Compliance Officer

Compliance OfficerWe are seeking a highly skilled and motivated Compliance Officer to join our team at JLL. The ideal candidate will have a deep understanding of compliance matters relating to broker-dealer and investment advisory activities, as well as a strong knowledge of regulatory requirements.The successful candidate will work closely with our Americas...

Compliance SpecialistMosaic Partners is seeking a highly skilled Compliance Specialist to join our team. As a key member of our organization, you will play a critical role in ensuring that our operations comply with all applicable regulations and internal policies governing the futures and derivatives markets.About the RoleMonitor and analyze compliance...

Job Title: Chief Compliance OfficerStoneX Group is seeking a highly experienced Chief Compliance Officer to lead our swap dealer compliance program. As a key member of our leadership team, you will be responsible for ensuring our compliance with applicable rules and regulations.Key Responsibilities:Lead the oversight of the swap dealer compliance program,...

About Discovery Senior LivingDiscovery Senior Living is a leading provider of senior living communities in the United States. With a portfolio of over 250 communities across nearly 40 states, we are committed to delivering exceptional service and quality care to our residents.Job SummaryWe are seeking an experienced Compliance Officer to join our legal team....

About Discovery Senior LivingDiscovery Senior Living is a leading provider of senior housing and healthcare services, with a portfolio of upscale communities across the United States. We are committed to delivering exceptional lifestyle and value to our residents, while maintaining a strong focus on business integrity and compliance.We are seeking an...

Chief Compliance OfficerWe are seeking a seasoned Chief Compliance Officer to join our team at Atticus Recruiting Inc. in Chicago. As a key member of our leadership team, you will be responsible for developing and implementing effective compliance programs and policies to ensure our company's adherence to relevant laws, regulations, and ethical standards.Key...

Chief Compliance OfficerOxford Financial Group, Ltd. is seeking a highly skilled Chief Compliance Officer to join our team. This role is responsible for ensuring the company's compliance with regulatory requirements and leading the compliance team in its activities.Key Responsibilities:Develop and oversee the compliance program, including the annual risk...

Job Title: Chief Compliance OfficerOxford Financial Group, Ltd. is seeking a highly skilled Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring our compliance with regulatory rules and leading our compliance team in their activities.Key Responsibilities:Develop and oversee the compliance...

Chief Compliance OfficerLarson Maddox is seeking a seasoned Chief Compliance Officer to join their team. The ideal candidate will have 8+ years of experience in a Registered Investment Advisor (RIA) environment, with a strong background in compliance matters and the ability to build and implement compliance frameworks.Key Responsibilities:Oversee regulatory...

Chief Compliance OfficerWe are seeking a seasoned Chief Compliance Officer to join our team at Atticus Recruiting Inc. in Chicago. As a key member of our leadership team, you will be responsible for developing and implementing effective compliance programs and policies to ensure our company's adherence to relevant laws, regulations, and ethical standards.The...

Job Title: Chief Compliance OfficerAscendo Resources is seeking a highly skilled Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for developing and implementing effective compliance programs to ensure our company's adherence to regulatory requirements.Key Responsibilities:Develop and implement...

{"h1": "Chief Compliance Officer at Larson Maddox", "p": "Larson Maddox, a rapidly growing Registered Investment Advisor, is seeking a Chief Compliance Officer to join their team. This is a hybrid role based in Chicago, offering a competitive salary of USD 225,000 per annum. Responsibilities: * Oversee regulatory filings, including Form ADVs, CRS, and BDs,...

Chief Compliance OfficerLarson Maddox is seeking a seasoned Chief Compliance Officer to join their team in Chicago. As a key member of the organization, you will be responsible for ensuring the firm's compliance with regulatory requirements and developing a robust compliance framework.Key Responsibilities:Oversee the preparation and submission of regulatory...

Chief Compliance OfficerEvergreen Services Group is a San Francisco-based holding company that acquires and operates B2B services companies across North America. With a strong focus on long-term growth, we seek a Chief Compliance Officer to join our team in Chicago or New York City.Job SummaryWe are looking for a seasoned compliance professional to lead our...

Job Title: Chief Compliance OfficerOxford Financial Group, Ltd. is seeking a highly skilled Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring that our company complies with all relevant regulatory requirements and industry standards.Key Responsibilities:Develop and implement effective...

Job Title: Chief Compliance OfficerOxford Financial Group, Ltd. is seeking a highly skilled Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring our compliance with SEC regulatory rules and leading our compliance team in their activities.Key Responsibilities:Develop and oversee the compliance...

Chief Compliance OfficerLarson Maddox is seeking a seasoned Chief Compliance Officer to join their team. The ideal candidate will have 8+ years of experience working within a Registered Investment Advisor, covering a variety of compliance matters and able to help build the framework at the firm.Responsibilities:Oversee regulatory filings for the...

Job Title: Chief Compliance OfficerWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Evergreen Services Group. As a key member of our leadership team, you will be responsible for designing, establishing, and leading our compliance function to ensure regulatory adherence, manage risk, and foster a culture of...

Job Title: Safety and Compliance OfficerJob Summary:Alliance Ground International is seeking a highly motivated and experienced Safety and Compliance Officer to join our team. As a key member of our operations team, you will be responsible for ensuring the highest level of safety and compliance across our ground services operations.Key Responsibilities:•...

Senior Officer, Compliance – Remote Opportunity Are you prepared to leverage your compliance expertise within one of the leading FinTech companies globally? Do you aspire to be part of a worldwide organization dedicated to enhancing financial transactions? Are you keen on contributing to a diverse workforce that values individual contributions and...