Compliance Risk Analyst

1 week ago

Los Angeles California, United States City National Bank Full time
Job Summary

We are seeking a highly skilled Compliance Analyst to join our team at City National Bank. As a key member of our compliance team, you will be responsible for performing risk analysis and assessment of compliance regulations, identifying risks and controls, and monitoring business unit control environments.

Key Responsibilities
  • Review and analyze compliance risk assessments to determine if current processes control risk
  • Analyze new and changing laws and regulations and develop implementation strategies
  • Maintain updates to compliance policies, procedures, and training for new or revised laws and regulations
  • Assist the Compliance Manager and Risk Assessment team with the evaluation of compliance testing programs and processes
  • Perform research on regulations and provide guidance to business areas on compliance requirements
  • Create and maintain reporting of compliance test results and comparable line of business QA testing results
  • Conduct meetings to discuss testing and risk assessment results and lead line of business to remediation plans
  • Work with the Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary
  • Participate in Compliance Committees and maintain minutes or notes of applicable committees or task force meetings
  • Perform compliance reviews on specific loan-level accounts as required
  • Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements
Requirements
  • Bachelor's Degree or equivalent
  • Minimum 5 years' experience working with Federal and State compliance regulatory matters
  • Minimum 5 years' experience in banking, consumer finance, retail banking compliance, mortgage banking or working in a legal department
  • Minimum 3 years' experience with managing projects or processes
Preferred Qualifications
  • College degree preferred. Relevant, equivalent work experience may be substituted for degree preference
  • Good knowledge and relevant work experience with bank credit, deposit, operations regulations (as applicable/assigned)
  • Knowledge and experience with traditional bank products and services and/or reviewing marketing materials is a plus
  • Ability to influence/motivate others to produce desired results
  • Ability to operate effectively in a fast-paced environment
  • Excellent organizational and analytical skills
  • Ability to communicate clearly and professionally with all levels of an organization
  • Excellent written and verbal communications skills
  • Effective interpersonal skills
  • Proficiency in multi-tasking and prioritizing projects
  • Excellent time management skills and be accustomed to working with deadlines
  • Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus
What We Offer

City National Bank offers a competitive salary and benefits package, including bonus and/or commissions. We are an equal opportunity employer committed to promoting and maintaining a diverse, equitable and inclusive working environment where differences are valued and encouraged.

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