Mortgage Compliance Analyst

3 weeks ago


Phoenix, Arizona, United States Arizona Official Website of State of Arizona Full time

Job Title: Financial Institutions Examiner

Company: Arizona Official Website of State of Arizona

Job Overview:

Under supervision, engages in specialized professional tasks involving the assessment and evaluation of financial institutions' health and operations, adhering to both state and federal statutes and regulations. Responsible for calculating ratings, performing field assessments, and composing comprehensive reports.

Key Responsibilities:
  • Review records and portfolios of licensed entities
  • Assess financial documents for regulatory compliance
  • Evaluate financial statements
  • Conduct field assessments
  • Collaborate with supervisory personnel
  • Perform exit evaluations
  • Provide expert testimony as needed
  • Execute other assigned responsibilities
Knowledge, Skills & Abilities (KSAs):
  • Knowledge:
    • Accounting principles and examination methodologies
    • Computerized systems and applications
    • Investigative methodologies
    • Relevant policies and procedures
  • Skills:
    • Application of laws and regulations
    • Utilizing investigative techniques
    • Researching and interpreting financial data
    • Understanding and interpreting laws and regulations
    • Effective oral and written communication
  • Ability:
    • Strong oral and written communication skills
    • Interpersonal effectiveness
    • Willingness to travel as required
Preferred Qualifications:
  • Experience in examination or investigative roles
  • Professional certifications such as CPA
  • Familiarity with Mortgage Industry regulations
Pre-Employment Requirements:
  • Verification of driver license history
  • Possession of a valid driver license
Employee Benefits:
  • Short-term disability coverage
  • Life and long-term disability insurance
  • Paid vacation and holidays
  • Health and dental insurance
  • Retirement savings plan
  • Sick leave provisions
Retirement Benefits:
  • Participation in ASRS
  • Eligibility for enrollment after 27 weeks


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