Senior Regulatory Engagement Lead

4 weeks ago

New York, New York, United States Citigroup Inc Full time
About the Role

The Finance Regulatory Engagement & Oversight Senior Vice President plays a critical role in driving the directional strategy of regulatory engagement and exam management outside of the United States. This position requires thought leadership, strong diplomacy, and communication skills to work with Citi professionals across the globe to identify, monitor, communicate, and escalate regulatory activities, trends, risks, and feedback.

Responsibilities:
  • Contributes to the engagement and oversight of Citi's Finance global regulatory agenda, including coordinating Citi Finance's global regulatory agenda to manage and/or support on-site or remote exam management, ad-hoc meetings, and information requests.
  • Ensures standards and maintained and followed related to the management of Citi Finance's regulatory interactions, including exam management, regulatory meetings, and requests for information.
  • Works collaboratively with Finance Regulatory Engagement leadership and key stakeholders to ensure accurate, timely, and responses, messaging, and communications to regulatory supervisors.
  • Provides governance and oversight of Citi Finance's regulatory landscape (meetings, exams, and key deliverables) to ensure coverage and adherence to standards for regulatory interactions.
  • Builds relationships across Citi Finance functions to ensure collaboration between Finance and non-Finance functions to provide a single point of contact across Citi to address regulatory actions.
  • Manages escalations related to regulatory-related matters and/or deliverables and provides support to ensure proper awareness and communication to applicable stakeholders, including regulators and senior management as applicable.
  • Supports key stakeholders in the writing of regulatory responses and updates and in coordinating regulatory responses (to ad-hoc inquiries) to ensure comprehensiveness of response and consistency across disciplines.
  • Works as part of a team to centrally manage regulatory engagement lifecycle from entry letter to remediation and issue closure.
  • Provides key information into updates and newsletters that provide clear, concise, and balanced updates to senior forums and Citi internal governance committees on Citi's Finance regulatory commitments and engagements.
  • Coordinates across Citi Finance functions to develop cohesive and comprehensive responses to regulatory inquiries on a timely basis.
Process and Controls:
  • Works with the team to develop and implement best practices and controls to manage Citi Finance's regulatory deliverables, including regulatory meetings, submissions, commitments, etc.
  • Identifies opportunities for synergy, overlap, or ability to leverage efforts between various regulatory commitments and drives process improvements on regulatory engagements.
  • Maintains and consistently updates a comprehensive inventory of all supervisory issues and provides oversight and tracking of commitments to ensure consistent and timely resolution of deliverables.
  • Provides support related to execution efforts related to regulatory initiatives and actively monitors change control, actions, risks, issues, and dependencies.
  • Works with the team to develop Management of Information System reporting to provide meaningful updates and highlight potential risks with regulatory deliverables, including milestones, supervisory findings (MRAs, MRIAs), etc.
  • Drives ongoing consistency and alignment to enterprise regulatory engagement standards and coordinates deliverables across Finance business functions.
  • Helps to provide input to define enhanced processes and controls for the entry and maintenance of all regulatory interactions into Citi's centralized regulatory inventory.
  • Supports the development of centralized resources on regulatory engagements within Citi Finance, e.g., to provide access to standards, templates, prior regulatory communications, meeting minutes, etc.
Competencies:
  • Resilient, self-aware, humble, and execution-focused.
  • Strong leadership skills and presence; can lead through influence without formal authority; well-developed interpersonal and executive communication skills; experience with regulatory communications a plus.
  • Adept at synthesizing large amounts of information and providing concise messaging.
  • Confident and has the ability to structure, summarize, present project status as well as defend recommendations and outcomes.
  • Self-starter who brings a high sense of urgency to assignments and goals.
  • Integrity, maturity, dependability, a positive professional attitude.
  • Highly organized and detail-oriented.
  • Comfortable with ambiguity and change and working in a large, complex organization.
  • High degree of integrity, ethics, and confidentiality.
Qualifications:
  • 10+ years of relevant experience in financial services, regulatory engagement, or consulting.
  • Excellent communication and interpersonal skills, with the ability to engage with a wide variety of people across functions/seniority.
  • Demonstrated knowledge and expertise in written responses to regulators such as on MRA, MRIA, exam findings, or other actions is a plus.
  • Strong experience in driving governance and controls.
  • Understanding and application of project management methodologies across delivery life cycle.
  • Advanced Microsoft Office skills.
Education:
  • Bachelor's degree in finance, legal, or related fields; advanced degree is a plus.

