Regulatory Compliance Specialist

7 days ago


saint petersburg, United States Revolution Technologies Full time

Job Title: Compliance Advisor

Contract Type: 6 months+ contract with the opportunity for extension or conversion

Pay Rate: $33/h

This is an analytical/data entry centric regulatory role that requires strong computer skills and the ability to type efficiently.

The main duties include:

  • Creation of Preliminary ADV Part 2Bs (disclosure forms regulated by SEC)
  • Assist with daily exception reports
  • Assist with bi-weekly OBA reports
  • Clean up of ended OBA special projects
  • Removal of ended OBAs
  • Special project related to supervisor updates
  • Other tasks as needed

Requirements:

  • General computer skills required
  • Ability to type efficiently
  • Ability to use Word, PDF, Excel and Outlook
  • Data analysis and reporting
  • Must be able to work in a team environment

Education: Bachelor's Degree required

Required Skills:

  • GENERAL COMPUTER SKILLS
  • EXCEL
  • ADV
  • ACROBAT


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