Investment Banking Compliance Coverage Officer

Job SummaryWe are seeking a highly skilled Capital Markets Compliance Officer to join our team at Societe Generale Corporate and Investment Banking - SGCIB. As a key member of our Compliance department, you will be responsible for providing regulatory and compliance advice to our Capital Markets teams, ensuring that our activities are in line with relevant...

RIT Solutions, Inc. is seeking a highly skilled Compliance Officer to join our team in a Top-Tier Investment Bank. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong control environment.Key Responsibilities:Assist and advise on Investment Banking and Capital Markets...

Join Our Team as a Managing DirectorBridgepoint Investment Banking is a next-generation, impact-focused investment bank that offers a unique opportunity for experienced Managing Directors to augment our growing and differentiated middle market investment banking firm.About the RoleWe are seeking highly skilled and experienced Managing Directors to provide...

Job DescriptionWe are seeking a seasoned banking professional to fill the role of Deputy Chief Compliance Officer at Banking Careers.Key Responsibilities:Serve as a subject matter expert and support the compliance team in executing its responsibilities.Assist in directing the overall compliance program and strategy for the firm.Recommend policies and partner...

We are seeking a seasoned banking professional to serve as Deputy Chief Compliance Officer. This role is ideal for a seasoned banking compliance professional looking to take on a leadership position in a dynamic and growing organization. Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer will be responsible for ensuring that the...

We are seeking a seasoned banking professional to fill the role of Deputy Chief Compliance Officer. This position requires a strong background in commercial banking and compliance, with a minimum of 10 years of experience in the industry.Key Responsibilities:Serve as a subject matter expert and support the compliance team in executing its...

Job Title: Investment Banking and Regulatory Compliance OfficerCrédit Agricole CIB Limited is seeking a highly skilled Investment Banking and Regulatory Compliance Officer to join our team in New York. As a key member of our Compliance and Regulatory team, you will be responsible for ensuring that our investment banking activities are conducted in...

RIT Solutions, Inc. is seeking a highly skilled Compliance Officer to join our team in a Top-Tier Investment Bank. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong control environment.Key Responsibilities:Assist and advise on Investment Banking and Capital Markets...

Job SummaryWe are seeking a highly skilled Investment Banking and Regulatory Compliance Officer to join our team at Crédit Agricole CIB Limited. As a key member of our Compliance and Risk Management department, you will be responsible for ensuring the effective management of conflicts of interest, material non-public information, and information barriers...

Senior Compliance - Investment BankingLocation: New York, NY (hybrid)Overview:We are seeking an experienced senior regulatory compliance professional to join our M&A Advisory Boutique. This role requires deep expertise in SEC and FINRA regulatory requirements, alongside the ability to provide comprehensive analysis and strategic recommendations in complex...

Job SummaryThe Conflicts Management Group (CMG) in the Americas is responsible for the regulatory advisory function and the management of conflicts of interest, material non-public information (MNPI), and the proper functioning of information barriers.This role is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance...

Job SummaryThe Conflicts Management Group (CMG) in the Americas is responsible for providing regulatory advisory services and managing conflicts of interest, material non-public information (MNPI), and information barriers. As a key member of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (ICBRC) group, you will...

{"title": "Credit Risk Officer", "content": "Job SummaryNatixis Corporate & Investment Banking is seeking a skilled Credit Risk Officer to join our team. As a key member of our Corporate Finance department, you will be responsible for analyzing and mitigating credit risk across various industries and transactions.Key ResponsibilitiesConduct thorough credit...

Job SummaryLarson Maddox is seeking a highly experienced Senior Compliance Manager to join our Investment Banking team. As a key member of our Compliance department, you will provide specialist Compliance advice and guidance to senior leaders and key members of our growing Investment Banking business.About the RoleThe Senior Compliance Manager will be...

Role OverviewWe are seeking a skilled Investment Analyst to join our team at Crédit Agricole Corporate and Investment Bank. As an analyst, you will be responsible for supporting Mergers & Acquisitions and Equity Capital Markets transactions.Key ResponsibilitiesConduct in-depth financial analysis and valuation using various methodologiesResearch industry...

Job Title: Compliance OfficerJoin Russell Investments as a Compliance Officer and play a critical role in ensuring the firm operates within regulatory requirements and industry practices.About the Role:The Compliance Officer will be responsible for assisting in the documentation and execution of the compliance program for Russell Investments' U.S. registered...

Job Title: Fixed Income Compliance OfficerSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1919. As a key player in the financial industry, SMBC offers a wide range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and...

Job SummarySumitomo Mitsui Banking Corporation is seeking a seasoned Corporate Banking Vice President to join our Power & Utilities team. As a key member of our team, you will be responsible for originating and managing client relationships, generating new business opportunities, and delivering innovative financial solutions to our clients.Key...

Job Title: Compliance Officer - Global BankingJoin Goldman Sachs as a Compliance Officer - Global Banking and play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk within the Global Banking & Markets-Public business.About the Role:This Business-Aligned Compliance role provides functional coverage to its...

Job Title: Senior Compliance OfficerJoin Sumitomo Mitsui Banking Corporation as a Senior Compliance Officer and play a critical role in ensuring the company's compliance with regulatory requirements.About the RoleThe Senior Compliance Officer will be responsible for providing regulatory and compliance advice to business units, identifying and providing...