Senior Associate, Registered Product Compliance Specialist
4 weeks ago
Ares Management Corporation is seeking a highly skilled Compliance Professional to join our Legal and Compliance team as a member of the Registered Products team. The ideal candidate will have a strong academic background and 2-5 years of experience advising RICS and BDCs.
Key Responsibilities- Assist the Registered Product Chief Compliance Officer with the annual assessment and maintenance of comprehensive compliance programs under the Investment Company Act of 1940.
- Engage with and advise regulated fund management teams and boards of directors on all issues concerning regulated fund governance and compliance with the Investment Company Act of 1940.
- Assist with the review and assessment of investments and related business activities, with a focus on ensuring compliance with regulatory requirements of the Investment Company Act of 1940 and adherence to internal protocols.
- Advise on ad-hoc questions relating to corporate governance matters, SEC reporting obligations, information sharing, and general compliance with the federal securities laws.
- Manage regulatory filings and assist with managing day-to-day regulatory compliance oversight of registered funds.
- Work closely with the in-house Legal & Compliance team and external counsel to monitor and implement legal and regulatory developments that impact the registered funds.
- JD required with a strong academic background.
- 2-5 years of experience advising RICS and BDCs.
- Significant collaboration with colleagues across multiple functions, including those in senior and executive leadership.
- Proven record of accomplishment in relationship management with internal and external stakeholders.
Ares Management Corporation offers a competitive compensation package, including a base salary range of $160,000-$200,000, and a discretionary performance-based bonus. We also offer a comprehensive benefits package, including medical, dental, and vision plans, 401(k) program with company match, and more.
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Washington, Washington, D.C., United States Ares Management Corporation Full timeJob SummaryWe are seeking a highly skilled Compliance professional to join our Legal and Compliance team as a Senior Associate, Registered Product Compliance. This role will support the day-to-day compliance needs of Ares registered investment companies and business development companies, including the annual assessment and maintenance of comprehensive...
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Washington, Washington, D.C., United States Ares Management Corporation Full timeJob SummaryAres Management Corporation is seeking a highly skilled Compliance Professional to join our Legal and Compliance team as a member of the Registered Products team. The ideal candidate will have a strong academic background and 2-5 years of experience advising Registered Investment Companies (RICs) and Business Development Companies (BDCs).Key...
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