Operations Management Team Lead
3 days ago
Oppenheimer & Co. Inc. is a leading middle-market investment bank and full-service broker-dealer with a rich history dating back to 1881. We provide a broad range of financial services, including retail securities brokerage, institutional sales and trading, investment banking, equity and fixed income research, market making, trust services, and investment advisory and asset management services.
We are seeking an experienced Operations Manager to join our Stamford, CT branch office. As a key member of our team, you will be responsible for overseeing the day-to-day operations of the branch and ensuring compliance with regulatory requirements.
Key Responsibilities:
- Supervise and oversee the operations staff and branch operations functions
- Approve operational transactions, including KYC checks and wire transfers
- Create procedures to ensure timely completion of daily tasks
- Order room management and option approvals
- Maintain accurate records and reports
- Provide guidance on policies and procedures
- Assist with onboarding new Financial Advisors
- Collaborate with legal and compliance teams as needed
Requirements:
- At least 3 years of industry experience
- Series 7 and 63 licenses required; Series 9, 10 (or 8) a plus
- Excellent leadership and communication skills
- Ability to work in a fast-paced environment with high levels of accuracy and attention to detail
We offer a competitive salary range of $80,000 - $110,000 per year, depending on experience, as well as opportunities for career growth and professional development.
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