Head of Conduct Risk and Culture Professional

1 week ago


New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

Key Responsibilities:

  • Develop and execute a centralized conduct management and culture framework, encompassing policy creation, maintenance, and monitoring.
  • Implement awareness campaigns and training programs to embed the firm's cultural values across the organization.
  • Partner with business heads and risk functions to enhance awareness of conduct trends, themes, and risk management practices, providing strategic advice and insights.
  • Oversee the employee breach management program, offering expert guidance to compliance policy owners and leveraging data analytics to inform targeted action plans.
  • Foster strong relationships with compliance teams, business lines, and key support functions, driving alignment and ensuring informed decision-making.

Requirements:

  • A college degree, with an advanced degree in a relevant field preferred.
  • No less than 15 years of experience in compliance, risk management, or conduct management within the financial services industry, with significant leadership experience.
  • Strong knowledge of regulatory requirements and standards applicable to conduct risk and culture within a large international bank.
  • Proven track record of developing and implementing conduct management frameworks and strategies.

About Us:

Sumitomo Mitsui Banking Corporation is an equal employment opportunity employer. We provide reasonable accommodations for employees and applicants with disabilities consistent with applicable law. If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com.

We offer a Hybrid workforce model that provides employees with an opportunity to work from home and from an SMBC office. However, certain roles may require in-office attendance for the entire workweek. Prospective candidates will learn more about their specific hybrid work schedule during the interview process.



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