Current jobs related to Compliance Advertising Analyst - Topeka, Kansas - Advisors Excel

  • Information Security Analyst

    3 weeks ago

    Topeka, Kansas, United States FHLBank Topeka Full time

    Job Title: Information Security AnalystWe are seeking a highly skilled Information Security Analyst to join our team at FHLBank Topeka. As an Information Security Analyst, you will be responsible for assisting with compliance and risk management support to all levels of management, helping to influence process changes and adoption of risk mitigation...

  • IT Governance Risk Analyst

    3 weeks ago

    Topeka, Kansas, United States FHLBank Topeka Full time

    Job SummaryWe are seeking a highly skilled IT Governance Risk Analyst to join our team at FHLBank Topeka. As a key member of our IT department, you will be responsible for assisting with compliance and risk management support to all levels of management, influencing process changes, and collaborating with IT and business partners to ensure the effective...

  • Mortgage Systems Analyst

    3 weeks ago

    Topeka, Kansas, United States Capitol Federal Savings Bank Full time

    Job Title: Mortgage Systems AnalystJob Summary:We are seeking a highly skilled Mortgage Systems Analyst to join our team at Capitol Federal Savings Bank. As a key member of our lending operations, you will be responsible for the development, implementation, and maintenance of our loan origination system and its related third-party interfaces.Key...

  • IT Systems Analyst

    4 weeks ago

    Topeka, Kansas, United States State of Kansas Full time

    Job SummaryThe Kansas Bureau of Investigation is seeking a highly skilled IT Systems Analyst to join our team. As a key member of our Technology Support team, you will be responsible for installing and maintaining critical KBI IT infrastructure, including servers, storage, and hardware. You will also provide primary LAN/PC/server support, troubleshoot...

  • Financial Analyst

    4 weeks ago

    Topeka, Kansas, United States Cogent Infotech Corporation Full time

    Job OverviewAt Cogent Infotech Corporation, we are seeking a skilled professional to join our team as a Financial Operations Coordinator. This role will be responsible for managing disbursements, processing expense reports, and analyzing financial data to ensure accuracy and compliance.Key ResponsibilitiesProcess invoices and disbursements in a timely and...

  • Licensing Specialist

    4 weeks ago

    Topeka, Kansas, United States State of Kansas Full time

    Employment BenefitsAs a valued member of our team, you can expect a comprehensive benefits package that includes:Comprehensive medical, mental, dental, vision, and additional coverageSick & Vacation leaveWork-Life Balance programs: parental leave, military leave, jury leave, funeral leavePaid State Holidays (designated by the Governor annually)Employee...

  • Strategic Investor Relations Director

    3 weeks ago

    Topeka, Kansas, United States Kansas Action for Children Full time

    Job SummaryThe Senior Director, Investor Relations, will lead the development and execution of an integrated investor relations program that effectively communicates Stride's strategies, plans, and performance to increase shareholder value and enhance the company's image with the investment community.Key ResponsibilitiesDevelop and implement a targeted...

  • Investor Relations Director

    4 weeks ago

    Topeka, Kansas, United States Kansas Action for Children Full time

    Job SummaryThe Senior Director of Investor Relations will lead the development and execution of an integrated investor relations program, translating the company's strategies, plans, and performance to increase shareholder value and enhance the company's image with the investment community.Key ResponsibilitiesDevelop and implement a targeted strategy for...

  • Senior Marketing Activation Sciences Manager

    3 weeks ago

    Topeka, Kansas, United States General Motors Full time

    About the Role:The Senior Manager of Marketing Activation Sciences will be the internal expert on the methodology and practice of targeting prospective vehicle audiences. This leader will work closely with stakeholders in the vehicle brands and the Performance Driven Marketing team to ensure business acceptance of proposed methods, objective performance...

  • Strategic Investor Relations Director

    3 weeks ago

    Topeka, Kansas, United States Kansas Action for Children Full time

    Job SummaryWe are seeking a highly skilled Senior Director, Investor Relations to join our team at Stride, Inc. in Topeka, Kansas. This role will be responsible for developing and executing an integrated investor relations program that translates the company's strategies, plans, and performance to increase shareholder value and enhance the company's image...

  • Human Resources Specialist

    3 weeks ago

    Topeka, Kansas, United States State of Kansas Full time

    Employment BenefitsWork-Life Balance Programs: Paid Leave: Vacation, Holidays, Parental, Military, Sick, Funeral and Jury Duty Employee Assistance Program For help managing daily life at no cost to you Infant at Work Program Voluntary Benefits: Accident, Critical Illness, and Hospital Indemnity InsuranceFirst-Day Coverage: Medical Insurance Dental Insurance...

