Risk Management Specialist

8 hours ago

Richmond, Virginia, United States Truist Full time
Job Summary

We are seeking a highly skilled Risk Management Specialist to join our team at Truist. As a Risk Management Specialist, you will play a critical role in identifying and mitigating risks across various business units.

Key Responsibilities
  • Conduct thorough reviews of new accounts to ensure adherence to regulatory requirements and oversight.
  • Review and approve money movement and legal documents to ensure compliance with firm and regulatory policies.
  • Partner with field managers to enforce firm and regulatory policies, and provide guidance on risk management best practices.
  • Review and approve Financial Plans and correspondence for use with the public, ensuring accuracy and compliance with regulatory requirements.
  • Perform supervisory tasks delegated by Principal Managers, including oversight of securities-related activity of registered bank teammates.
  • Report and communicate risk results and escalate material concerns to BURM (Business Unit Risk Management) Leadership.
  • Provide risk advice to assigned business areas within the Business Unit, leveraging expertise from Subject Matter Experts (SMEs) and BURM peers to strengthen control environments and support adherence to applicable regulations, policies, and procedures.
  • Identify and remediate control gaps within assigned business areas, ensuring a robust risk management framework.
Requirements
  • Bachelor's degree in Accounting, Business, Finance, or a related field, or equivalent education and related training.
  • Three to Six years of experience in a financial or other institution with emphasis on risk management or equivalent work experience and training.
  • Understanding of SOX and other industry-related regulatory requirements.
  • Knowledge of operational and other non-financial risks.
  • Ability and willingness to learn and adapt to change and competing priorities.
  • Strong written and verbal skills.
  • Uses judgment but close supervision is required for most tasks.
  • Demonstrated proficiency in basic computer applications, such as Microsoft Office software products.
  • Ability to travel, occasionally overnight.
Preferred Qualifications
  • Master's degree in Finance or Business, or equivalent education and related training.
  • Six + years of banking or relevant experience.
  • Audit experience.
  • Strong knowledge in the field of assigned business unit(s).
  • FINRA Series 7, 24, 53, and 66 licenses (Series 9&10 can be used in lieu of 53, Series 63 & 65 can be used in lieu of Series 66).
Benefits

As a regular teammate working 20 hours or more per week, you will be eligible for benefits, including medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan. You will also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during your first year of employment, along with 10 sick days (also prorated), and paid holidays.

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