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Senior Vice President of Trading Operations

2 months ago

Phoenix, Arizona, United States Orion Corporation Full time

Position Overview: As the Senior Vice President of Trading Operations, you will take charge of managing all trading teams and functions within Orion Corporation's wealth management division. This role encompasses the development and performance evaluation of Trading Directors and their respective teams, ensuring accountability for their outcomes. We are seeking a dynamic leader who embodies our core values and is eager to grow alongside us.

Work Environment: We are open to considering candidates who can adapt to a hybrid work model across various locations.

Key Responsibilities:

  • Oversee and manage all client account trading activities within Orion Wealth Management.
  • Serve as the primary liaison with industry and regulatory bodies concerning trading operations.
  • Identify and implement enhancements to processes and procedures aimed at boosting operational efficiency and service quality.
  • Conduct regular assessments of trading risks and initiate necessary changes to mitigate these risks.
  • Maintain comprehensive tracking and invoicing records to comply with internal and external service level agreements.
  • Monitor and report on key performance indicators related to trading activities.
  • Ensure adherence to auditing standards and service quality metrics within trading teams.
  • Act as a point of escalation for complex trading issues.
  • Lead and direct multiple trading teams along with an operational support unit.
  • Manage departmental personnel, including hiring, training, performance evaluations, and employee development.
  • Collaborate with various stakeholders to facilitate the implementation of innovative ideas and procedures.
  • Engage with technology teams to prioritize new development initiatives.
  • Conduct regular one-on-one meetings with team members to foster communication and development.
  • Oversee custodial relationships across all trading teams.

Qualifications:

  • Bachelor's degree in Business Administration or a related field.
  • Possession of a Series 65 license or the ability to obtain one shortly after joining.
  • A minimum of 10 years of experience in financial services trading, with at least 5 years in a leadership role.
  • Certification in Orion Industry standards.
  • Proven ability to build and manage relationships with stakeholders at all organizational levels.

Compensation: The salary range for this position is competitive and commensurate with experience, complemented by a comprehensive benefits package.

About Orion Corporation: At Orion, we believe in the power of accountability and collaboration. We strive to create an inclusive environment where every individual is respected and valued. Our commitment to innovation and excellence drives us to exceed client expectations and achieve transformative outcomes.