Deputy Head of Investment and Corporate Banking Regulatory Compliance Specialist

We are seeking a seasoned banking professional to serve as Deputy Chief Compliance Officer. This role is ideal for a seasoned banking compliance professional looking to take on a leadership position in a dynamic and growing organization. Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer will be responsible for ensuring that the...

We are seeking a seasoned banking professional to fill the role of Deputy Chief Compliance Officer. This position requires a strong background in commercial banking and compliance, with a minimum of 10 years of experience in the industry.Key Responsibilities:Serve as a subject matter expert and support the compliance team in executing its...

Head of Compliance Strategy at Sumitomo Mitsui Banking CorporationAs the Head of Compliance Strategy, you will be at the forefront of ensuring that our investment advisory firm adheres to all regulatory standards and internal policies. This pivotal role involves leading the compliance framework within a reputable financial institution, emphasizing the...

RIT Solutions, Inc. is seeking a highly skilled Compliance Officer to join our team in a Top-Tier Investment Bank. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong control environment.Key Responsibilities:Assist and advise on Investment Banking and Capital Markets...

Position OverviewNatixis Corporate & Investment Banking is seeking a Senior Credit Risk Officer (Director or Executive Director level) to concentrate on Leveraged Finance, LBO, and Corporate Finance transactions within the Corporate and Structured Finance Credit Risk team in the Americas.This role entails the preparation of credit risk assessments and...

Position OverviewNatixis Corporate & Investment Banking is seeking a Senior Credit Risk Officer at the Director or Executive Director level, specializing in Leveraged Finance, LBO, and Corporate Finance transactions. This role is integral to the Corporate and Structured Finance Credit Risk team located in the Americas.Key ResponsibilitiesPrepare...

Job DescriptionWe are seeking a seasoned banking professional to fill the role of Deputy Chief Compliance Officer at Banking Careers.Key Responsibilities:Serve as a subject matter expert and support the compliance team in executing its responsibilities.Assist in directing the overall compliance program and strategy for the firm.Recommend policies and partner...

Job SummaryLarson Maddox is seeking a highly experienced Senior Compliance Manager to join our Investment Banking team. As a key member of our Compliance department, you will provide specialist Compliance advice and guidance to senior leaders and key members of our growing Investment Banking business.About the RoleThe Senior Compliance Manager will be...

Job SummaryWe are seeking a highly experienced Compliance Specialist to join our team at Sumitomo Mitsui Banking Corporation. As a key member of our Advisory Compliance team, you will play a critical role in overseeing the management of our compliance risk and providing regulatory advice to our business units.Key ResponsibilitiesRegulatory Advisory: Provide...

Job SummaryWe are seeking a highly experienced Compliance Specialist to join our team at Sumitomo Mitsui Banking Corporation. As a key member of our Advisory Compliance team, you will play a critical role in overseeing the management of our compliance risk and providing regulatory advice to our business units.Key ResponsibilitiesRegulatory Advisory: Provide...

About the RoleMUFG Bank, Ltd. is seeking a highly skilled Risk and Compliance Specialist to join our Japanese Corporate Banking team in New York. As a key member of our team, you will play a critical role in ensuring the effective management of risk and compliance within our business unit.Key ResponsibilitiesImplement and maintain risk management policies...

RIT Solutions, Inc. is seeking a highly skilled Compliance Officer to join our team in a Top-Tier Investment Bank. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong control environment.Key Responsibilities:Assist and advise on Investment Banking and Capital Markets...

Company OverviewBruin is a prestigious family office, akin to a hedge fund, dedicated to maintaining high standards of compliance within the financial sector.Position SummaryWe are currently seeking a seasoned Senior Compliance Officer to enhance our New York operations. This role is pivotal in providing regulatory guidance for Equity Capital Markets (ECM)...

Position OverviewThis leadership role is pivotal in steering the design and evaluation processes for a forward-thinking global financial institution.Key Responsibilities:Supervising the strategic planning, execution, and independent validation to ensure the integrity of external reporting, encompassing CCAR and liquidity management.Overseeing a team...

About the RolePineBridge Investments is seeking a highly skilled Investment Compliance Specialist to join our Global Compliance Team. As a key member of our team, you will play a critical role in ensuring the compliance of our asset management business with relevant securities laws and internal policies.Key ResponsibilitiesSupport the Head of Global...

Position OverviewThis leadership role is pivotal in supporting the design and evaluation of Comprehensive Capital Analysis and Review (CCAR) processes for a forward-thinking global financial institution.Key Responsibilities:Oversee the strategic planning, execution, and independent validation efforts to ensure the integrity of external reporting,...

Position OverviewThis leadership role is pivotal in supporting the design and testing of Comprehensive Capital Analysis and Review (CCAR) for a forward-thinking global financial institution.Key Responsibilities:Oversee the strategic planning, execution, and independent validation processes to ensure the integrity of external reporting, particularly in...

Job DescriptionNatixis Corporate & Investment Banking is seeking a highly skilled Asset Liability Management Director to join our CIB Americas Asset Liability Management (ALM) team.About the RoleThe ALM team is a critical component of our 1st line of defense on Liquidity Management, working in close coordination with CIB Americas Treasury. As an Asset...

About the RolePineBridge Investments is seeking a highly skilled Investment & Trade Compliance Specialist to join our team. As a key member of our Global Compliance Team, you will play a critical role in ensuring the compliance of our asset management business with relevant securities laws and regulations.Key ResponsibilitiesSupport the Head of Global...

Job Overview: Position Title: Corporate Counsel for Investment Banking (Mergers & Acquisitions and Capital Markets) Corporate Level: Vice President Location: New York, NY Position Summary: We are in search of a seasoned attorney specializing in Mergers & Acquisitions (M&A) and capital markets to become a vital part of our Legal Department in New York City....