Compliance Risk Management Specialist

Job Summary:We are seeking a highly skilled Compliance Risk Management Specialist to join our team at Crédit Agricole CIB. The successful candidate will work closely with our Compliance team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks.Key Responsibilities:GeneralAct as the...

Job SummaryThe Compliance Risk Specialist will be responsible for monitoring and overseeing the Compliance framework for the Division. This includes ensuring processes are in place for the appropriate oversight, tracking, and reporting of compliance program risks. The ideal candidate will have a strong understanding of regulatory requirements and be able to...

Job Title: Compliance Risk SpecialistJob Summary:Cantor Fitzgerald Securities is seeking a highly motivated Compliance Risk Specialist to join our team. The ideal candidate will have a strong understanding of regulatory requirements and a passion for ensuring compliance with industry standards.Key Responsibilities:Maintain the firm's Watch list and...

Job Title: Compliance Risk SpecialistCantor Fitzgerald Securities is seeking a highly motivated Compliance Risk Specialist to join our team. This role will be responsible for maintaining the firm's Watch list, Restricted list, and performing surveillance for firm trading, customer trading, and employee trading.The ideal candidate will have a strong...

The Corporate Risk Solutions, LLC (CRS) is a leading risk management and insurance advisory firm dedicated to the private equity and alternative investment community. As a key member of our team, you will be responsible for managing two core areas within our risk management practice: Stewardship Advisory services and Transaction Advisory services.Key...

At X, we're on a mission to become a trusted global digital public square, committed to minimal censorship within legal boundaries. As a key member of our team, you'll play a vital role in helping us achieve this goal.Key Responsibilities:Provide expertise and guidance on anti-corruption, sanctions, conflicts of interest, insider trading, and other...

Job Title: Risk Specialist - Volcker Compliance ExpertJob Summary:We are seeking a highly skilled Risk Specialist to join our team at Dexian. As a Risk Specialist, you will be responsible for ensuring the accuracy and completeness of Desk Mandate documents, acting as a subject matter expert in respect to the Volcker Rule, and reviewing newly approved...

About the RoleOscar Health is seeking a Senior Risk Compliance Specialist to join our Compliance team. As a key member of our team, you will play a critical role in ensuring adherence to industry specifications, standards, regulations, and laws.Key Responsibilities:Partner with relevant departments to ensure current compliance levels.Support compliance...

Seeking a detail-oriented Risk Management Specialist to lead risk management efforts within our team.This role is crucial in ensuring adherence to risk management policies, conducting risk assessments, testing controls, and monitoring risk governance across the front line unit.Key Responsibilities:Implement and enforce risk management policies and...

Tradeweb Markets is seeking a highly skilled Compliance Officer to support our core compliance functions across our regulated entities globally.This role will involve providing support for ensuring our compliance programs are being followed by our employees and upheld throughout our regulated entities globally.You will have a high-level understanding of...

Job Title: Head of Compliance and Risk ManagementJob Summary:We are seeking a highly experienced and skilled Head of Compliance and Risk Management to join our team at TD Bank Group. As a key member of our Compliance and Risk Management department, you will be responsible for leading our compliance and risk management efforts, ensuring that our business...

Job Description:At Bank of America, we are committed to creating a workplace where our teammates can thrive and make a meaningful impact. As a Compliance and Operational Risk Manager, you will play a critical role in ensuring the integrity of our business operations and maintaining a culture of compliance and risk management.Key Responsibilities:Assess risks...

Job Description:At Bank of America, we are committed to creating a workplace where our teammates can thrive and make a meaningful impact. As a Compliance and Operational Risk Manager, you will play a critical role in ensuring the integrity of our business operations and maintaining a strong risk management culture.Key Responsibilities:Assess and mitigate...

Job Title: Risk Management and Compliance CounselThis position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was created by Mayor Eric Adams to assist City agencies in assessing their operational, financial and compliance risks, eliminating and preventing waste and mismanagement, and improving the effectiveness of City...

Job Title: Treasury Risk Management SpecialistJob Summary: We are seeking a skilled Treasury Risk Management Specialist to join our team at MAP SSG Inc.About the Role: As a Treasury Risk Management Specialist, you will be responsible for monitoring liquidity risks in the Americas Division to ensure compliance with internal and regulatory requirements. Your...

The Metropolitan Opera seeks a seasoned Risk Management Specialist to oversee and manage its Workers' Compensation program. This critical role involves ensuring proper claims handling, cost control, and compliance with federal and state laws and regulations.Key ResponsibilitiesWorkers' Compensation Management: Oversee the entire claims process, from...

Job Title: Technology Risk Management SpecialistA career with Point72's Technology Team offers a unique opportunity to be at the forefront of a rapidly evolving technology landscape. Our team of experts is constantly improving our company's IT infrastructure, experimenting with new ways to harness the power of open source solutions, and embracing enterprise...

Job DescriptionOverviewCover Whale is seeking a part-time Compliance Analyst to support our licensing and regulatory compliance initiatives. This role will collaborate across teams to develop and implement strategies that align with business objectives, ensure compliance with state and federal regulations, and strengthen risk management practices.Key...

Job Summary:We are seeking a highly skilled Risk Management Specialist to join our Advisory Services team. As a Risk Management Specialist, you will be responsible for developing frameworks and methodologies to facilitate asset and liability management, funding and liquidity planning, and internal limit stress testing and capital management.Key...

Job Description:This role is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties.Key Responsibilities:Ensures requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy, the Compliance and Operational Risk...