Operations and Compliance Specialist
4 days ago
At WallachBeth Capital, we provide institutional execution services to our clients, offering a full spectrum of solutions to navigate complex markets.
We are seeking an operations/compliance professional to support our team in our Boca Raton office.
This role will handle daily compliance functions and full lifecycle trade support, with a focus on trade settlements, reconciliations, confirmations, and account openings.
As a member of a small team, you will work on various projects, using your knowledge and skills to provide support in specific activities within our compliance and operations team.
You will serve as a resource to both operations and compliance in resolving questions and problems, and will be responsible for:
- Completing daily compliance/operational reporting & controls
- Responding to all queries within the current business day
- Identifying and progressing opportunities to enhance and improve efficiency in operations
- Assisting in researching trade problems and suggesting corrective actions
- Updating and maintaining trade data and information in required databases
- Operating and using required software applications
- Communicating effectively with associates and external customers
- Being proficient in working with all aspects of Excel
We require a Bachelor's degree in Finance, Economics, or a related field, and ~2+ years of experience in the financial services industry, with a working knowledge of operations and settlements.
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Operations and Compliance Specialist
4 days ago
Boca Raton, Florida, United States WallachBeth Capital Full timeWallachBeth Capital is a leading provider of institutional execution services, offering our clients a full spectrum of solutions to navigate complex markets.We are seeking an operations/compliance professional to support our team in Boca Raton, Florida. This role will handle daily compliance functions and full lifecycle trade support, focusing on trade...
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Operations and Compliance Specialist
4 days ago
Boca Raton, Florida, United States WallachBeth Capital Full timeWallachBeth Capital is a leading provider of institutional execution services, offering our clients a full spectrum of solutions to help them navigate complex markets.We are seeking a skilled operations and compliance professional to join our team in our Boca Raton office. This role will handle daily compliance functions and full lifecycle trade support with...
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