  • Senior Commercial Lending Officer

    4 weeks ago

    Topeka, Kansas, United States Enterprise Bank and Trust Full time

    Job Title:VP, Relationship ManagerJob Description:At Enterprise Bank & Trust, we're committed to helping businesses succeed and our communities thrive. As a VP, Relationship Manager, you'll play a key role in developing and managing new commercial loan accounts and client relationships, while enhancing existing customer relationships.To achieve this, you'll...

  • Copywriter

    2 weeks ago

    Topeka, United States Advisors Excel Full time

    Position: Copywriter Department: Creative Services Reporting to: Director of Strategic Communications Location: Lenexa, KS/ Topeka, KS - Onsite Overview: As a Copywriter, you'll collaborate closely with our Strategic Communications Director and a dynamic team of creatives. Your role will be crucial in developing punchy, sales-driven content that captivates...

  • Copywriter

    2 weeks ago

    Topeka, United States Advisors Excel Full time

    Position: Copywriter Location: Topeka OR Lenexa, KS Job Id: 2145 # of Openings: 1 Position: Copywriter Department: Creative Services Reporting to: Director of Strategic Communications Location: Lenexa, KS/ Topeka, KS - Onsite ...

  • Copywriter

    2 weeks ago

    Topeka, United States Advisors Excel Full time

    Position: Copywriter Location: Topeka OR Lenexa, KS Job Id: 2145 # of Openings: 1 Position: Copywriter Department: Creative Services Reporting to: Director of Strategic Communications Location: Lenexa, KS/ Topeka, KS - Onsite ...

  • Copywriter

    2 weeks ago

    Topeka, United States Advisors Excel Full time

    Position: Copywriter Department: Creative Services Reporting to: Director of Strategic Communications Location: Lenexa, KS/ Topeka, KS - Onsite Overview: As a Copywriter, you'll collaborate closely with our Strategic Communications Director and a dynamic team of creatives. Your role will be crucial in developing punchy, sales-driven content that captivates...

  • Mortgage Information Systems Analyst

    1 month ago

    Topeka, United States Capitol Federal Savings Bank Full time

    Job Description: Role Responsible for the development, implementation, data integrity and maintenance of the Loan Origination system and its related third-party interfaces. This role creates and supports technical and functional solutions to enhance efficiencies throughout the individual lending business units' operational workflows. Essential Duties &...

  • Store Manager

    6 months ago

    Topeka, United States Walgreens Full time

    Job Description Job Objectives Manages the operation of a Walgreen store. Improves store sales, profitability and image through proper merchandising, protection of store assets, the selection, training and development of team members, and modeling and delivering a distinctive and delightful customer and patient experience.   Job...

Compliance Advertising Analyst

4 weeks ago

Topeka, Kansas, United States Advisors Excel Full time
Job Title: Compliance Advertising Analyst

Advisors Excel is seeking a highly skilled Compliance Advertising Analyst to join our team. As a key member of our Compliance team, you will play a critical role in ensuring that all advertising and promotional materials meet regulatory requirements.

Key Responsibilities:
  • Conduct comprehensive reviews and analysis of advertising communications, promotional materials, consumer marketing content, sales trainings, and seminar programs to ensure full compliance with state and federal regulations.
  • Assess marketing materials critically, identifying potential risks while ensuring alignment with industry regulations and best practices.
  • Provide clear and constructive compliance-related feedback to advisors and their staff, communicating necessary revisions via email and phone in a professional and timely manner.
  • Gain an understanding of the advisor sales process to assist in the creation and development of marketing collateral and programs that enhance overall effectiveness and adherence to compliance standards.
  • Support Investment Adviser Representative (IAR) supervision and onboarding processes to ensure compliance from the start of each engagement.
  • Share key compliance updates and project-related information with internal teams to ensure alignment and a smooth review process.
  • Maintain accurate records and track project status through internal databases, clearly documenting the progress and completion of marketing material reviews.
  • Stay current on evolving industry regulations, guidelines, and compliance requirements to ensure ongoing adherence and provide expert guidance to internal and external stakeholders.
Requirements:
  • Two or more years' experience working in the financial services industry, specifically the securities industry.
  • Ability to learn, understand, and apply compliance requirements and industry regulations.
  • Experience with reviewing and editing diverse marketing materials; or have held positions demanding a high level of attention to detail in a fast-paced environment.
  • Strong problem-solving and researching skills.
  • Exceptional relationship-building skills and ability to navigate sensitive conversations.
  • Confident, professional, and articulate written and verbal communication skills.
  • Strong organizational skills; capacity to manage heavy workload while navigating a variety of competing, ever-changing priorities.
What We Offer:
  • Amazing benefits, including medical, dental, vision, and 401(k) with matching options.
  • Generous PTO package upon start date.
  • Access to an on-site cafe, gym, and primary care.
  • Continuous personal and professional development opportunities.