Regulatory Compliance Specialist

{"title": "Regulatory Specialist Opportunity", "content": "Regulatory Specialist OpportunityScale Up Search is partnering with a leading food manufacturing company to find a highly skilled Regulatory Specialist to join their team in New Jersey.This is an exciting opportunity for a regulatory professional with experience in ensuring compliance with domestic...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Deutsche Bank. As a Futures Commission Merchant Compliance Officer, you will play a critical role in ensuring that our business operations are in compliance with US Futures regulations and policies.Key ResponsibilitiesParticipate in the development and...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Deutsche Bank. As a Futures Commission Merchant Compliance Officer, you will play a critical role in ensuring that our business operations are in compliance with US Futures regulations and policies.Key ResponsibilitiesParticipate in the development and...

About UsEstablished in 1999, Next Capital Management LLC is a distinguished, SEC Registered Investment Advisor dedicated to providing investment and advisory services tailored to high-net-worth individuals, families, trusts, and businesses through a multi-family office approach. Our mission is to create a personalized wealth management experience within a...

About UsEstablished in 1999, Next Capital Management LLC is a distinguished, SEC Registered Investment Advisor dedicated to providing investment and advisory services tailored for high-net-worth individuals, families, trusts, and businesses through a multi-family office approach. Our mission is to create a personalized wealth management experience in a...

Job DescriptionSia Partners, a leading management consulting firm, is seeking a seasoned Regulatory Compliance Specialist to join our Financial Services practice. As a key member of our team, you will play a critical role in supporting our clients with regulatory remediation initiatives.Key ResponsibilitiesDevelop and Execute Regulatory Remediation Plans:...

Company Overview:Golden Platter Foods, Inc. is a leader in the frozen food sector, merging traditional practices with modern innovations to produce beloved family meals. As a family-owned enterprise, we prioritize quality and adherence to regulations, ensuring our products consistently meet the highest standards. Join a vibrant team dedicated to excellence...

Senior Regulatory Compliance ProfessionalWe are seeking an experienced senior regulatory compliance professional to join our team at JCW. This role requires deep expertise in SEC and FINRA regulatory requirements, alongside the ability to provide comprehensive analysis and strategic recommendations in complex scenarios.Key Responsibilities:Conduct thorough...

About Us: We are an inclusive employer committed to fostering a diverse workplace. As a proud member of myGwork, we support the LGBTQ+ business community and strive to create a welcoming environment for all. Role Overview: Our Legal & Compliance Department is integral to our global operations, addressing complex legal challenges and ensuring adherence to...

Innova Solutions is currently seeking a Senior Regulatory Compliance Specialist.Position Type:Full-time; Contract Duration: 12+ MonthsLocation:RemoteCompensation:$35 - $39/hr on W2Role Overview:As a Senior Regulatory Compliance Specialist, you will play a crucial role in supporting our ongoing projects. We are looking for a candidate who is eager to learn...

Job OverviewQuantbot, a leading firm in the finance sector, is in search of a diligent, proactive, and detail-oriented professional to enhance our compliance team. As a rapidly growing investment adviser, we pride ourselves on our commitment to maintaining the highest compliance standards.Key Responsibilities:The selected candidate will be tasked with...

Job DescriptionJob Title: Compliance AssociateCompany: Beacon Hill LegalLocation: Downtown ManhattanJob Type: Full-timeSalary: $140,000 - $170,000 per yearExperience: 4+ years in a regulated trading companyResponsibilities:Work with regulatory agencies to ensure compliance with relevant laws and regulationsDevelop and implement compliance programs to...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Michael Page. As a key member of our financial services team, you will be responsible for ensuring that our client's retail banking operations comply with federal, state, and local regulations.Key ResponsibilitiesMonitor and interpret regulatory requirements to...

Company Overview:McCann & Braham is a leading global commodity trading firm, recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Summary:We are in search of a Compliance Associate with a strong background in compliance advisory and market regulation. This position will report directly to the...

Quantbot Technologies LP is in search of a diligent, detail-oriented, and proactive individual to become a vital part of our compliance division within our expanding investment advisory firm.Key Responsibilities:The selected candidate will be tasked with the preparation of regulatory submissions, collaborating with compliance personnel to support various...

Company Overview:McCann & Braham is a leading global commodity trading firm recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Overview:We are in search of a Compliance Associate with a strong background in compliance advisory and market regulation. This position will report directly to the...

Company Overview:McCann & Braham is a leading global commodity trading firm, recognized for its unwavering dedication to ethical practices, sustainability, and responsible operations.Position Summary:We are looking for a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...

Global Compliance is tasked with the critical function of identifying, mitigating, and managing compliance, regulatory, and reputational risks across the organization. This team is essential in reinforcing the firm's commitment to compliance by establishing robust controls, policies, and procedures. Acting as a vital second line of defense, Compliance...

Company Overview:McCann & Braham is a leading global commodity trading firm recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Summary:We are in search of a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...

Company Overview:McCann & Braham is a leading global commodity trading firm, recognized for its dedication to ethical practices, sustainability, and responsible business operations.Position Overview:We are looking for a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...