Audit Director US Financial Risk Leader
1 week ago
As the Audit Director for US Financial Risk, you will be responsible for providing people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required.
Key Responsibilities
• Oversees, designs, and develops the audit plan, risk assessment for US Financial Risk, reviewing and approving the scope of audits; ensuring audits are completed in adherence with Audit Division standards and reporting results to Senior Management
• Liaises with other Audit groups to the extent that corporate initiatives or projects impact audit activities within the Business Segments
• Supports the Chief Audit Executive opinion to the Audit Committee on the effectiveness of Bank-wide, governance, risk management and internal controls
• Maintains an effective yet independent relationship and regular interaction with all key stakeholders (as defined in the Audit Mandate), including appropriate escalation of issues
• Liaises with regulators to advance interests of the Bank and the Audit Division
• Develops a risk-based Audit Plan for Risk Management, Canadian Business Banking and Mergers & Acquisitions
• Recommends, supports & maintains appropriate resources to execute the plan, including the requisite subject-matter expertise
• Delivers the plan evenly over the course of the year subject to approval of the Audit Committees and regulatory expectations
• Adheres to Internal Audit Methodology standards and practices
• Assesses/identifies all significant control gaps and escalates to appropriate levels and relevant stakeholders where required for areas of accountability
• Provides clear, comprehensive and timely reporting on significant control matters
• Stays current on evolving regulatory expectations and industry practices in order to support the continuous improvement and development of our function & practices
• Provides ongoing support and ownership for IA divisional priorities such as Talent Management, Talent Acquisition, Colleague Engagement, Career Development and Diversity & Inclusion
• Attracts, develops and retains talent and maintains an active talent pipeline
• Communicates a clear & compelling vision; engender followership
Requirements
• Undergraduate degree required, Post Graduate degree preferred
• Professional Accreditation such as Chartered Professional Accountant, Certified Public Accountant, or Certified Internal Auditor would be an asset
• 10+ years related experience
• Previous experience developing and executing on strategies and delivering superior results in both the short and long term
• Previous experience establishing a best-in-class compliance Function in a large complex global organization (Financial Services experience is beneficial)
• Proven ability in leveraging deep subject matter expertise to align teams to a central vision, while also listening and engaging others to provide input in the shaping of that vision
• Strong people management skills with demonstrated experience in leading high performing teams, proven ability to manage and motivate a diverse group of professionals, the ability to effectively work in teams across the bank with multiple stakeholders, and to influence and align others
• Strong collaborator who engages colleagues, business partners, external stakeholders, and employees
• Strong presentation and facilitation skills and strong interpersonal and leadership skills to facilitate working with senior management at all levels
• Skillful communication (written and verbal), negotiation, and partnership skills to balance stakeholder input but remains objective to reach the right outcome - ability to stay resilient under pressure
• Demonstrated relationship building skills; able to make things happen through the use of positive influence
• Expertise in working effectively in teams – requires a track record of working cross-organizationally and with multiple stakeholders at varying levels
-
Audit Director US Financial Risk
2 weeks ago
Charlotte, North Carolina, United States TD Full timeJob Title: Audit Director US Financial RiskTD is seeking a highly skilled and experienced Audit Director to lead our US Financial Risk audit team. As a key member of our Internal Audit function, you will be responsible for providing strategic leadership and direction to the team, ensuring that our audit activities are aligned with the bank's risk management...
-
Audit Director
2 weeks ago
Charlotte, North Carolina, United States TD Full timeJob Title: Audit Director - US Financial Risk ManagementTD is seeking an experienced Audit Director to lead our US Financial Risk Management team. As a key member of our Audit Division, you will be responsible for providing strategic leadership and direction to the team, ensuring the effective execution of audit plans, and driving business value through...
-
Audit Director US Financial Risk
4 weeks ago
Charlotte, North Carolina, United States TD Full timeJob SummaryWe are seeking a highly skilled and experienced Audit Director to lead our US Financial Risk audit team. The successful candidate will be responsible for providing strategic leadership and direction to the team, ensuring that audits are completed in accordance with Audit Division standards and reporting results to Senior Management.Key...
-
Charlotte, North Carolina, United States TD Full timeJob SummaryWe are seeking a highly experienced and skilled Audit Director to lead our US Financial Risk audit team. The successful candidate will be responsible for providing strategic leadership and direction to the team, ensuring that audits are completed in accordance with Audit Division standards and reporting results to Senior Management.Key...
-
Audit Director US Financial Risk
5 days ago
Charlotte, North Carolina, United States TD Full timeJob SummaryWe are seeking a highly skilled and experienced Audit Director to lead our US Financial Risk audit team. The successful candidate will be responsible for overseeing the audit plan, risk assessment, and ensuring audits are completed in adherence with Audit Division standards.Key ResponsibilitiesProvides people management leadership by hiring,...
-
Audit Director US Financial Risk
4 weeks ago
Charlotte, North Carolina, United States TD Full timeJob SummaryWe are seeking a highly skilled and experienced Audit Director to lead our US Financial Risk audit team. The successful candidate will be responsible for providing strategic leadership and direction to the team, ensuring that audits are completed in accordance with Audit Division standards and reporting results to Senior Management.Key...