  • Finance Regulatory Engagement Senior Lead Analyst

    2 days ago

    New York, New York, United States Citigroup Inc Full time

    About the TeamThe Finance Regulatory Engagement and Oversight team plays a critical role in driving and executing end-to-end regulatory engagement and deliverables across Citi Finance activities, which span global Finance groups, Finance functions, and technology and business partners. This global team leads engagements, identifies priorities, strategically...

  • Data Testing and Regulatory Engagement Lead

    4 weeks ago

    New York, New York, United States Citigroup Full time

    Job SummaryThe Exam Preparedness and Data Testing Lead will play a critical role in driving the execution of regulatory engagements across Enterprise Risk Management Data & Technology at Citigroup. This position requires a strong understanding of risk management disciplines, regulatory interactions, and exam management coordination.Key ResponsibilitiesManage...

  • Regulatory Engagement Specialist

    2 weeks ago

    New York, New York, United States Dexian Full time

    Regulatory Manager Job DescriptionWe are seeking a highly skilled Regulatory Manager to join our team at Dexian. As a key member of our Global Regulatory Engagement team, you will play a critical role in ensuring our organization's compliance with regulatory requirements.Key Responsibilities:Create and maintain regulatory engagement deliverables,...

  • Regulatory Engagement Specialist

    2 weeks ago

    New York, New York, United States Software Guidance and Assistance, Inc. Full time

    Regulatory Engagement SpecialistSoftware Guidance & Assistance, Inc. (SGA) is seeking a highly skilled Regulatory Engagement Specialist to join our team. As a key member of our organization, you will play a critical role in strengthening our firm's culture to support risk management and control, credible challenge, and collaboration.Key...

  • Senior Lead Counsel

    2 days ago

    New York, New York, United States Hispanic Technology Executive Council Full time

    Job Title: Senior Lead Counsel - Bank Regulatory LegalCiti is seeking a highly skilled attorney to join its Legal Department as a Senior Lead Counsel in the Bank Regulatory Legal (BRL) Group. In this role, the successful candidate will provide expert legal advice to Citi's businesses and control functions, including the Independent Risk Management (IRM) and...

  • Senior Lead Counsel 2

    1 day ago

    New York, New York, United States Hispanic Technology Executive Council Full time

    Job Title: Senior Lead Counsel 2 - Bank Regulatory LegalCiti is seeking a highly motivated attorney to join its Legal Department as a Senior Lead Counsel 2 in the Bank Regulatory Legal (BRL) Group. In this role, this attorney will provide U.S. bank regulatory legal advice to Citis businesses and control functions, including the Independent Risk Management...

  • Senior Counsel Regulatory Investigations

    2 days ago

    New York, New York, United States FanDuel Full time

    About FanDuelFanDuel Group is a leading sports-tech entertainment company that is revolutionizing the way consumers engage with their favorite sports, teams, and leagues.With a presence across all 50 states and a portfolio of leading brands across gaming, sports betting, daily fantasy sports, advance-deposit wagering, and TV/media, FanDuel is the premier...

  • Senior Manager/Engagement Lead

    3 weeks ago

    New York, New York, United States Public Works Partners Full time

    Job Title: Senior Manager/Engagement LeadPublic Works Partners is seeking a seasoned Senior Manager/Engagement Lead to lead high-profile consulting engagements with Organizational Health clients, including nonprofit organizations and public sector agencies. This role demands a vision for building out a robust, mission-oriented consulting practice, creative...

  • Regulatory Advisory Senior Consultant

    2 weeks ago

    New York, New York, United States FORVIS Full time

    Unlock Your Career Potential in Financial Services Regulatory AdvisoryAre you a motivated and detail-oriented professional looking to make a meaningful impact in the financial services industry? Do you have a passion for regulatory compliance and a desire to work with a dynamic team of experts? If so, we invite you to explore our Senior Consultant -...

  • Senior Counsel for Regulatory Investigations

    2 weeks ago

    New York, New York, United States FanDuel Full time

    About FanDuelFanDuel Group is a leading sports-tech entertainment company that is revolutionizing the way consumers engage with their favorite sports, teams, and leagues. With a presence across all 50 states and a portfolio of leading brands, FanDuel is committed to delivering innovative products and experiences that meet the evolving needs of its...

