Current jobs related to Financial Services Compliance Specialist - New York, New York - BizTek People, Inc. | APA International Placement Consultants

  • Financial Services Collections Specialist

    1 week ago

    New York, New York, United States Phaxis - Financial Services Full time

    Job OverviewAt Phaxis - Financial Services, we are seeking a skilled Financial Services Collections Specialist to join our team.This is a full-time position responsible for managing customer payments and enhancing relationships with clients.Key Responsibilities:Process customer payments via checks and credit card transactionsPrepare invoices and weekly...

  • Financial Services Accounts Payable Specialist

    2 weeks ago

    New York, New York, United States Phaxis - Financial Services Full time

    Company OverviewPhaxis - Financial Services is a reputable organization that provides financial services to its clients.Job SummaryWe are seeking a highly skilled and organized Accounts Payable Specialist to join our team. The successful candidate will be responsible for processing invoices, responding to vendor and employee inquiries, maintaining accurate...

  • Financial Services Billing Specialist

    3 weeks ago

    New York, New York, United States Phaxis - Financial Services Full time

    Job DescriptionWe are seeking a skilled Billing Coordinator to join our team at Phaxis - Financial Services.The ideal candidate will have experience with ebilling using various vendor websites and be able to ensure billing compliance. Additionally, the successful applicant will be responsible for generating pre-bills drafts on a monthly basis.Key...

  • Financial Services Compliance Specialist

    3 weeks ago

    New York, New York, United States Michael Page Full time

    Compliance Consultant Job DescriptionAs a Compliance Consultant at Michael Page, you will work on-site in New York City five days a week, collaborating directly with the Chief Compliance Officer (CCO) and the compliance department to ensure the bank adheres to all policies and procedures.Our client, a major financial institution in their country, specializes...

  • Senior Financial Compliance Specialist

    1 week ago

    New York, New York, United States Michael Page Full time

    This is a unique opportunity to join Michael Page as a Senior Financial Compliance Specialist, working closely with the Chief Compliance Officer and the compliance department in New York City.As a key member of the team, you will be responsible for ensuring the bank adheres to all policies and procedures, utilizing Actimize for case management processes and...

  • Financial Reporting and Compliance Specialist

    1 week ago

    New York, New York, United States Actus Consulting Group Full time

    About the Job: We are looking for a skilled Financial Reporting and Compliance Specialist to join our team at Actus Consulting Group. The ideal candidate will have experience in financial reporting and compliance, as well as strong analytical skills and attention to detail.Salary: $59,000 - $64,000 per annum (based on 40 hours/week), paid...

  • Lead Financial Specialist

    3 weeks ago

    New York, New York, United States Phaxis - Financial Services Full time

    Job OverviewPhaxis - Financial Services is seeking a highly skilled Lead Financial Specialist to join our team.The ideal candidate will have experience in financial management and be able to work effectively in a fast-paced environment.About the RoleWe are looking for a talented individual to take on the responsibilities of preparing monthly & year-end...

  • Chief Financial Operations Specialist

    1 month ago

    New York, New York, United States Phaxis - Financial Services Full time

    Job DescriptionPhaxis - Financial Services seeks an experienced Chief Financial Operations Specialist to support the financial operations team. This role involves assisting with month-end close procedures, booking journal entries, and investigating variances in financial data.The ideal candidate will have strong analytical skills and be able to prepare and...

  • Financial Compliance Specialist

    4 weeks ago

    New York, New York, United States MERCY CENTER INC Full time

    Mercy Center Inc seeks a detail-oriented Financial Compliance Specialist to assist the Chief Finance and Operations Director in all financial areas.Job OverviewMercy Center Inc is a community center for women and children in the South Bronx. We are committed to serving our community with passion and dedication.This position requires flexibility in scheduling...

  • Financial Services Sanctions Compliance Specialist

    4 weeks ago

    New York, New York, United States Michael Page Full time

    We are seeking a skilled Financial Services Sanctions Compliance Specialist to join our team in Midtown New York City. This is a 6 month contract with opportunity to extend, offering a competitive hourly pay rate of $**120-$150 per hour**, plus benefits.About the RoleThis exciting opportunity involves performing sanctions investigations, reviewing internal...

  • Financial Services Compliance Specialist

    5 days ago

    New York, New York, United States cesna Full time

    Deputy Compliance Officer Job DescriptionCESNA is seeking a highly experienced Deputy Compliance Officer to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company operates in accordance with all applicable laws, regulations, and policies.The ideal candidate will possess a deep understanding of...

