Financial Operations Specialist

3 weeks ago


Walnut Creek, California, United States Wealth Enhancement Group Full time
About Wealth Enhancement Group
Wealth Enhancement is a leading independent wealth management firm dedicated to enriching the lives of our clients. Our team-based approach and unique financial planning processes set us apart from the standard approach.

Located in Walnut Creek, CA, we have an exciting opportunity for a Trading Operations Specialist. This role requires a smart and experienced professional who thrives in a great team environment. The ideal candidate will be driven to take initiative and complete tasks beyond expectations.

The target salary range for this role is $75,000 - 90,000 depending on experience. This position is eligible for quarterly bonuses. We encourage you to apply and provide us with your compensation expectations.

Primary Job Functions:
  • Trade order creation and execution in client accounts for ad hoc cash distributions and during periodic rebalance of all client accounts.
  • Rebalance and trade accounts tax-efficiently.
  • Post-trade processing and resolving trade settlement issues in a timely manner.
  • Research and process corporate actions (i.e. tender offers).
  • Support Investment research & reporting.
  • Maintaining investment models and various research materials.
  • Compiling documentation to prepare for quarterly Investment Committee Meetings.

Required Skills and Qualifications:
  • 3+ years of experience in the financial services industry.
  • SIE Exam, Series 7, & 66 licenses (or to be obtained within the first three months of hire).
  • Previous trading experience.
  • Knowledge of Morningstar Advisor Workstation and its reporting/research capabilities.
  • Experience with Orion trading platform (preferred).
  • Strong proficiency with Microsoft Office suite, especially Excel.
  • Ability to manage time effectively, set priorities, and meet deadlines.
  • Excellent communication and organizational skills.
  • Ability to learn and adapt to change.
  • Strong analytical and detail-oriented aptitude; a high degree of accuracy is required.


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