Regulatory Compliance Specialist
3 days ago
At SMBC, we are seeking a highly skilled Regulatory Compliance Analyst to join our Transaction Management team. As a key member of our team, you will be responsible for ensuring the compliance of our transactions with regulatory requirements.
Key Responsibilities:- Assess and process goods under funding documentation in TradeStream, ensuring accurate and timely completion of regulatory compliance requirements.
- Collaborate with Transaction Management and Marketing teams to process goods assessment manually prior to implementing TradeStream.
- Process Firco online (sanction screening tool) for counterparties of transactions and record results, ensuring timely clearance of any negative hits.
- Support the Transaction Management team in building a database for compliance-related assessment records.
- Minimum 2 years of experience in regulatory compliance.
- Strong analytical thinking, attention to detail, effective communication, and technology proficiency.
- Commitment to continuous learning and professional development.
We offer a dynamic and supportive work environment, opportunities for growth and development, and a competitive compensation package. If you are a motivated and detail-oriented individual with a passion for regulatory compliance, we encourage you to apply for this exciting opportunity.
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Regulatory Compliance Specialist
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New York, New York, United States McCann & Braham Full timeCompany Overview:McCann & Braham is a leading global commodity trading firm, recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Summary:We are in search of a Compliance Associate with a strong background in compliance advisory and market regulation. This position will report directly to the...
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Regulatory Compliance Specialist
1 month ago
New York, New York, United States McCann & Braham Full timeCompany Overview:McCann & Braham is a leading global commodity trading firm recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Overview:We are in search of a Compliance Associate with a strong background in compliance advisory and market regulation. This position will report directly to the...
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Regulatory Compliance Specialist
1 month ago
New York, New York, United States McCann & Braham Full timeCompany Overview:McCann & Braham is a leading global commodity trading firm, recognized for its unwavering dedication to ethical practices, sustainability, and responsible operations.Position Summary:We are looking for a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...
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New York, New York, United States TRANSRE Full timeAbout UsAt TransRe, we pride ourselves on delivering exceptional solutions to the insurance industry. Our team of experts combines global reach with local decision-making to provide innovative and effective solutions to our clients.Job OpportunityWe are seeking a highly motivated and detail-oriented Regulatory Compliance Paralegal to join our team in New...
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Regulatory Compliance Specialist
1 month ago
New York, New York, United States McCann & Braham Full timeCompany Overview:McCann & Braham is a leading global commodity trading firm recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Summary:We are in search of a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...
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Regulatory Compliance Specialist
1 month ago
New York, New York, United States McCann & Braham Full timeCompany Overview:McCann & Braham is a distinguished global commodity trading firm recognized for its unwavering dedication to ethical practices, sustainability, and responsible operations.Position Overview:We are in search of a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market...