Audit Compliance Analyst

2 weeks ago


Memphis, Tennessee, United States Lewis James Professional Full time
Audit Quality Assurance Associate

Lewis James Professional is a woman-owned staffing and consulting firm specializing in project-based solutions and direct placement services. We are currently looking for an Audit Quality Assurance Associate for a direct hire role with a client in the financial services sector.

Key Responsibilities:
  • Assist the Professional Practice team within various areas including P & P Development, Talent Development, Data Analytics, Regulatory Compliance, Board Reporting, and Quality Assurance.
  • Review and assess internal audit activities to ensure adherence to the Institute of Internal Auditors (IIA) Standards, as well as industry and corporate guidelines.
  • Compile and present reports evaluating the performance of the audit and assurance services department.
  • Encourage collaborative relationships among audit staff and act as a resource within the department.
  • Conduct quality assurance evaluations on audit processes, workpapers, project documentation, and risk assessments, reporting findings accordingly.
Qualifications:
  • Bachelor's degree from an accredited institution.
  • A minimum of 4 years of relevant professional experience.
  • Basic knowledge of internal audit methodologies.
  • Current awareness of industry standards and IIA best practices in auditing and quality assurance.
  • Strong understanding of the Institute of Internal Auditors (IIA) Standards.
  • Ability to articulate complex and sensitive matters to various management levels.
  • Proficient in conflict resolution, auditor judgment, risk-based auditing, and effective decision-making.
Lewis James Professional is an Equal Opportunity Employer. M/F/D/V

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