Senior Regulatory Compliance Specialist

Innova Solutions is currently seeking a Senior Regulatory Compliance Specialist.Position Type:Full-time; Contract Duration: 12+ MonthsLocation:RemoteCompensation:$35 - $39/hr on W2Role Overview:As a Senior Regulatory Compliance Specialist, you will play a crucial role in supporting our ongoing projects. We are looking for a candidate who is eager to learn...

About UsEstablished in 1999, Next Capital Management LLC is a distinguished, SEC Registered Investment Advisor dedicated to providing investment and advisory services tailored to high-net-worth individuals, families, trusts, and businesses through a multi-family office approach. Our mission is to create a personalized wealth management experience within a...

About UsEstablished in 1999, Next Capital Management LLC is a distinguished, SEC Registered Investment Advisor dedicated to providing investment and advisory services tailored for high-net-worth individuals, families, trusts, and businesses through a multi-family office approach. Our mission is to create a personalized wealth management experience in a...

Job DescriptionSia Partners, a leading management consulting firm, is seeking a seasoned Regulatory Compliance Specialist to join our Financial Services practice. As a key member of our team, you will play a critical role in supporting our clients with regulatory remediation initiatives.Key ResponsibilitiesDevelop and Execute Regulatory Remediation Plans:...

Company OverviewBruin is a prestigious family office, akin to a hedge fund, dedicated to maintaining high standards of compliance within the financial sector.Position SummaryWe are currently seeking a seasoned Senior Compliance Officer to enhance our New York operations. This role is pivotal in providing regulatory guidance for Equity Capital Markets (ECM)...

Job Summary:We are seeking a highly experienced Senior Regulatory Compliance Professional to join our team at JCW. As a key member of our M&A Advisory Boutique, you will be responsible for ensuring our firm's compliance with SEC and FINRA requirements.Key Responsibilities:Regulatory Analysis: Conduct thorough analysis and provide recommendations on...

About Us: We are an inclusive employer committed to fostering a diverse workplace. As a proud member of myGwork, we support the LGBTQ+ business community and strive to create a welcoming environment for all. Role Overview: Our Legal & Compliance Department is integral to our global operations, addressing complex legal challenges and ensuring adherence to...

Global Compliance is tasked with the critical function of identifying, mitigating, and managing compliance, regulatory, and reputational risks across the organization. This team is essential in reinforcing the firm's commitment to compliance by establishing robust controls, policies, and procedures. Acting as a vital second line of defense, Compliance...

Job SummaryWe are seeking a highly skilled Compliance Specialist to join our team at WEST SIDE FEDERATION FOR SENIOR AND SUPPORTIVE HOUSING, INC. The successful candidate will be responsible for ensuring the organization's compliance with regulatory requirements and industry standards.Key ResponsibilitiesAssist in the preparation and submission of regular...

About the RoleGuild Mortgage Company, a leading mortgage banking firm, is seeking a highly skilled Compliance Specialist I to join our team. As a Compliance Specialist I, you will play a critical role in ensuring the company's compliance with federal, state, and agency regulations.Key ResponsibilitiesCompliance Research: Conduct thorough research on federal,...

About the RoleWe are seeking a highly skilled Senior Manager to join our Regulatory Relations Group at Scotiabank. As a key member of our team, you will be responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, and assisting with oversight of regulatory remediation and reporting to internal...

Company OverviewA prestigious family office, akin to a hedge fund, is in search of a seasoned Equity Capital Markets Compliance Officer to enhance their operations in New York.Role OverviewIn this pivotal position, you will act as the primary regulatory advisory resource for ECM activities, including critical controls such as wall crossing and MNPI...

Company Overview:Golden Platter Foods, Inc. is a leader in the frozen food sector, merging traditional practices with modern innovations to produce beloved family meals. As a family-owned enterprise, we prioritize quality and adherence to regulations, ensuring our products consistently meet the highest standards. Join a vibrant team dedicated to excellence...

Job OverviewCompany Overview:Wise is a leading technology enterprise dedicated to revolutionizing the way individuals and businesses handle their finances globally. Our focus is on minimizing fees while maximizing convenience and speed.Our mission is to simplify the process of sending money internationally, whether for personal or business needs, and to...

Company Overview:Wise is a pioneering technology firm dedicated to revolutionizing the way individuals and businesses handle their finances globally. With minimal fees and maximum efficiency, we strive to simplify international money transfers and management.Position Overview:As a Senior Regulatory Product Compliance Manager, you will play a crucial role...

OverviewA prestigious family office, akin to a hedge fund, is in search of a seasoned Equity Capital Markets Compliance Officer to enhance their operations.Role ResponsibilitiesAs a pivotal member of the compliance team, you will provide regulatory advisory support to the Group Head of Compliance and the US Head of Legal. Your expertise will be essential for...

Opportunity for a Compliance Counsel at LyftAre you an experienced legal professional eager to contribute to a prominent transportation organization that values diversity and inclusion? Lyft is on the lookout for a Compliance Counsel to engage with regulatory bodies, provide legal advice on compliance matters, and ensure that all regulatory obligations are...

Position Overview:The Regulatory Operations Senior Specialist is responsible for adhering to the protocols set forth by our pharmaceutical clients during the submission of marketing materials for regulatory assessment. This role involves preparing comprehensive editorial content for the Medical-Legal-Regulatory (MLR) review board, which consists of...

Job OverviewQuantbot, a leading firm in the finance sector, is in search of a diligent, proactive, and detail-oriented professional to enhance our compliance team. As a rapidly growing investment adviser, we pride ourselves on our commitment to maintaining the highest compliance standards.Key Responsibilities:The selected candidate will be tasked with...

Job DescriptionJob Title: Compliance AssociateCompany: Beacon Hill LegalLocation: Downtown ManhattanJob Type: Full-timeSalary: $140,000 - $170,000 per yearExperience: 4+ years in a regulated trading companyResponsibilities:Work with regulatory agencies to ensure compliance with relevant laws and regulationsDevelop and implement compliance programs to...