Regulatory Management Vice President
1 week ago
Join Mindlance as a Regulatory Management Vice President and contribute to the regulatory environment, manage large programs, and engage across all levels of the Services organization.
Key Responsibilities:- Support interactions with regulators and internal stakeholders, including coordination and management of events related to examinations, ongoing supervisory meetings, and requests for information for Services.
- Assist in facilitating meetings, discussions, and communications, as well as preparing business stakeholders for meetings with regulators.
- Prepare reporting for senior management that provides regulatory trends, potential impacts, and drives proactive regulatory engagement.
- Perform quality reviews of information provided by the Services business to U.S. prudential regulators to drive consistency, completeness, and timely submission.
- Enter regulatory activities in the Firm's system of record (Regulatory Engagement Tracking - RET) and maintain the Services regulatory calendar.
- Analyze, digest, and summarize information/documentation responsive to regulatory requests.
- Maintain the centralized repository where documents are stored and previous regulatory and supervisory findings, reports, and similar documents.
- Execute ad-hoc projects as well as additional duties, as assigned.
- Basic knowledge of the regulatory engagement process (including understanding of U.S. prudential regulators) or internal audit experience.
- Prior experience in project/program management a plus.
- 6-10 years of relevant experience in regulatory management, internal audit, control management, compliance, or a similar role within the financial services industry.
- Bachelor's Degree required.
- Excellent written and verbal communication skills.
- Excellent technical skills (SharePoint management, Excel, PowerPoint, and Word).
- Strong planning, organizational skills with attention to detail and capability to handle multiple projects simultaneously.
- A general understanding of banking regulations is helpful, and knowledge of the Services businesses is a plus.
- Familiarity with control management and Issue management.
- Must have Strong Microsoft skills, organizational skills, and communication skills are required. Regulatory/Internal Audit experience is not required, but would be very helpful.
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