Branch Office Operations Supervisor
3 weeks ago
The Oppenheimer & Co. Inc. is seeking an experienced Operations Manager to join our Stamford, CT branch office. This role is responsible for overseeing the day-to-day operations of the branch and ensuring compliance with regulatory requirements.
Key Responsibilities:
- Supervise and oversee the operations staff and branch operations functions
- Approve operational transactions, including KYC checks and wire transfers
- Create procedures to ensure timely completion of daily tasks
- Order room management and option approvals
- Maintain accurate records and reports
- Provide guidance on policies and procedures
- Assist with onboarding new Financial Advisors
- Collaborate with legal and compliance teams as needed
Requirements:
- At least 3 years of industry experience
- Series 7 and 63 licenses required; Series 9, 10 (or 8) a plus
- Excellent leadership and communication skills
- Ability to work in a fast-paced environment with high levels of accuracy and attention to detail
We offer a competitive salary range of $80,000 - $110,000 per year, depending on experience, as well as opportunities for career growth and professional development.
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