-
Audit Director US Financial Risk Expert
1 week ago
Charlotte, North Carolina, United States TD Full timeJob SummaryWe are seeking a highly skilled and experienced Audit Director to lead our US Financial Risk audit team. The successful candidate will have a strong background in risk management and audit, with a proven track record of delivering high-quality results in a fast-paced environment.Key ResponsibilitiesDevelop and execute a comprehensive audit plan...
-
Technology Director
2 weeks ago
Charlotte, North Carolina, United States RSM US LLP Full timeAbout the RoleWe are seeking a highly skilled Technology Director to join our Risk Consulting practice, specializing in audit and risk management for global banking clients. As a key member of our team, you will provide thought leadership, deliver technology solutions, and drive AI automations to help our clients navigate complex risk challenges.Key...
-
Director of Risk Management and Medical Network
4 weeks ago
Charlotte, North Carolina, United States RSM US LLP Full timeRisk Management Director for Medical NetworkWe are the leading provider of professional services to the middle market globally, empowering our clients and people to realize their full potential.RSM has an exceptional career opportunity available for a director to join our Risk Consulting Services practice as a part of our Technology Risk Consulting team.Our...
-
Technology Risk Consulting Director
2 weeks ago
Charlotte, North Carolina, United States RSM US LLP Full timeJob Title: Technology Risk Consulting DirectorWe are seeking a highly experienced Technology Risk Consulting Director to join our team at RSM US LLP. As a leader in the field of technology risk management, you will be responsible for providing expert advice to clients on managing risks associated with their technology infrastructure.Key...
-
Technology Risk Consulting Director
2 weeks ago
Charlotte, North Carolina, United States RSM US LLP Full timeJob Title: Technology Risk Consulting DirectorWe are seeking a highly skilled Technology Risk Consulting Director to join our team at RSM US LLP. As a leader in the field of technology risk management, you will be responsible for providing expert advice to clients on how to effectively manage their IT risks and ensure the security and integrity of their...
-
Technology Risk Consulting Director
2 weeks ago
Charlotte, North Carolina, United States RSM US LLP Full timeJob Title: Technology Risk Consulting DirectorRSM US LLP is seeking a highly skilled Technology Risk Consulting Director to join our Risk Consulting Services practice. As a leader in the field of information technology risk management, you will be responsible for providing expert guidance to clients on the design and optimization of controls, as well as...
-
Technology Risk Consulting Director
3 weeks ago
Charlotte, North Carolina, United States RSM US LLP Full timeJob Title: Technology Risk Consulting DirectorWe are seeking a highly experienced Technology Risk Consulting Director to join our team at RSM US LLP. As a leader in our Risk Consulting Services practice, you will be responsible for providing expert advice to clients on managing technology-related risks and ensuring the effectiveness of their internal...
-
Financial Services Audit Senior
1 week ago
Charlotte, North Carolina, United States US Bank Full timeJob SummaryThe Senior Auditor - Capital Planning role is a key position within the Corporate Audit Services team at US Bank. The successful candidate will be responsible for completing audit engagement assignments with minimal supervision from audit team management.Key ResponsibilitiesUnderstand risk and risk management techniques, identify and analyze...
-
Audit Director
5 days ago
Charlotte, North Carolina, United States Bank of America Full timeJob Description:We are seeking a highly skilled Audit Director to join our team at Bank of America. As a key member of our Corporate Audit department, you will be responsible for managing business groups and executing personnel, communication, and expense management activities.Key Responsibilities:Plan and develop the audit strategy and manage audit...
-
Charlotte, North Carolina, United States RSM US LLP Full timeAbout the RoleWe are seeking a highly skilled and experienced Director to lead our Process Risk & Controls Consulting practice for Global Banks. As a key member of our team, you will be responsible for delivering high-quality risk advisory services to our clients, driving business growth, and developing our talent.Key ResponsibilitiesLead and contribute to...
-
Audit Director
1 month ago
Charlotte, North Carolina, United States Truist Full timeJob SummaryWe are seeking a highly skilled and experienced Audit Director to join our team at Truist Financial Corporation. As a key member of our audit team, you will be responsible for leading and managing a team of audit professionals to ensure the effective implementation of our audit program.Key ResponsibilitiesDevelop and implement a comprehensive...
-
Audit Director
1 week ago
Charlotte, North Carolina, United States Truist Full time**Job Summary**As an Audit Director at Truist, you will lead a team of audit professionals in conducting comprehensive audits of assigned business units. Your expertise in risk management and audit practices will ensure that our operations are aligned with regulatory requirements and industry best practices.**Key Responsibilities**Develop and implement audit...
-
Audit Director
3 weeks ago
Charlotte, North Carolina, United States Vaco Full timeJob SummaryVaco is seeking a highly skilled and experienced Audit Director to join our team. As a key member of our internal audit function, you will be responsible for leading the development and execution of a high-impact audit plan that encompasses finance, operations, and IT projects.Key ResponsibilitiesDevelop and execute a comprehensive audit plan that...
-
Audit Director
2 weeks ago
Charlotte, North Carolina, United States Truist Full timeJob SummaryWe are seeking a highly skilled and experienced Audit Director to join our team at Truist Financial Corporation. As a key member of our audit team, you will be responsible for leading and managing a comprehensive audit assurance program for assigned business units.Key ResponsibilitiesEstablish and manage a dynamic audit plan for assigned business...