  • Senior Compliance Officer

    3 weeks ago

    New York, New York, United States Goldman Sachs Full time

    Job SummaryWe are seeking a highly skilled and experienced professional to join our US Banking Regulatory Engagement team with expertise as a former federal banking regulator, auditor, consultant or similar roles.Key ResponsibilitiesEngage with regulatory agencies and provide guidance to the business on regulatory mattersServe as a key liaison between the...

  • Senior Regulatory Counsel

    4 weeks ago

    New York, New York, United States Melio Full time

    Job Title: Senior Regulatory CounselWe are seeking a highly skilled Senior Regulatory Counsel to join our team at Melio. As a key member of our legal department, you will play a critical role in ensuring compliance with all applicable laws and regulations.About the Role:Coordinate the application process for state Money Transmission Licenses and lead all...

  • Senior Regulatory Project Manager

    19 hours ago

    New York, New York, United States Crédit Agricole CIB Full time

    Job Title: Senior Regulatory Project ManagerCrédit Agricole CIB is seeking a highly skilled Senior Regulatory Project Manager to join our Compliance Regulatory and Assurance team. This is a unique opportunity to work in a dynamic and fast-paced environment, driving regulatory compliance and project management excellence.Key Responsibilities:Develop and...

  • Senior Director of Regulatory Affairs

    3 weeks ago

    New York, New York, United States MetroPlusHealth Full time

    Job Title: Senior Director of Regulatory AffairsAt MetroPlusHealth, we are committed to empowering New Yorkers by uniting communities through care. We believe that healthcare is a right, not a privilege. If you have compassion and a collaborative spirit, we invite you to join our team.About MetroPlusHealthMetroPlusHealth provides the highest quality...

  • Senior Manager, US Regulatory Affairs

    2 weeks ago

    New York, New York, United States Haleon Full time

    About the RoleHaleon is seeking a highly skilled Senior Manager to lead our US Regulatory Affairs team for the Wellness portfolio. As a key member of our regulatory team, you will be responsible for developing and implementing regulatory strategies that ensure compliance with dietary supplement regulations.As a Senior Manager, you will provide leadership to...

  • Senior Counsel Regulatory

    2 days ago

    New York, New York, United States Maven Clinic Full time

    Senior Counsel, Regulatory & ProductMaven Clinic is revolutionizing the healthcare landscape, and we're seeking a Senior Counsel, Regulatory & Product to lead our cross-functional regulatory efforts and support our rapid growth in the US and abroad. This critical role will enable us to scale our unique virtual care model while adhering to applicable...

  • Senior Bank Regulatory Counsel

    2 days ago

    New York, New York, United States caia - Jobboard Full time

    Job Title: Senior Bank Regulatory CounselCitigroup is seeking a highly skilled attorney to join its Legal Department as a Senior Bank Regulatory Counsel in its Bank Regulatory Legal (BRL) Group. In this role, the attorney will provide U.S. bank regulatory legal advice to Citi's businesses and control functions, including the Independent Risk Management (IRM)...

  • Regulatory Advisory Senior Manager

    1 month ago

    New York, New York, United States FORVIS Full time

    About the RoleWe are seeking a highly skilled and experienced Regulatory Advisory Senior Manager to join our team at FORVIS. As a key member of our compliance and advisory team, you will play a critical role in ensuring the effectiveness and reliability of our clients' Anti-Money Laundering (AML) and Sanctions programs.Key ResponsibilitiesLead and Manage...

  • Senior Manager, Regulatory Relations Group

    3 weeks ago

    New York, New York, United States Scotiabank Full time

    Job SummaryWe are seeking a highly skilled Senior Manager, Regulatory Relations Group to join our team at Scotiabank. This role will be responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, and assisting with oversight of regulatory remediation and reporting to internal Bank senior management...

  • Internal Audit Communications and Engagement Lead

    2 days ago

    New York, New York, United States Citigroup Inc Full time

    About the RoleThis is an exciting opportunity to join Citigroup's Internal Audit team as a Communications and Engagement Senior Lead. As a key member of the team, you will play a critical role in developing and deploying engagement activities and communications for colleagues across the global function.Key ResponsibilitiesDevelop, execute, and manage...