AFC Compliance Testing Lead

Position OverviewThe AFC Risk Evaluation & NY Department of Financial Services ("NYDFS") Part 504 Execution Program Unit ("AFC-RAU") operates as a critical segment within The Ladders' AFC Department. This sub-unit serves as a pivotal second line of defense, functioning as the primary subject matter expert (SME) for overseeing the organization-wide AFC Risk...

Tandym Group is seeking a qualified professional to enhance their Compliance Department in the role of AFC KYC Compliance Officer.Position Overview:As an AFC KYC Compliance Officer, you will play a critical role in ensuring adherence to compliance regulations and standards.Key Responsibilities:Assess client AML/KYC risks and determine necessary KYC...

Job DescriptionCompliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team at Compliance Recruitment Solutions. As a Compliance Director, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds industry.Key Responsibilities:Act as lead compliance...

Job OverviewWe are seeking a highly skilled Anti-Financial Crime Specialist to join our team at Deutsche Bank. As a key member of our Compliance department, you will be responsible for validating Anti-Financial Crime (AFC) models and Compliance models to ensure they are effective in preventing financial crimes and fraud detection.Key ResponsibilitiesValidate...

Cntinuously assessing whether an organization is adhering to regulatory requireMedical, Dental, Vision Benefits, Hybrid schedule, Competitive pay About Our Client A leading financial institution located in the heart of Midtown Manhattan, dedicated to providing exceptional banking services and solutions to our clients. We are committed to maintaining the...

Job DescriptionPartnership Employment is seeking a highly skilled Senior Sanctions Compliance Officer to join our team. As a key member of our compliance department, you will play a critical role in ensuring the company's adherence to sanctions regulations and laws.Key Responsibilities:Sanctions Knowledge Management: Maintain a high degree of relevant...

Global Compliance is tasked with the essential role of identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization. This team is pivotal in enhancing the firm's compliance culture by establishing robust controls, policies, and procedures. As a key component of the second line of defense, Compliance...

Our top banking client is seeking a Vice President of Compliance Monitoring & Testing (Swaps) to join their office in New York City. This position will play an integral role in the development of the Monitoring and Testing program, and will have coverage over the banks Swap Dealer Operations. Job Title: Vice President, Compliance Monitoring & Testing...

Exciting Role: Automation Testing Lead at ForhyreWe are seeking a talented Automation Testing Lead to enhance our quality assurance efforts. If you have a strong passion for automated testing and a proven track record in creating and executing automation frameworks, this position is ideal for you. As the Automation Testing Lead at Forhyre, you will be...

Job OverviewPosition SummaryWe are seeking a talented Engineer to spearhead our Security and Compliance initiatives. Our infrastructure is designed to manage a variety of workloads, processing a staggering volume of API calls daily. Given that we handle sensitive location information gathered from mobile devices, ensuring the security and compliance of our...

Job OverviewPosition: Lead Compliance AuditorWe are seeking a highly skilled Lead Compliance Auditor to join our esteemed healthcare organization.Key Responsibilities:Engage in external regulatory audits, collaborating with agencies such as OMIG, OIG, AG, and OSC.Facilitate communication with external bodies concerning audit processes.Assist in the...

Job OverviewPosition SummaryWe are seeking a dedicated Engineer to spearhead our Security and Compliance initiatives. Our systems manage a variety of workloads, processing an impressive volume of API calls daily. Given that we handle sensitive location information sourced from mobile devices, ensuring the security and compliance of our infrastructure is...

Position: Finance Controls Testing Team LeaderCompany: Citibank, N.A.The Finance Controls Testing Team Leader is responsible for overseeing the evaluation of controls implemented by Citibank's Global Functions divisions. This pivotal role reports directly to the Director of Finance Controls Testing and encompasses comprehensive controls evaluation,...

Larson Maddox is seeking an experienced Compliance professional to lead specialist Compliance Testing programs across the firm's Broker Dealer business with an initial focus on Volcker Testing.The ideal candidate will report directly into the Americas Head of Wholesale Banking Compliance Testing.The Compliance Testing Manager will be responsible...

Position Overview:A prominent Global Financial Services organization is on the lookout for seasoned professionals to enhance their Anti-Money Laundering (AML) division. The ideal candidates will possess a robust background in auditing, compliance, and the prevention of financial crimes. These positions will focus on compliance and legal-centric tasks,...

IT Compliance ManagerOverview:The IT Compliance Manager plays a crucial role in ensuring that the organization meets all applicable legal, regulatory, and internal policy standards. This position requires close collaboration with the IT security team to ensure that compliance and security protocols are effectively integrated to safeguard the organization's...

IT Compliance ManagerOverview:The IT Compliance Manager plays a crucial role in ensuring that the organization meets all applicable legal, regulatory, and internal policy standards. This position involves close collaboration with the IT security team to guarantee that compliance and security protocols are effectively aligned, safeguarding the organization's...

Hybrid Work Schedule (2 Days in Office)Small Team Size About Our Client Client is a long established New York Community Bank with over $16 billion in total assets. Job DescriptionSupport the development, maintenance, and execution of the Bank's AFC RA processes.- Assist in planning, coordinating, and managing RA activities, including monitoring and reporting...

Job SummaryGuggenheim Partners is seeking a highly motivated and self-directed professional to join its Compliance team as a VP, Control Room. This role presents an opportunity to grow in a fast-paced organization while supporting a critical function that protects our clients' interests.Key ResponsibilitiesMonitor and manage the Firm's information barriers...

Job OverviewSoHo Dragon, a leading investment bank, is seeking a highly skilled IT Compliance Specialist to join our team. As an IT SOX Analyst, you will play a critical role in ensuring the bank's compliance with the Sarbanes-Oxley Act (SOX) regulations.Key Responsibilities:Collaborate with technology teams, Internal Audit, and external auditors to define...