Current jobs related to Compliance Associate - Austin, Texas - Fernridge Group

  • Compliance Program Specialist

    4 weeks ago

    Austin, Texas, United States Texas Department of Aging & Disability Services Full time

    Job Description: As a Compliance Program Specialist with the Texas Department of Aging & Disability Services, you will play a critical role in ensuring the effective monitoring and evaluation of subrecipients, ensuring they meet state evaluation requirements, contract terms, and DCM policies. Your expertise will be instrumental in compiling data for monthly,...

  • Clinical Compliance Specialist

    1 month ago

    Austin, Texas, United States WOMENS HEALTH AND FAMILY PLANNING Full time

    Job Title: Clinical Compliance SpecialistAt Women's Health and Family Planning, we are seeking a highly skilled Clinical Compliance Specialist to join our team. This role is responsible for monitoring and overseeing the Title X Family Planning Project, ensuring effective and high-quality care while working with sub-recipient agencies in response to quality...

  • Governance, Risk, and Compliance Expert

    4 weeks ago

    Austin, Texas, United States Weaver Full time

    Weaver is a Full-Service National Accounting FirmWe seek to bring a human element to the world of accounting, which includes creating a diverse, collaborative, and entrepreneurial workplace culture.Our goal is to balance high development with high performance in order to meet the long-term goals of each individual, team, and our firm.We are seeking an...

  • Safety Compliance Officer

    4 weeks ago

    Austin, Texas, United States Bandera Utility Contractors LLC Full time

    Job Title: Safety Compliance OfficerJob Summary: We are seeking a highly skilled Safety Compliance Officer to join our team at Bandera Utility Contractors LLC. The successful candidate will be responsible for promoting and ensuring employee compliance with applicable safety regulations.Key Responsibilities:* Conduct regular safety inspections and audits to...

  • Regulatory Compliance Specialist

    4 weeks ago

    Austin, Texas, United States Bluebix Solutions Full time

    Job Title - Legal SpecialistJob Summary:Bluebix Solutions is seeking a highly skilled Regulatory Compliance Specialist to join our team. The ideal candidate will have a strong background in legal affairs and be able to monitor proceedings of the Public Utility Commission of Texas and other state and federal agencies.Key Responsibilities:Prepare and file...

  • Reliability and Compliance Specialist

    4 weeks ago

    Austin, Texas, United States Electric Reliability Council of Texas Full time

    Job DescriptionAt the Electric Reliability Council of Texas, we strive to create a dynamic work environment that fosters innovation and collaboration. Our team is dedicated to building a reliable and efficient power grid, and we're seeking a skilled Reliability and Compliance Engineer to join our efforts.As a key member of our team, you will work closely...

  • Senior Financial Compliance Specialist

    4 weeks ago

    Austin, Texas, United States Texas Department of Aging & Disability Services Full time

    Job Summary: We are seeking a highly skilled Senior Financial Compliance Specialist to join our team at the Texas Department of Aging & Disability Services. The ideal candidate will have a strong background in financial analysis and compliance, with the ability to lead financial monitoring reviews of government, educational, non-profit, and for-profit...

  • Governance, Risk, and Compliance Professional

    4 weeks ago

    Austin, Texas, United States Weaver Full time

    The Weaver ExperienceWeaver is a full-service national accounting, advisory, and consulting firm with opportunities for professionals in various fields. We strive to bring a human element to the world of accounting, fostering a diverse, collaborative, and entrepreneurial workplace culture. Our leaders genuinely care about the well-being of all employees and...

  • Facilities Security Officer

    4 weeks ago

    Austin, Texas, United States CesiumAstro Full time

    Job SummaryWe are seeking a highly skilled Facilities Security Officer to join our team at CesiumAstro. As a key member of our security team, you will be responsible for the development, implementation, and management of a highly-effective security program consistent with all regulatory and government policies.Key ResponsibilitiesDevelop and implement a...

  • Accounts Payable Associate Auditor

    4 weeks ago

    Austin, Texas, United States Travis County, TX Full time

    Job Title: Accounts Payable Associate AuditorJob Summary: We are seeking a skilled Accounts Payable Associate Auditor to join our team at Travis County, TX. As an Accounts Payable Associate Auditor, you will be responsible for the full A/P cycle, including the timely and accurate auditing of large volumes of invoices on a weekly basis to ensure compliance...

  • Retail Sales Associate

    4 weeks ago

    Austin, Texas, United States Walmart Full time

    About the Role:As a Fuel Station Associate at Walmart, you will be part of a fast-paced and customer-centered environment. Your responsibilities will include ensuring compliance with all regulations, maintaining stocked shelves with customer favorite grab-and-go items, and working independently to take initiative.Key Responsibilities:Support fuel station...

  • Regulatory Compliance Specialist

    4 weeks ago

    Austin, Texas, United States 22nd Century Technologies Full time

    Job Title: Legal SpecialistLocation: HybridDuration: 6 months, ContractRoles & Responsibilities:As a Legal Specialist at 22nd Century Technologies, you will be responsible for monitoring proceedings of the Public Utility Commission of Texas and other state and federal agencies. You will prepare and file procedural and regulatory filings, calculate and...

