Senior IT Compliance Specialist

1 day ago


New York, New York, United States TD Bank Full time

We are seeking an experienced Senior IT Compliance Specialist to join our team in New York City. This is a full-time position with a competitive salary of $140,000 - $160,000 per year.

About the Role

The Senior IT Compliance Specialist will be responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. The job involves leading and managing a team of professionals who perform internal IT audit engagements.

Key Responsibilities
  • Contribute to the Audit planning process for specific businesses/functional units, including audit plans, resource requirements, and budgets
  • Have overall responsibility for completion of audits, including planning, leading, and executing audits, and overseeing staff working on multiple audits
  • Perform testing of critical areas of audit, review audit documentation, and ensure that audits are executed and completed in accordance with established standards and within prescribed time, budget, and scope parameters
  • Evaluate internal and external risks for assigned business lines and/or functions using subject matter expertise
  • Act as primary contact with management regarding audit scope, findings, and status
Requirements
  • Bachelor's degree required; advanced degree preferred
  • 8+ years of related experience required; Big 4 audit experience preferred
  • PC skills (MS Office Suite) and excellent oral and written communication skills
  • Advanced critical thinking, risked-based decision-making, problem-solving, and conflict resolution skills
  • Travel 35% or more
About Us

TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions.

We are growth-oriented, people-focused, and community-minded. As a team, we work to deliver value for our clients every day.



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