Compliance Risk Manager

19 hours ago

Tampa, Florida, United States Amerantbank Full time
Job Description

Amerantbank is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring that our mortgage lending activities comply with federal, state, and local regulations.

Key Responsibilities:

  • Compliance Monitoring and Analysis: Review and analyze our mortgage lending policies, procedures, and practices to ensure they are compliant with all applicable regulations, including the Truth in Lending Act (TILA), the Real Estate Settlement Procedures Act (RESPA), the Home Mortgage Disclosure Act (HMDA), and others.
  • Regulatory Updates: Stay up-to-date on changes in mortgage regulations and industry standards to ensure ongoing compliance.
  • Audit and Compliance: Conduct regular audits of mortgage files, processes, and documentation to identify any potential compliance issues or discrepancies.
  • Compliance Reporting: Monitor ongoing compliance with established regulations and company policies, and prepare detailed compliance reports for management, highlighting any compliance issues, audit results, and areas for improvement.
  • Policy Development: Assist in the development, revision, and implementation of compliance policies and procedures.
  • Training and Support: Provide recommendations to improve compliance practices and reduce risk exposure, and conduct training sessions for staff on compliance requirements and any updates to laws or regulations.
  • Regulatory Liaison: Serve as a resource for employees regarding compliance-related questions and issues, and collaborate with other departments to ensure cross-functional compliance.
  • Reporting and Documentation: Document and track all compliance activities, including audit findings and corrective actions, and ensure timely and accurate submission of required regulatory reports and filings.
  • Risk Management: Assess potential risks related to non-compliance and work to develop strategies to mitigate those risks, and ensure preventative measures are carried out to fully comply with current rules, regulations, and internal policies relating to risks pertaining to the Bank Secrecy Act (BSA), the USA Patriot Act, the Office of Foreign Assets Control (OFAC), and other Anti-Money Laundering (AML)-related issues.
  • Strategic Recommendations: Identify, evaluate, monitor, and make recommendations to the Risk Management Committee to assess, reduce, eliminate, or control any current or prospective risks to earnings or capital arising from violations of, or nonconformance with, laws, rules, regulations, prescribed practices, internal policies, and procedures, or ethical standards.

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