Regulatory Risk Analyst
6 days ago
The Regulatory Risk Analyst will be responsible for overseeing surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. This role requires the design and implementation of new or enhanced surveillances, as well as collaborating with partners across the first and second lines of defense to determine the appropriate resolution of potentially anomalous behavior detected by the ICRM Global Surveillance platform.
Key Responsibilities:
- Reviews and analyzes surveillance and trading activity data and assists with developing, maintaining, and performing surveillance reviews and reports as necessary.
- Identifies potential risks and escalates the issue to a designated supervisor/manager and the respective product coverage areas, as appropriate.
- Provides troubleshooting support on a wide variety of projects, including ad-hoc projects and regulatory exams directed by other organizations within the compliance and legal departments, to ensure they remain compliant with regulatory and legal requirements.
- Monitors adherence to ICRMs risk policies and relevant procedures and remains abreast of any changes to regulations and/or policies to prevent risk and protect the organization.
- Assists with editing and maintaining ICRM program-related materials and interacts with other areas within Citi in a collaborative manner to provide best-in-class surveillance support.
Requirements:
- Knowledge of Compliance laws, rules, regulations, risks, and typologies
- Must be a self-starter, flexible, innovative, and adaptive
- Has the ability to operate with a limited level of direct supervision
Salary Range: $120,000 - $180,000 per year
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