  • Regulatory Compliance Specialist

    1 month ago

    Austin, Texas, United States Bluebix Solutions Full time

    Job Title: Legal SpecialistThis role involves monitoring proceedings of the Public Utility Commission of Texas and other state and federal agencies, preparing and filing procedural and regulatory filings, and assisting in administering Market Participant matters.Key Responsibilities:Follow standard practices and procedures in analyzing situations or data...

  • Healthcare Transactional Associate

    1 month ago

    Austin, Texas, United States 5 Legal Full time

    Job OpportunityA Top 200 AmLaw firm seeks an associate to join their dynamic Healthcare Practice in Austin.The ideal candidate must have 3 or more years of broad-based healthcare or insurance experience.Familiarity with federal and state healthcare laws and regulations, including privacy and security, fraud and abuse, and the Patient Protection and...

  • Regulatory Compliance Specialist

    4 weeks ago

    Austin, Texas, United States JobRialto Full time

    Job Summary:The Legal Specialist at JobRialto monitors proceedings of the Public Utility Commission of Texas and other state and federal agencies, prepares and files procedural and regulatory filings, calculates and calendars deadlines for procedural and regulatory filings, and assists in administering Market Participant registration matters, including the...

  • Senior Associate, Property Tax Specialist

    4 weeks ago

    Austin, Texas, United States KPMG Full time

    About the Role:KPMG is seeking a Senior Associate to join our State and Local Tax (SALT) practice. As a Senior Associate, you will provide excellent client service to multi-state companies with property tax compliance.Responsibilities:Evaluate information presented on property tax returns before, during, and after preparation.Assist in property tax bill...

  • Senior Wealth Management Associate

    4 weeks ago

    Austin, Texas, United States Callan Capital Full time

    Job OverviewWe are seeking a highly experienced and dedicated Senior Associate, Client Service to join our esteemed operations team at Callan Capital. The ideal candidate will have at least 5 years of experience working as a CSA in a wealth management firm and a proven record of providing exceptional client service.Key Responsibilities:Client Relationship...

  • Senior Associate, Property Tax Specialist

    4 weeks ago

    Austin, Texas, United States KPMG Full time

    About the Role:We are seeking a highly skilled Senior Associate to join our State and Local Tax (SALT) practice at KPMG. As a Senior Associate, you will play a key role in providing excellent client service to multi-state companies with property tax compliance.Responsibilities:Evaluate information presented on property tax returns before, during, and after...

  • Senior Wealth Management Associate

    1 month ago

    Austin, Texas, United States Callan Capital Full time

    Job SummaryCallan Capital is seeking a highly experienced Senior Associate, Client Service to join its esteemed operations team. The ideal candidate will have at least 5 years of experience working as a CSA in a wealth management firm and a proven record of providing exceptional client service.Key ResponsibilitiesClient Relationship Management: Serve as a...

  • Retail Shop Associate

    4 weeks ago

    Austin, Texas, United States Equinox Full time

    Job DescriptionWe are seeking a highly motivated and customer-focused Retail Shop Associate to join our team at Equinox in Austin. As a Retail Shop Associate, you will be responsible for providing an unparalleled customer experience to all visitors to our shop and club. You will take direction from the Shop MOD on business strategy and action plans to ensure...

Compliance Associate

1 month ago

Austin, Texas, United States Fernridge Group Full time

Job Title: Compliance Associate

Firm: Fernridge Group

Location: Austin, TX

Compensation Range: $130k - $150k base plus bonus

Fernridge Group is open to paying for relocation to Austin, TX

Job Overview: Fernridge Group, a leading global investment firm, is seeking a highly accountable and diligent Compliance Associate to support the firm's Core Compliance program. The successful candidate will be directly reporting to the Director of Compliance.

Key Responsibilities:

  • Develop and maintain the Firm's internal compliance testing calendar and coordinate internal compliance testing initiatives with Compliance and other team members
  • Conduct ongoing internal testing to ensure effectiveness and identify areas to improve the firm's relevant policies and procedures
  • Support the Marketing team in the review and approval of public-facing marketing materials and social media activity
  • Support ongoing external reviews conducted in conjunction with external compliance consultants; attend and provide thoughtful contributions to associated interviews with various business partners
  • Support the Compliance Director with US regulatory filings (ADV, 13F, Form PF, CFTC)
  • Perform ongoing upkeep of the Firm's compliance risk and control matrix and regulatory readiness database
  • Coordinate ongoing Compliance Manual and related policy and procedure updates with the Compliance team and other stakeholders

Qualifications:

  • Bachelor's Degree
  • Minimum of 3 years of regulatory compliance experience at a registered investment adviser, regulator, or compliance consulting firm required
  • Working knowledge of compliance testing, US regulatory filings, SEC Rule , and SEC marketing rules is highly desired
  • Ability to work in a fast-paced and dynamic environment with changing requirements
  • Strong organizational, analytical, written, and verbal communication skills
  • Excellent interpersonal skills and client service orientation