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AML Compliance Specialist

2 months ago

Dallas, Texas, United States RSM US LLP Full time
Job Title: AML Compliance Specialist

RSM US LLP is seeking a highly skilled AML Compliance Specialist to join our team. As a key member of our Regulatory Compliance group, you will play a critical role in ensuring our clients' compliance with Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) regulations.

Key Responsibilities:
  • Manage and deliver assessments and other services covering AML/CFT/Sanctions regulatory compliance for banks, broker dealers, and other financial institutions.
  • Participate in the development and implementation of AML policies and controls.
  • Participate in the independent testing or audits of all aspects of the client's AML/CFT/Sanctions Program and suggest strategies and improvements for governance, monitoring, training, and testing.
  • Develop strong relationships with existing clients and prospective clients within banking and financial services industries, providing timely, high-quality client service that meets or exceeds expectations.
  • Participate in engagements, including planning, execution, workpaper review, report preparation, and final wrap-up, conduct exit meetings, and assist in preparation of reporting and related risk assessment completion.
Requirements:
  • Five+ years of experience in AML compliance, legal, or other control-related function in a national consulting firm or in the financial services industry.
  • Strong knowledge and expertise of AML/CFT/Sanctions risks, regulations, and typologies.
  • Experience in the design and implementation of AML programs.
  • Professional work experience in a regulatory body preferred.
  • Bachelor's degree in a related field.
  • Ability to travel.
Equal Employment Opportunity:

RSM US LLP is an equal opportunity employer and welcomes applications from diverse candidates. We are committed to providing a work environment that is free from discrimination and harassment. If you require a reasonable accommodation to complete an application, interview, or otherwise participate in the recruiting process, please contact us at [email address].

RSM US LLP does not intend to hire entry-level candidates who will require sponsorship now or in the future (i.e., F-1 visa holders). S. college/university graduates possessing 1-2 years of progressive and relevant work experience in a same or similar role to the one for which you are applying, excluding internships, may be eligible for hire as an experienced associate.

At RSM US LLP, an employee's pay at any point in their career is intended to reflect their experiences, performance, and skills for their current role.

The salary range for this role represents numerous factors considered in the hiring decisions, including education, skills, work experience, certifications, location, etc.

Compensation Range: $60 - $90 per hour