Senior Risk Compliance Specialist

Job SummaryThe Compliance Risk Specialist will be responsible for monitoring and overseeing the Compliance framework for the Division. This includes ensuring processes are in place for the appropriate oversight, tracking, and reporting of compliance program risks. The ideal candidate will have a strong understanding of regulatory requirements and be able to...

Job SummaryServes as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk...

Job SummaryPatomak Global Partners is seeking a highly skilled Senior Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for assessing clients' compliance programs against rules, regulations, and supervisory expectations.Key Responsibilities:Conduct thorough reviews of clients' compliance programs to...

Job Title: Compliance Risk SpecialistJob Summary:Cantor Fitzgerald Securities is seeking a highly motivated Compliance Risk Specialist to join our team. The ideal candidate will have a strong understanding of regulatory requirements and a passion for ensuring compliance with industry standards.Key Responsibilities:Maintain the firm's Watch list and...

Job Title: Senior Security Compliance SpecialistAt SourcePro Search, LLC, we are seeking a highly skilled Senior Security Compliance Specialist to join our team. This role will play a critical part in ensuring the Firm's security compliance posture is robust and effective.Key Responsibilities:Conduct and review client security questionnaires, audits, and...

Unlock Your Potential as a Senior Compliance Specialist at KlarnaKlarna, a leading fintech company, is seeking a highly skilled Senior Compliance Specialist to join our team. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our financial systems and processes.Key Responsibilities:Support Money Laundering...

Job Summary:We are seeking a highly skilled Compliance Risk Management Specialist to join our team at Crédit Agricole CIB. The successful candidate will work closely with our Compliance team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks.Key Responsibilities:GeneralAct as the...

Job SummaryWe are seeking a highly skilled Senior Compliance Risk Officer to join our team at the Hispanic Technology Executive Council. As a key member of our Compliance and Control department, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key...

Job Summary:Citigroup Inc. is seeking a highly skilled Senior Compliance Risk Officer to join our team. As a key member of our Independent Compliance Risk Management (ICRM) department, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key...

Job Title: Compliance Risk SpecialistCantor Fitzgerald Securities is seeking a highly motivated Compliance Risk Specialist to join our team. This role will be responsible for maintaining the firm's Watch list, Restricted list, and performing surveillance for firm trading, customer trading, and employee trading.The ideal candidate will have a strong...

Senior Risk Management SpecialistThe Engineering COO Office is responsible for identifying and mitigating risks that impact the Engineering department. We are seeking a Senior Risk Management Specialist to join our team and establish a first line of defense risk management program. The successful candidate will be responsible for establishing a risk...

About this role:Wells Fargo is seeking a Senior Specialist I Management Specialist in the Corporate & Investment Banking (CIB) Control Team. This team is responsible for implementing and managing the First Line of Defense risk program requirements. The successful candidate will support Model Development/Counterparty Credit, spanning Markets covering...

Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Management professional to join our team. As a senior compliance officer, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key ResponsibilitiesDesign and deliver a risk management...

Job DescriptionOverviewCover Whale is seeking a part-time Compliance Analyst to support our licensing and regulatory compliance initiatives. This role will collaborate across teams to develop and implement strategies that align with business objectives, ensure compliance with state and federal regulations, and strengthen risk management practices.Key...

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect...

About the Role:We are seeking a highly skilled Senior Model Risk Specialist to join our Corporate Banking Control team. As a key member of our team, you will be responsible for designing and implementing first-line controls to mitigate risks associated with model development and counterparty credit.Key Responsibilities:Collaborate with leadership to...

Job SummaryWe are seeking a highly skilled Senior Manager to join our Compliance Risk Assessment team in the United States. The successful candidate will be responsible for ensuring the overall success of the GBM&T Compliance / Compliance Risk & Control Assessment in the United States.Key ResponsibilitiesImplement and enforce CRCA related policies and...

Unlock Your Potential at KlarnaAs a global leader in fintech, Klarna is shaping the future of payments and financial services. We're seeking a highly skilled Senior Compliance Specialist to join our team and contribute to our mission of making payments faster, safer, and more convenient.Key Responsibilities:Support Money Laundering Reporting Officers in...

Job SummaryWe are seeking a highly skilled Risk and Compliance Specialist to join our team at Fidelity Information Services. As a key member of our Merchant Risk Team, you will play a critical role in mitigating risk while supporting the growth objectives of Merchant Solutions.About the RoleThe primary responsibility of the Merchant Risk team is to support...

Job Summary:We are seeking a highly skilled Senior Governance, Risk and Compliance (GRC) Analyst to join our team at News Corp. The successful candidate will have a strong understanding of cyber security control principles, privacy principles, and a sound understanding of global regulatory and compliance requirements.Key Responsibilities: Support the...