Regulatory Attorney

4 weeks ago


New York, New York, United States Jefferies Financial Group Full time
Job Title: Regulatory Attorney - Financial Services Expert

About the Role:
Jefferies Financial Group is seeking an experienced regulatory attorney to join its Litigation and Regulatory Group. The successful candidate will be responsible for handling responses to regulatory inquiries, conducting investigations, and providing expert advice on regulatory matters.

Key Responsibilities:
  • Manage and respond to a full docket of regulatory inquiries.
  • Assist with regulatory advisory matters.
  • Liaise with various parties, including the legal department and compliance, to retrieve and collect data for regulatory requests and inquiries.
  • Research solutions and implement/tracking remediation items that arise from regulatory matters.
  • Collaborate on internal policy and procedure guidance and updates.
  • Assist with additional ad-hoc projects.

Requirements:
  • 7-10 years of experience in the financial services space, either at a law firm, regulatory body, or bank/broker-dealer.
  • Demonstrable experience in conducting regulatory investigations and/or responding to regulatory inquiries.

What We Offer:
Jefferies offers a competitive salary range of $150,000 - $180,000, an annual discretionary incentive and retention bonus, competitive employee benefits, and a dynamic work environment.
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