Compliance Officer
4 days ago
Innovative Workforce Solution Ltd is seeking to recruit an experienced Compliance Support Officer to join its team of dedicated professionals.
The ideal candidate would report to the Head of Compliance and assist in planning, coordinating, and evaluating internal compliance activities. Key responsibilities include:
- Assisting with onboarding new clients and ongoing reviews of existing ones;
- Assisting in day-to-day planning and management of compliance department activities;
- Maintaining knowledge of relevant laws and regulations and discussing with the Head of Compliance and other members of the management team as required;
- Monitoring and coordinating compliance activities and ensuring adherence to regulatory requirements;
- Assisting in regular compliance reporting;
- Reviewing and maintaining necessary registers, including personal data, complaints, SAR/STRs, PEPs, rejected business, closed business, training, etc.;
- Developing, initiating, maintaining, revising, upholding, and monitoring policies and procedures in accordance with AML-CFT, CSP, Sanctions, GDPR, and Trust regulations;
- Managing and developing compliance systems;
- Preparing and delivering internal training requirements;
- Performing other duties as required by the Employer.
Requirements:
- A minimum of 2 years experience in a similar role;
- Certifications in Compliance, Risk Management, AML, or related fields;
- Knowledge of compliance regulations in relation to AML/CFT, GDPR, Corporate Services Providers, Trusts and Trustees, Gaming, Virtual Financial Assets, or the general financial services sector;
- Able to apply critical thinking in relation to clients and their activities;
- Organized, self-driven, and able to work with minimal supervision;
- Fluency in English.
We offer a competitive salary range of £45,000 - £55,000 per annum, commensurate with experience.
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