description : The Senior AML Financial Crime Risk Investigator conducts end to end investigations of various higher complexity and sensitivity through analysis of evidence gathered for both internal and external investigations. Includes authority in applying reasonable grounds to suspect money laundering/terrorist financing, mitigating, and disrupting...

  • Senior AML Financial Crime Risk Investigator

    2 months ago

    Mount Laurel Township, United States TD Bank, N.A. Full time

    Description : The Senior AML Financial Crime Risk Investigator conducts end to end investigations of various higher complexity and sensitivity through analysis of evidence gathered for both internal and external investigations. Includes authority in applying reasonable grounds to suspect money laundering/terrorist financing, mitigating, and disrupting...

  • Audit Manager I IT Audit/Financial Crimes

    4 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Audit Supervisor Role OverviewThe Audit Supervisor is a key position within TD Bank's audit team, responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.Key ResponsibilitiesLead a team focused on assigned audit and assume the lead position on the audit, providing supervision and...

  • Senior AML Financial Crime Risk Investigator

    4 weeks ago

    Mount Laurel, New Jersey, United States TD Bank, N.A. Full time

    Job Summary:The Senior AML Financial Crime Risk Investigator is responsible for conducting end-to-end investigations of various higher complexity and sensitivity through analysis of evidence gathered for both internal and external investigations.Key Responsibilities:Conducts complex investigations, including AML, Sanctions/ABAC and Financial CrimeApplies...

  • AML Financial Crime Risk Oversight Specialist

    4 weeks ago

    Laurel, Montana, United States TD Bank Group Full time

    Job SummaryWe are seeking a highly skilled AML Financial Crime Risk Oversight Specialist to join our team at TD Bank Group.This is a key role that requires expertise in AML/ATF/Sanctions/ABAC risk management, with a focus on providing comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD...

  • Audit Manager II, QAIP

    4 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Job Summary:The Audit Manager is responsible for overseeing the planning and execution of audits for discrete business units or functional corporate areas. This role will also oversee the Audit team performing the audits.Key Responsibilities:Contributes to the Audit planning process for specific businesses/functional units, including audit plans, resource...

  • Senior Audit Group Manager

    4 weeks ago

    Mt Laurel Township, NJ, USA, United States TD Bank Full time

    About the Role:We are seeking a highly skilled and experienced Senior Audit Group Manager to join our team at TD Bank. As a key member of our audit leadership team, you will be responsible for leading and developing a team of audit professionals, overseeing the planning and execution of audits and projects, and providing guidance and leadership to ensure...

  • Audit Manager II Global Risk and ESG Position

    4 weeks ago

    Mount Laurel, New Jersey, United States TD Bank, N.A. Full time

    Job Summary:The Audit Manager II Global Risk and ESG role is accountable for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. This position will also oversee the Audit team performing the audits.Key Responsibilities:Contributes to the Audit planning process for specific businesses/functional...

  • OFAC Compliance Sanctions List Management, Sr AML Financial Crime Risk Analyst

    3 weeks ago

    Mount Laurel Township, United States TD Bank, N.A. Full time

    Description : The Financial Crime Risk Senior Investigator conducts end to end investigations of various higher complexity and sensitivity through analysis of evidence gathered for both internal and external investigations. Includes authority in applying reasonable grounds to suspect money laundering/terrorist financing, mitigating, and disrupting...

  • Data Science Leader

    57 minutes ago

    Mount Laurel, New Jersey, United States TD Bank, N.A. Full time

    TD Bank, N.A. Job OverviewWe are a leading global financial institution seeking an exceptional Data Science Leader to join our US Financial Crime Risk Modeling & Advanced Analytics team within the US Financial Crime department.The ideal candidate will have expertise in data science techniques, including data wrangling, profiling and visualization,...

  • Risk Audit Manager

    4 weeks ago

    Tampa, FL , USA, United States Citigroup Inc Full time

    Job SummaryThe Audit Manager is an intermediate-level role responsible for performing moderately complex audits and assessments of Citigroup's risk and control environments in coordination with the Audit team. The overall objective is to utilize in-depth subject matter expertise to ensure that the firm meets audit standards and regulations and to work with...