Compliance Specialist

3 weeks ago


Chicago, Illinois, United States Saxon Global Full time

We are seeking a skilled Compliance Analyst to support various functions within the Compliance Department at Saxon Global. The ideal candidate will have a strong background in financial services and experience in collecting, analyzing, and summarizing data.

This role will assist with contract management, training support, abandoned property reviews, and other assignments. The Compliance Analyst will work closely with various departments, including clearing exchanges, brokers, and customers.

The key responsibilities of this position include:

  • Supporting the collection and entry of contract management documents into a system
  • Performing abandoned property reviews and analyzing data
  • Supporting training and development initiatives, including monitoring and reporting
  • Testing and reviewing compliance policies and procedures
  • Assisting in managing and documenting internal reviews and filings
  • Supporting special projects, global initiatives, and automation efforts

The ideal candidate will have a Bachelor's degree in a business-related field and 2+ years of experience in a financial/compliance analyst role. Strong technical skills, including Excel, Access, and SQL, are required. Additionally, the candidate should possess strong organizational skills, attention to detail, and critical thinking and problem-solving skills.

Saxon Global is a collaborative and culturally diverse organization that values teamwork and inclusivity. The successful candidate will be able to communicate effectively with all levels of the organization and work in a globally diverse team environment.


  • Compliance Specialist

    4 weeks ago


    Chicago, Illinois, United States Alliance for Clinical Trial in Oncology Foundation Full time

    Job Title: Compliance SpecialistThe Alliance for Clinical Trials in Oncology Foundation is seeking a highly skilled Compliance Specialist to join our team. As a key member of our compliance program, you will be responsible for ensuring the operational aspects of our organization are in compliance with relevant laws and regulations.Key Responsibilities:Lead...

  • Compliance Specialist

    4 weeks ago


    Chicago, Illinois, United States Cook County Government Full time

    Job SummaryAs a Compliance Specialist with Cook County Government, you will play a critical role in ensuring the efficient and successful implementation of compliance initiatives and activities. You will serve as a liaison between Bureaus/Departments, addressing issues and assisting with identifying and assessing areas of risk and non-compliance. Your...


  • Chicago, Illinois, United States Northwestern Memorial Healthcare Full time

    Job DescriptionAt Northwestern Memorial Healthcare, we strive to provide a positive and supportive work environment for our patients and employees. As an Environmental Compliance Specialist, you will play a crucial role in ensuring that our organization adheres to all relevant regulations and standards.The Environmental Compliance Specialist will be...


  • Chicago, Illinois, United States CSTA Inc Full time

    Job Title: Grants and Compliance SpecialistAbout the Role:We are seeking a highly organized and detail-oriented Grants and Compliance Specialist to join our team at CSTA Inc. As a Grants and Compliance Specialist, you will be responsible for managing the life cycle of government grants and sponsored projects, ensuring strict compliance with federal...


  • Chicago, Illinois, United States Wabtec Full time

    About WabtecWabtec Corporation is a leading global provider of equipment, systems, digital solutions, and value-added services for freight and transit rail. With a rich history spanning nearly four centuries, the company has developed unmatched digital expertise, technological innovation, and world-class manufacturing and services, enabling the digital rail...


  • Chicago, Illinois, United States Interactive Brokers Full time

    At Interactive Brokers, we are seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our team in Chicago, Illinois.This is a hybrid role that requires three days in the office and two days remote. As a Regulatory Compliance Specialist, you will play a critical role in ensuring the firm complies with the Bank Secrecy Act, USA...

  • Compliance Specialist

    3 weeks ago


    Chicago, Illinois, United States Alliance for Clinical Trial in Oncology Foundation Full time

    Job Title: Compliance SpecialistThe Alliance for Clinical Trials in Oncology Foundation is seeking a highly skilled Compliance Specialist to join our team. As a key member of our organizational compliance program, you will play a critical role in ensuring the operational aspects of our clinical trials and translational research are conducted in compliance...


  • Chicago, Illinois, United States U of C NORC Full time

    Job Summary:NORC at the University of Chicago is seeking a highly motivated and organized Senior Compliance Specialist to oversee and ensure the organization's compliance and adherence to contract, federal, and state requirements. This role will have primary responsibility for auditing HR processes, procedures, and protocols across the department, with a...


