Regulatory Compliance Specialist
7 days ago
Job Title: Compliance Advisor
Contract Type: 6 months+ contract with the opportunity for extension or conversion
Pay Rate: $33/h
This is an analytical/data entry centric regulatory role that requires strong computer skills and the ability to type efficiently.
The main duties include:
- Creation of Preliminary ADV Part 2Bs (disclosure forms regulated by SEC)
- Assist with daily exception reports
- Assist with bi-weekly OBA reports
- Clean up of ended OBA special projects
- Removal of ended OBAs
- Special project related to supervisor updates
- Other tasks as needed
Requirements:
- General computer skills required
- Ability to type efficiently
- Ability to use Word, PDF, Excel and Outlook
- Data analysis and reporting
- Must be able to work in a team environment
Education: Bachelor's Degree required
Required Skills:
- GENERAL COMPUTER SKILLS
- EXCEL
- ADV
- ACROBAT
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