Senior Compliance Professional

5 days ago


New York, New York, United States Brookfield Asset Management, Inc. Full time
Key Responsibilities
As a Regulatory Asset Manager at Brookfield Asset Management, Inc., you will be responsible for:
  1. Providing legal and regulatory advice regarding structuring, distribution, and development of new products and investment vehicles both within and outside of the US;
  2. Advising investment teams in collaboration with compliance professionals on US and non-US legal and regulatory issues arising from trading, operational, and/or research matters;
  3. Legal review and analysis of transactions being considered for potential investment, including co-investment transactions made in reliance on SEC exemptive relief;
  4. Supporting corporate governance and certain transactional matters related to investments held in innovative fund structures investing in private assets;
  5. Drafting, reviewing, and negotiating investment management agreements and vendor contracts as well as amendments thereto;
  6. Providing legal support for responses to regulatory inquiries.


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