  • Financial Crime Compliance Specialist

    1 week ago

    New York, New York, United States Deutsche Bank Full time

    We are looking for a highly skilled Financial Crime Compliance Specialist to join our team at Deutsche Bank in New York. In this role, you will work closely with our AML/Transaction Monitoring AFC Modelling team to ensure the effective implementation of AML/TF regulations and industry standards. You will also be responsible for reviewing and analyzing...

  • Financial Services Compliance Manager

    1 week ago

    New York, New York, United States Michael Page Full time

    Financial Services Compliance Manager Job SummaryMPI seeks an experienced Financial Services Compliance Manager to lead their compliance team. As a key member of the team, you will be responsible for ensuring regulatory compliance in Corporate Banking and Financial Institutions business.Your primary duties will include monitoring and testing regulatory and...

  • Financial Compliance Specialist

    1 week ago

    New York, New York, United States The Legal Aid Society Full time

    About the RoleWe are seeking an experienced Financial Compliance Specialist to join our team at The Legal Aid Society. In this critical role, you will be responsible for the complete management of assigned grants portfolio and finance billing activities.This position requires strong analytical and organizational skills to enter budgets into funders' systems,...

  • Chief Financial Reporting Specialist

    4 weeks ago

    New York, New York, United States Creative Financial Staffing Full time

    Job DescriptionWe are seeking a skilled Chief Financial Reporting Specialist to join our finance team at Creative Financial Staffing. This role is perfect for a dedicated individual who is passionate about maintaining financial integrity and supporting our mission through accurate financial reporting and compliance.About the RolePrepare and oversee financial...

  • Financial Professional for Phaxis

    7 days ago

    New York, New York, United States Phaxis - Financial Services Full time

    About Phaxis - Financial ServicesWe are a dynamic financial services company seeking a skilled Financial Professional to join our team.

  • Financial Crimes Compliance Specialist

    4 weeks ago

    New York, New York, United States Guidehouse Full time

    About the RoleGuidehouse is seeking a highly skilled Financial Crimes Compliance Specialist to join its team in New York or Washington D.C. This role will play a crucial part in supporting the company's growth in financial crime compliance across both public and commercial sectors.About GuidehouseAs a leading consulting firm, Guidehouse offers a...

  • Financial Services Professional

    4 weeks ago

    New York, New York, United States Phaxis - Financial Services Full time

    Job TitleAccounts Payable SpecialistAbout UsWe are Phaxis - Financial Services, a leading financial services provider dedicated to delivering exceptional accounting solutions.Compensation PackageThe estimated salary for this role is $50,000 - $70,000 per annum, depending on location and experience.Job DescriptionKey ResponsibilitiesAccurate entry of purchase...

  • Financial Transactions Specialist

    4 days ago

    New York, New York, United States Lantern Community Services Full time

    Job SummaryWe are seeking a highly skilled Financial Transactions Specialist to join our team at Lantern Community Services.This is a full-time position responsible for maintaining the integrity and compliance of our department, processing payments for all invoices, and ensuring accurate financial data. The ideal candidate will have prior experience working...

  • Financial Services Associate

    4 weeks ago

    New York, New York, United States Primerica Financial Services Full time

    Job OverviewWe are seeking a motivated and detail-oriented Financial Services Associate to join our team at Primerica Financial Services.

Financial Services Compliance Specialist

1 month ago

New York, New York, United States BizTek People, Inc. | APA International Placement Consultants Full time
Job Description

We are seeking a highly skilled Financial Services Compliance Specialist to join our team at BizTek People, Inc. | APA International Placement Consultants.

This role will be based in New York, NY and offers a competitive salary of $120,000 - $150,000 per year, depending on experience.

Key Responsibilities:
  • Maintain and monitor employee brokerage accounts, ensuring timely follow-up with onboarding users, account disclosures, and brokerage firms.
  • Track and review statements for non-feeding accounts or those in transition.
  • Conduct trading surveillance for personal employee trading, employees brought over the wall, and firm trading related to watch and restricted lists.
  • Analyze and prepare trading data for Key Risk reporting and respond to Internal Audit requests.
  • Maintain shared email box and provide policy guidance to employees, vendors, and business partners' inquiries in a timely manner.
Requirements:
  • Bachelor's degree; experience in a financial services firm, regulatory organization, or legal/consulting firm. Advanced degree and/or FINRA licenses preferred.
  • General knowledge of insider trading laws, rules, regulations, and risks.
  • 3 to 5 years of experience handling compliance issues in a U.S. financial institution/broker dealer, including related to insider trading monitoring and information barriers.
  • Excellent project management and organizational skills with the ability to handle multiple projects simultaneously.
  • Proven ability to prioritize tasks effectively.
  • Excellent research and analytical skills.
  • Excellent written and verbal communication skills.