Chief Compliance Officer

Chief Compliance OfficerWe are seeking a seasoned Chief Compliance Officer to join our team at Atticus Recruiting Inc. in Chicago. As a key member of our leadership team, you will be responsible for developing and implementing effective compliance programs and policies to ensure our company's adherence to relevant laws, regulations, and ethical standards.Key...

{"h1": "Chief Compliance Officer at Larson Maddox", "p": "Larson Maddox, a rapidly growing Registered Investment Advisor, is seeking a Chief Compliance Officer to join their team. This is a hybrid role based in Chicago, offering a competitive salary of USD 225,000 per annum. Responsibilities: * Oversee regulatory filings, including Form ADVs, CRS, and BDs,...

Chief Compliance OfficerLarson Maddox is seeking a seasoned Chief Compliance Officer to join their team. The ideal candidate will have 8+ years of experience in a Registered Investment Advisor (RIA) environment, with a strong background in compliance matters and the ability to build and implement compliance frameworks.Key Responsibilities:Oversee regulatory...

Job Title: Chief Compliance OfficerOxford Financial Group, Ltd. is seeking a highly skilled Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring that our company complies with all relevant regulatory requirements and industry standards.Key Responsibilities:Develop and implement effective...

Job Title: Chief Compliance OfficerAscendo Resources is seeking a highly skilled Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for developing and implementing effective compliance programs to ensure our company's adherence to regulatory requirements.Key Responsibilities:Develop and implement...

Chief Compliance OfficerWe are seeking a seasoned Chief Compliance Officer to join our team at Atticus Recruiting Inc. in Chicago. As a key member of our leadership team, you will be responsible for developing and implementing effective compliance programs and policies to ensure our company's adherence to relevant laws, regulations, and ethical standards.The...

Chief Compliance OfficerLarson Maddox is seeking a seasoned Chief Compliance Officer to join their team in Chicago. As a key member of the organization, you will be responsible for ensuring the firm's compliance with regulatory requirements and developing a robust compliance framework.Key Responsibilities:Oversee the preparation and submission of regulatory...

Chief Compliance OfficerLarson Maddox is seeking a seasoned Chief Compliance Officer to join their team. The ideal candidate will have 8+ years of experience working within a Registered Investment Advisor, covering a variety of compliance matters and able to help build the framework at the firm.Responsibilities:Oversee regulatory filings for the...

Job Title: Chief Compliance OfficerOxford Financial Group, Ltd. is seeking a highly skilled Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring our compliance with regulatory rules and leading our compliance team in their activities.Key Responsibilities:Develop and oversee the compliance...

Chief Compliance OfficerOxford Financial Group, Ltd. is seeking a highly skilled Chief Compliance Officer to join our team. This role is responsible for ensuring the company's compliance with regulatory requirements and leading the compliance team in its activities.Key Responsibilities:Develop and oversee the compliance program, including the annual risk...

Chief Compliance OfficerEvergreen Services Group is a San Francisco-based holding company that acquires and operates B2B services companies across North America. With a strong focus on long-term growth, we seek a Chief Compliance Officer to join our team in Chicago or New York City.Job SummaryWe are looking for a seasoned compliance professional to lead our...

Job Title: Chief Compliance OfficerWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Evergreen Services Group. As a key member of our leadership team, you will be responsible for designing, establishing, and leading our compliance function to ensure regulatory adherence, manage risk, and foster a culture of...

Job Title: Chief Compliance OfficerOxford Financial Group, Ltd. is seeking a highly skilled Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring our compliance with SEC regulatory rules and leading our compliance team in their activities.Key Responsibilities:Develop and oversee the compliance...

Deputy Chief Compliance OfficerWe are seeking an experienced compliance professional to join our team as a Deputy Chief Compliance Officer. This role offers a unique opportunity to shape the position and make a significant impact on our firm.Key Responsibilities:Conduct research and develop new initiatives concerning compliance and regulatory matters.Oversee...

Job Title: Chief Compliance and Privacy OfficerWe are seeking a highly skilled Chief Compliance and Privacy Officer to join our team at Dental Dreams in Chicago. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and industry standards.Key Responsibilities:Develop and implement compliance...

Job Title: Chief Compliance and Privacy OfficerWe are seeking a highly skilled Chief Compliance and Privacy Officer to join our team at Dental Dreams in Chicago. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and industry standards.Key Responsibilities:Develop and implement compliance...

Job SummaryWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Oxford Financial Group, Ltd. The successful candidate will be responsible for leading our compliance program and ensuring that our firm remains in compliance with all relevant regulatory requirements.Key ResponsibilitiesLead the development and...

About the RoleWe are seeking a highly skilled Chief Compliance Officer to join our team at CIBC Private Wealth Management. As a key member of our leadership team, you will be responsible for developing and implementing an effective compliance program to ensure that our business units operate in accordance with regulatory requirements.Key...

Job SummaryOxford Financial Group, Ltd. is seeking a highly skilled and experienced Chief Compliance Officer to lead our compliance program and ensure adherence to regulatory requirements.Key ResponsibilitiesDevelop and oversee the compliance program, including annual risk assessments and compliance reportsOversee the correction of compliance matters,...

Job DescriptionLarson Maddox is seeking a seasoned Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring our compliance with regulatory requirements and developing a robust compliance framework.Key Responsibilities:Regulatory Filings: Oversee the preparation and submission of regulatory filings,...