Capital Risk and Governance Associate Vice President

2 weeks ago

New York, New York, United States TD Bank Group Full time
Job Description

Job Title: Associate Vice President, US Capital Risk and Governance

Job Summary: We are seeking an experienced professional to lead our Capital Risk and Governance team, providing oversight and control of capital risk for TD Bank Group.

Key Responsibilities:

  • Lead a team of capital risk professionals to ensure compliance with regulatory standards and internal guidelines.
  • Provide transparency and insight into capital risk exposures and fluctuations in capital ratios.
  • Oversight of Capital Risk monitoring and control procedures and documentation.
  • Stay current with evolving regulatory requirements related to capital adequacy, leverage ratios, and other capital-related regulations.
  • Oversee the execution of capital stress testing exercises, evaluating the organization's resilience under adverse scenarios and identifying potential capital shortfalls.
  • Develop and execute an Independent Capital Evaluation on an annual basis, including review of all processes/procedures/controls to ensure that the business, control, and infrastructure functions are meeting the organization's requirements with respect to effective risk management.
  • Coordinate with other 2nd lines, namely Operational Risk, Model risk, and other Risk areas to provide a fulsome oversight of Capital across 2nd line.
  • Establish with 1b function the timelines and milestones needed to establish a Target Operating Model for Capital.
  • Hire, develop, and manage a team of capital risk management subject matter experts.
  • Effectively challenge, propose, and champion projects to improve efficiencies, in order to provide more effective business support and capital risk management oversight.
  • Identify potential vulnerabilities and recommend risk mitigation strategies to senior management.
  • Identify emerging risks and concentrations that could impact the US bank's capital risk profile.
  • Continuous review of all processes/procedures/controls to ensure that the business, control, and infrastructure functions are meeting the organization's requirements with respect to effective risk management.
  • Maintain effective working relationships between all areas of Risk Management, including Regulators, Government Affairs, Legal, and Compliance.
  • Ensure compliance with the US bank's Risk Appetite and Risk Framework.
  • Actively participate in Regulatory Reviews.
  • Collaborate with business partners, including sharing knowledge and identifying opportunities to leverage complementary skills.
  • Maintain understanding of key risk and risk-related issues through continual review of risk reports/related data and dialogue with relevant parties.
  • Understand and comply with TD Policies, regulatory, and compliance requirements.
  • Develop and foster strong relationships to improve the understanding and communication of capital risk and/or other key risk management issues.
  • Contribute to a cohesive team and positive work environment.
  • Establish and maintain productive working relationships with the various business heads supported, as well as with the local Regulators.
  • Exercise good judgment, identifying risks and potential control environment issues.
  • Be a role model for others, who exemplifies TD's Shared Commitments.

Requirements:

  • 5+ years as a subject matter expert in Capital Risk Management or in Capital Management/Treasury functions.
  • Strong leadership and talent management and development.
  • Regulatory knowledge and critical thinking.
  • Can influence stakeholders and collaborate across 1st and 2nd line with a professional partner-focused approach; a collaborator with the ability to interact across all levels within the organization.
  • Expert knowledge of treasury business and capital management.
  • Expertise in working effectively in teams - requires a track record of working cross-organizationally and with multiple stakeholders at varying levels.
  • Robust organizational skills with the ability to work in a fast-paced environment and manage multiple deadlines and priorities.
  • Skillful communication (written and verbal), negotiation, and partnership skills to balance stakeholder input but remain objective to reach the right outcome.
  • Proven ability in leveraging deep subject matter expertise to develop and deploy a vision and align others to that vision.

Education: Undergraduate degree required; Post Graduate degree preferred.

About Us: TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow.

Total Rewards Package: Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals.

Learn More: We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

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