  • Chicago, Illinois, United States Metropolitan Water Reclamation District of Greater Chicago Full time

    Job SummaryThe Metropolitan Water Reclamation District of Greater Chicago seeks a highly skilled and experienced professional to serve as an Affirmative Action Compliance Specialist. This role will play a critical part in ensuring the District's compliance with Federal, State, and District Affirmative Action and Equal Employment Opportunity laws,...


  • Chicago, Illinois, United States Diverse Lynx Full time

    Job Summary: We are seeking a highly skilled GRC Compliance Specialist to join our team at Diverse Lynx LLC. The successful candidate will be responsible for conducting thorough reviews of applications to identify security gaps and compliance issues. Key Responsibilities: Conduct regular reviews of applications to ensure compliance with regulatory...


  • Chicago, Illinois, United States Gould & Ratner LLP Full time

    Job DescriptionAt Gould & Ratner LLP, we are seeking a skilled Corporate Compliance Specialist to join our team. The ideal candidate will have a solid understanding of legal entity mechanics and corporate governance, with a strong attention to detail and accuracy.The Corporate Compliance Specialist will be responsible for maintaining our legal entity and...


  • Chicago, Illinois, United States AbbVie Full time

    Job SummaryWe are seeking a highly skilled Clinical Compliance Specialist to join our team at AbbVie. The successful candidate will be responsible for ensuring compliance with applicable Corporate and Divisional policies and procedures.Key ResponsibilitiesPerform Quality Control review of regulatory, scientific, and clinical documents for Clinical...


  • Chicago, Illinois, United States The Fountain Group Full time

    Job Summary:We are seeking a skilled Logistics Compliance Specialist to support our internal customers in coordinating the inbound and outbound shipment process. The ideal candidate will have experience with import/export logistics, international freight forwarding, and knowledge of the Harmonized Tariff Schedule.Key Responsibilities:Ensure all related...


  • Chicago, Illinois, United States Avant Full time

    Regulatory Compliance Role at AvantWe are seeking a highly motivated and detail-oriented individual to join our team as a Regulatory Compliance Specialist. As a key member of our compliance team, you will be responsible for conducting second-line regulatory compliance monitoring and testing, supporting regulatory risk assessments, and supporting regulatory...


  • Chicago, Illinois, United States MRINetwork Jobs Full time

    Job OverviewWe are seeking an experienced International Trade Compliance Specialist to join our team at MRINetwork Jobs. This role will be responsible for ensuring the company's compliance with regulations for importing products from the Asia Pacific region.Key ResponsibilitiesDevelop and implement compliance strategies to ensure regulatory...


  • Chicago, Illinois, United States Brown and Caldwell Full time

    Job Summary:We are seeking a highly motivated and detail-oriented Environmental Compliance Specialist to join our team at Brown and Caldwell. As a key member of our Compliance and Permitting team, you will be responsible for providing environmental and health and safety regulatory compliance, regulatory auditing, and environmental and health and safety...


  • Chicago, Illinois, United States BioSpace, Inc. Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at BioSpace, Inc. The ideal candidate will have a strong background in clinical pharmacology and regulatory compliance, with excellent analytical and problem-solving skills.Key ResponsibilitiesPerform quality control reviews of regulatory, scientific, and clinical...


  • Chicago, Illinois, United States Brown and Caldwell Full time

    Job SummaryWe are seeking a highly motivated and experienced Environmental Compliance Specialist to join our team at Brown and Caldwell. As a key member of our Compliance and Permitting team, you will be responsible for providing environmental and health and safety regulatory compliance, regulatory auditing, and environmental and health and safety program...


  • Chicago, Illinois, United States IRS Full time

    Job SummaryThe IRS is seeking a highly skilled Tax Compliance Specialist to join our team. As a key member of our revenue collection team, you will be responsible for collecting delinquent taxes and securing delinquent tax returns from taxpayers who have not resolved their obligations in response to prior correspondence or other contact.Key Responsibilities...


  • Chicago, Illinois, United States The University of Chicago Full time

    Job SummaryThe University of Chicago seeks a highly skilled Tax Compliance Specialist to oversee tax compliance and preparation of tax returns for the University and related organizations. This role requires a strong understanding of federal, state, and local tax regulations, as well as experience with tax software such as ProSystem FX and C-TRAC.Key...