Securities Law Counsel

4 weeks ago


Washington, United States CCG Business Solutions, LLC Full time
About the Role

CCG Business Solutions, LLC is seeking a highly skilled Fintech & Financial Services Associate - Securities Law to join our team. As a key member of our business solutions company, you will contribute to strategic securities law counselling for launching new investment products and platforms.

Key Responsibilities
  • Provide expert counsel on securities laws and regulations applicable to issuers and intermediaries in securities laws transactions.
  • Collaborate with our team to develop problem-solving strategies and assess risk for clients while working solidly within applicable regulation.
  • Develop and maintain strong relationships with clients, providing exceptional communication and advisory services.
  • Stay up-to-date with the latest developments in fintech and financial services, ensuring our clients receive the best possible advice.
  • Contribute to the growth and development of our financial services practice, identifying new opportunities and areas for expansion.
Requirements
  • 1-3 years of experience in securities law, particularly in investment products and securities intermediaries.
  • Strong knowledge of investment adviser, broker-dealer, and/or other securities and commodities regulations.
  • Excellent analytical and problem-solving skills, with the ability to think creatively and develop innovative solutions.
  • Strong communication and interpersonal skills, with the ability to work effectively with clients and colleagues.
  • Ability to work in a fast-paced environment and prioritize multiple tasks and deadlines.
What We Offer
  • A competitive salary range of $225,000 - $260,000, based on year classification.
  • A comprehensive benefits package, including monthly wellness reimbursements, 24/7 emotional and behavioral health support, and more.
  • A dynamic and supportive work environment, with opportunities for growth and professional development.


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