Compliance Specialist
3 weeks ago
We are seeking a skilled Compliance Analyst to support various functions within the Compliance Department at Saxon Global. The ideal candidate will have a strong background in financial services and experience in collecting, analyzing, and summarizing data.
This role will assist with contract management, training support, abandoned property reviews, and other assignments. The Compliance Analyst will work closely with various departments, including clearing exchanges, brokers, and customers.
The key responsibilities of this position include:
- Supporting the collection and entry of contract management documents into a system
- Performing abandoned property reviews and analyzing data
- Supporting training and development initiatives, including monitoring and reporting
- Testing and reviewing compliance policies and procedures
- Assisting in managing and documenting internal reviews and filings
- Supporting special projects, global initiatives, and automation efforts
The ideal candidate will have a Bachelor's degree in a business-related field and 2+ years of experience in a financial/compliance analyst role. Strong technical skills, including Excel, Access, and SQL, are required. Additionally, the candidate should possess strong organizational skills, attention to detail, and critical thinking and problem-solving skills.
Saxon Global is a collaborative and culturally diverse organization that values teamwork and inclusivity. The successful candidate will be able to communicate effectively with all levels of the organization and work in a globally diverse team environment.
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Compliance Specialist
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Compliance Specialist
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Senior Compliance Specialist
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Affirmative Action Compliance Specialist
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GRC Compliance Specialist
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Corporate Compliance Specialist
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Clinical Compliance Specialist
3 weeks ago
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Logistics Compliance Specialist
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Chicago, Illinois, United States The Fountain Group Full timeJob Summary:We are seeking a skilled Logistics Compliance Specialist to support our internal customers in coordinating the inbound and outbound shipment process. The ideal candidate will have experience with import/export logistics, international freight forwarding, and knowledge of the Harmonized Tariff Schedule.Key Responsibilities:Ensure all related...
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Regulatory Compliance Specialist
3 weeks ago
Chicago, Illinois, United States Avant Full timeRegulatory Compliance Role at AvantWe are seeking a highly motivated and detail-oriented individual to join our team as a Regulatory Compliance Specialist. As a key member of our compliance team, you will be responsible for conducting second-line regulatory compliance monitoring and testing, supporting regulatory risk assessments, and supporting regulatory...
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International Trade Compliance Specialist
4 weeks ago
Chicago, Illinois, United States MRINetwork Jobs Full timeJob OverviewWe are seeking an experienced International Trade Compliance Specialist to join our team at MRINetwork Jobs. This role will be responsible for ensuring the company's compliance with regulations for importing products from the Asia Pacific region.Key ResponsibilitiesDevelop and implement compliance strategies to ensure regulatory...
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Environmental Compliance Specialist
3 weeks ago
Chicago, Illinois, United States Brown and Caldwell Full timeJob Summary:We are seeking a highly motivated and detail-oriented Environmental Compliance Specialist to join our team at Brown and Caldwell. As a key member of our Compliance and Permitting team, you will be responsible for providing environmental and health and safety regulatory compliance, regulatory auditing, and environmental and health and safety...
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Regulatory Compliance Specialist
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Chicago, Illinois, United States BioSpace, Inc. Full timeJob SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at BioSpace, Inc. The ideal candidate will have a strong background in clinical pharmacology and regulatory compliance, with excellent analytical and problem-solving skills.Key ResponsibilitiesPerform quality control reviews of regulatory, scientific, and clinical...
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Environmental Compliance Specialist
4 weeks ago
Chicago, Illinois, United States Brown and Caldwell Full timeJob SummaryWe are seeking a highly motivated and experienced Environmental Compliance Specialist to join our team at Brown and Caldwell. As a key member of our Compliance and Permitting team, you will be responsible for providing environmental and health and safety regulatory compliance, regulatory auditing, and environmental and health and safety program...
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Tax Compliance Specialist
3 weeks ago
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Tax Compliance Specialist
3 weeks ago
Chicago, Illinois, United States The University of Chicago Full timeJob SummaryThe University of Chicago seeks a highly skilled Tax Compliance Specialist to oversee tax compliance and preparation of tax returns for the University and related organizations. This role requires a strong understanding of federal, state, and local tax regulations, as well as experience with tax software such as ProSystem FX and C-TRAC.Key...