Market Supervision Manager
4 days ago
Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. As a Market Supervision Manager, you will play a critical role in supporting the Merrill Wealth Management Market Executive's overall managerial responsibilities.
Key Responsibilities- Manage delegated compliance, administrative, and business functions related to the Merrill Wealth Management Market Executive's overall managerial responsibilities for parent and associate offices.
- Monitor advisor and client activity, including financial transactions, to ensure compliance with firm and regulatory requirements and minimize risk.
- Coach advisors in supporting the company strategy and continuing to grow their businesses.
- Currently hold SIE, Series 7, and Series 66 (or Series 63 and Series 65) licenses.
- Minimum of 5+ years of professional experience.
- Proven ability to manage risk, make sound decisions, and have a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products.
As a Market Supervision Manager, you will have the opportunity to:
- Support the Merrill Wealth Management Market Executive in achieving business objectives and contributing to market profitability.
- Minimize regulatory, financial, and reputational risks by influencing Financial Advisor business practices.
- Ensure Financial Advisors are properly licensed and respond to regulatory inquiries and resolve client concerns or complaints.
Bank of America is an equal opportunity employer and welcomes applications from diverse candidates.
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Market Supervision Manager
2 weeks ago
Beverly Hills, California, United States Bank of America Full timeJob Description:Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America.We believe trust comes from...
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Content Marketing Manager
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Cashier Assistant Manager
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Associate Marketing Manager
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Marketing Manager
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Associate Manager, Influencer Marketing
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Product Marketing Manager
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Marketing Coordinator
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Marketing Coordinator
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Digital Marketing Strategist
1 week ago
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Bakery Department Supervisor
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