SEC Compliance Specialist

HedgeServ is a leading global fund administrator with a strong commitment to regulatory compliance.We are seeking a highly skilled Regulatory Compliance Specialist to join our team and support our clients' needs in this area.The successful candidate will be responsible for various operational requirements surrounding hedge fund regulatory compliance...

About the RoleCohnReznick LLP is seeking a highly skilled Technical Accounting and SEC Reporting professional to join our CFO Advisory team. As a Technical Accounting and SEC Reporting Specialist, you will be responsible for advising clients on new and complex accounting pronouncements, including revenue recognition, lease accounting, and stock-based...

Job SummaryBBAM is a leading player in commercial aircraft leasing, financing and management. We are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for supporting customer and compliance certification audits, performing quarterly security assessments, monitoring control effectiveness and compliance...

We are a provider of specialized fund administration services for Managers and General Partners of private equity funds, specifically: Buy-out, Venture Capital, Real Estate and Fund-of- Funds.For new General Partners, we provide consulting services to help accelerate the launch of their funds in addition to our full fund administration services.For...

Environmental Compliance SpecialistAt Jobot, we are seeking a skilled Environmental Compliance Specialist to join our team in the energy industry. As an Environmental Compliance Specialist, you will be responsible for ensuring compliance with air quality, federal, and state regulations, including CERCLA, CAA, NESHAPS, NSPS, and oil and gas compliance. Your...

Compliance SpecialistIQ-EQ is a leading Investor Services group that combines global expertise with a client-centric approach. We support fund managers, global companies, family offices, and private clients worldwide.This role requires a strong focus on quality and accuracy, with a results-driven mindset. The successful candidate will join our compliance...

Key ResponsibilitiesCoordinate and track remediation of all gaps identified as part of the due diligence (DD) processWork with internal teams or third-party vendors to track key findings from risk assessments and pen tests on all acquired company assets, from discovery to remediationIdentify gaps in security posture for network, data and application...

Job Summary:The Supervisory Principal is responsible for ensuring compliance with state and federal regulations and rules set forth by regulatory agencies. This role involves supervising the suitability of securities transactions and performing principal review functions for assigned representatives.Key Responsibilities:Principal review of registered...

Job OverviewAs a Compliance and Governance Specialist at Siri InfoSolutions Inc, you will play a critical role in standardizing compliance activities through written job aids, process and technical documentation. You will improve risk management communication without workforce digital services and ensure adherence to regulatory guidelines through control...

About This RoleThe Senior Compliance Analyst (Regulatory Requests) plays a key role within our Compliance Program at Apex Fintech Services LLC. This position requires interacting with both regulators (FINRA, SEC, etc.) and key business stakeholders to document, track and submit documentation and data in a timely manner.Key Responsibilities:Provide general...

Job SummaryWe are seeking a highly skilled Financial Reporting Analyst to join our team at Brinker International. This role will be responsible for gathering data and preparing documents required by the SEC for external financial reporting, including the 10-Q, 10-K, and 8-K.Your Key Responsibilities• Assist in the preparation of 10-K, 10-Q, and press...

Job DescriptionJob Title: Compliance Risk Management SpecialistJob Summary: We are seeking a highly skilled Compliance Risk Management Specialist to join our team. The successful candidate will be responsible for managing regulatory change and ensuring compliance with relevant laws and regulations.Key Responsibilities:Design and implement strategic and...

Job SummaryThe City of Farmers Branch Texas seeks a skilled Code Compliance Specialist to protect the health, safety, and welfare of the community by enforcing regulatory standards.Key ResponsibilitiesEnforce codes and regulations to ensure public safety and health.Investigate complaints and conduct inspections to identify non-compliance.Provide education...

Job Title: IT Security Compliance SpecialistJob Summary:We are seeking an IT Security Compliance Specialist to join our team at THE EVOLVERS GROUP. As a key member of our organization, you will be responsible for fostering security awareness and knowledge across the organization, focusing on safeguarding both physical and informational...

The City of Farmers Branch Texas seeks a Code Compliance Specialist to protect the health, safety and welfare of the general public. This role involves enforcing regulatory standards to enhance the quality of life within the city. Key responsibilities include:Key Responsibilities:Enforcing regulatory standards to ensure public safety and healthProviding...

Job SummaryAs a Regulatory Compliance Specialist at Milliman, you will play a crucial role in ensuring the accuracy and compliance of employee benefits plans. Your primary responsibility will be to prepare plan documents, amendments, resolutions, policies, and procedures, as well as prepare certain IRS/DOL filings and corrections. You will also provide...

HedgeServ is a leading global fund administrator with a strong commitment to regulatory compliance. We optimize our clients' experience using unique proprietary technology and expert knowledge of regulatory requirements.As a Regulatory Compliance Specialist, you will play a critical role in ensuring the accuracy and completeness of regulatory reporting...

Job SummaryThe Regulatory Compliance Specialist will be responsible for preparing plan documents, plan amendments, resolutions, policies and procedures, SPDs and SMMs. This role requires strong working knowledge of 401(k) plans and industry experience with an expertise in retirement plan documents. The ideal candidate will have excellent problem-solving...

CornerStone Staffing is seeking a Contract Compliance Administrator to partner with The City of Dallas. We celebrate diversity and are committed to creating an inclusive environment for all employees.Job Opportunity: Contract Compliance AdministratorLocation: Dallas, TXWork Hours: 8a-5pm; Monday - FridayPosition Purpose:We are looking for a Contract...

Job DescriptionThe Senior Compliance Manager will play a critical role in supporting Invesco Real Estate's direct real estate business, managing nearly $50 billion of direct real estate in the U.S. This position requires a strong understanding of federal securities laws and regulations, as well as experience with real estate and private alternatives...