Compliance Risk Specialist

Job SummaryThe Compliance Risk Specialist will be responsible for monitoring and overseeing the Compliance framework for the Division. This includes ensuring processes are in place for the appropriate oversight, tracking, and reporting of compliance program risks. The ideal candidate will have a strong understanding of regulatory requirements and be able to...

Job Title: Compliance Risk SpecialistJob Summary:Cantor Fitzgerald Securities is seeking a highly motivated Compliance Risk Specialist to join our team. The ideal candidate will have a strong understanding of regulatory requirements and a passion for ensuring compliance with industry standards.Key Responsibilities:Maintain the firm's Watch list and...

Job Title: Compliance Risk SpecialistCantor Fitzgerald Securities is seeking a highly motivated Compliance Risk Specialist to join our team. This role will be responsible for maintaining the firm's Watch list, Restricted list, and performing surveillance for firm trading, customer trading, and employee trading.The ideal candidate will have a strong...

Job SummaryWe are seeking a highly skilled Risk and Compliance Specialist to join our team at Fidelity Information Services. As a key member of our Merchant Risk Team, you will play a critical role in mitigating risk while supporting the growth objectives of Merchant Solutions.About the RoleThe primary responsibility of the Merchant Risk team is to support...

Job Summary:We are seeking a highly skilled Compliance Risk Management Specialist to join our team at Crédit Agricole CIB. The successful candidate will work closely with our Compliance team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks.Key Responsibilities:GeneralAct as the...

Job Title: Risk Specialist - Volcker Compliance ExpertJob Summary:We are seeking a highly skilled Risk Specialist to join our team at Dexian. As a Risk Specialist, you will be responsible for ensuring the accuracy and completeness of Desk Mandate documents, acting as a subject matter expert in respect to the Volcker Rule, and reviewing newly approved...

About the RoleOscar Health is seeking a Senior Risk Compliance Specialist to join our Compliance team. As a key member of our team, you will play a critical role in ensuring adherence to industry specifications, standards, regulations, and laws.Key Responsibilities:Partner with relevant departments to ensure current compliance levels.Support compliance...

Job DescriptionOverviewCover Whale is seeking a part-time Compliance Analyst to support our licensing and regulatory compliance initiatives. This role will collaborate across teams to develop and implement strategies that align with business objectives, ensure compliance with state and federal regulations, and strengthen risk management practices.Key...

Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Management professional to join our team. As a senior compliance officer, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key ResponsibilitiesDesign and deliver a risk management...

Compliance and Risk Analyst Job DescriptionFreedomCare, LLC is seeking a highly skilled Compliance and Risk Analyst to join our team. As a Compliance and Risk Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Develop and implement compliance training...

Compliance and Risk Analyst Job DescriptionFreedomCare, LLC is seeking a highly skilled Compliance and Risk Analyst to join our team. As a Compliance and Risk Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Assist in building and maintaining...

About the JobFlores is seeking a seasoned professional to lead its Risk, Compliance, and IT functions. As Vice President, you will be responsible for overseeing the firm's risk management, compliance, and IT operations.Key ResponsibilitiesRisk Management: Develop and implement risk management strategies to mitigate liquidity, income, interest rate, currency,...

Join Our Team as a Compliance SpecialistAt Goldman Sachs, we're committed to fostering a culture of compliance and integrity. Our Compliance Testing Group is seeking a highly motivated and detail-oriented individual to join our team as a Compliance Specialist.Key Responsibilities:Propose and execute testing plans to assess compliance with regulations and...

Job DescriptionJob Title: Compliance SpecialistLocation: Orange CityJob Type: Full-timeAbout Us:Our team is committed to quality and food safety, with a focus on proactive nutrition. We strive to provide safe, healthy, natural solutions for the betterment of animals' lives.Job Summary:The Compliance Specialist is responsible for ensuring all company...

The Corporate Risk Solutions, LLC (CRS) is a leading risk management and insurance advisory firm dedicated to the private equity and alternative investment community. As a key member of our team, you will be responsible for managing two core areas within our risk management practice: Stewardship Advisory services and Transaction Advisory services.Key...

About Us:Piermont Bank is a digital commercial bank that combines the best of banking and fintech to deliver an unparalleled experience. Founded in 2019, our mission is to revolutionize the banking industry by providing innovative products and services that cater to the needs of today's digital economy.We are a purpose-driven organization that values...

At X, we're on a mission to become a trusted global digital public square, committed to minimal censorship within legal boundaries. As a key member of our team, you'll play a vital role in helping us achieve this goal.Key Responsibilities:Provide expertise and guidance on anti-corruption, sanctions, conflicts of interest, insider trading, and other...

At Bank of China, we are seeking a highly skilled Risk Management Specialist to join our team. The successful candidate will be responsible for providing risk analysis and assessments for the department on all risk categories, including liquidity, market, credit, operational, compliance, reputational, and strategic risks.The ideal candidate will have a...

Job Title: Business Risk SpecialistJob Summary: Axelon is seeking a highly skilled Business Risk Specialist to join our team. As a Business Risk Specialist, you will be responsible for ensuring the accuracy and completeness of Desk Mandate documents, acting as a subject matter expert in respect to the Volcker Rule, and ensuring compliance with relevant...

Job Title: Compliance Risk AnalystAt Wilmington Savings Fund Society, we empower our Associates to grow their careers, guide our customers to secure their financial futures, and actively support our Communities so they can fully thrive. Careers with WSFS Bank offer an inclusive and supportive culture, competitive salaries, advancement opportunities, and...