Compliance and Regulatory Analyst

Position Overview:Wells Fargo is seeking a Regulatory Compliance Testing Analyst within the Independent Testing & Validation (IT&V) division, part of Corporate Risk. This role is crucial in ensuring that our methodologies and standards for review activities align with the Risk Management Framework.The Independent Testing & Validation team is tasked with...

OverviewThe Principal Compliance Analyst – Regulatory Affairs is responsible for conducting thorough assessments related to regulatory inquiries and examinations. This role involves collecting and verifying data to formulate responses for regulatory requests and examinations. The Principal Compliance Analyst plays a key role in resolving business issues...

Job SummaryThe Senior Compliance Analyst – Regulatory Affairs conducts independent reviews related to regulatory inquiries and examinations. The Senior Compliance Analyst will gather and validate data to draft responses for regulatory and/or examination requests. The Senior Compliance Analyst brings closure to business issues and questions or requests...

OverviewThe Lead Compliance Analyst – Regulatory Affairs is responsible for executing independent assessments related to regulatory inquiries and examinations. This role involves collecting and verifying data to formulate responses for regulatory and examination requests. The Lead Compliance Analyst plays a crucial role in resolving business issues and...

Job SummaryStifel Financial is seeking a seasoned Chief Compliance Officer to lead and manage the compliance function across our commercial bank and trust entities. Reporting directly to the Enterprise Chief Compliance Officer, the CCO plays a critical role in long-range planning and ensuring compliance with Federal and State regulations, as well as internal...

Job DescriptionAbout UsTerrabis is a prominent privately owned cannabis enterprise with an ambitious growth trajectory. Engaged in both wholesale and retail sectors, we are leading the charge in the industry, establishing new benchmarks and challenging the status quo. Join us in redefining the cannabis landscape.Position OverviewAs a Regulatory Compliance...

OverviewThe Principal Compliance Officer – Regulatory Affairs is responsible for executing independent assessments related to regulatory inquiries and examinations. This role involves collecting and verifying data to formulate responses for regulatory and examination requests. The Principal Compliance Officer plays a crucial role in resolving business...

Job SummaryThe Senior Compliance Analyst – Regulatory Affairs conducts independent reviews related to regulatory inquiries and examinations. The Senior Compliance Analyst will gather and validate data to draft responses for regulatory and/or examination requests. The Senior Compliance Analyst brings closure to business issues and questions or requests...

About this RoleWe are seeking a highly skilled Lead Compliance Officer to join our Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. As a key member of our team, you will play a critical role in supporting the development and maintenance of our regulatory inventory, as well as the management and implementation of regulatory...

Job OverviewEdward Jones is seeking a highly skilled Compliance Counsel to support the growth of its affiliated mutual fund complex.Key Responsibilities:Provide regulatory advice and guidance to Firm management, ensuring compliance with federal and state securities laws and regulations.Conduct periodic oversight reviews of compliance policies and procedures,...

Job OverviewEdward Jones is seeking a highly skilled Compliance Counsel to support the growth of its affiliated mutual fund complex. This role performs critical functions, including providing regulatory advice and guidance to Firm management, conducting initial and ongoing diligence on fund service providers, preparing and presenting quarterly reports to the...

About the RoleSafety National is seeking a highly experienced Senior Compliance Leader to join our Insurance Reporting Division. As a key member of our team, you will be responsible for proactively managing our data reporting compliance obligations and ensuring that we maintain our strong reputation and relationships with industry regulators, bureaus, and...

Hogan Transportation, a century-old comprehensive transportation firm, is dedicated to delivering exceptional, tailored services to its clientele across North America, leveraging state-of-the-art equipment and cutting-edge technology.POSITION SUMMARY:The Compliance Specialist will oversee the management of Electronic Logging Devices (ELDs), monitor fuel...

Hogan Transportation, a century-old comprehensive transportation enterprise, is dedicated to delivering exceptional, tailored services to clients across North America, leveraging top-tier equipment and cutting-edge technology.EXPANDING OUR TEAMPosition Summary:The Compliance Specialist will play a crucial role in managing Electronic Logging Devices (ELDs),...

Position Overview:The National Geospatial-Intelligence Agency (NGA) is seeking a dedicated Cybersecurity Compliance Analyst to uphold the integrity of our Information Security Protection Program. This role is essential in safeguarding classified and sensitive data while enhancing operational efficiency in the management of information.Key...

Position Overview:The National Geospatial-Intelligence Agency (NGA) is seeking a dedicated Cybersecurity Compliance Analyst to uphold our Information Security Protection Program. This role is crucial in safeguarding classified and sensitive data while enhancing operational efficiency in information management.Key Responsibilities:Ensure adherence to NGA's...

The job profile for this position is Network Operations Senior Analyst, which is a Band 3 Senior Contributor Career Track Role.Excited to grow your career?We value our talented employees, and whenever possible strive to help one of our associates grow professionally before recruiting new talent to our open positions. If you think the open position you see is...

Overview Stifel Financial is in search of an experienced Chief Compliance Officer (CCO) to oversee and direct the compliance operations within our banking and trust divisions. Reporting to the Enterprise Chief Compliance Officer, the CCO will be instrumental in strategic planning and ensuring adherence to both Federal and State regulations, alongside...

About the Company: Consumer Product Partners is a prominent player in the manufacturing sector, committed to delivering exceptional products to clients globally.Job Title: Regulatory Affairs SpecialistJob Overview:This role focuses on overseeing customer-specific and state agency regulatory compliance data for all products produced across various locations....

Position Summary:Provider Compliance works to ensure the integrity of the Express Scripts networks for all Clients and Members. The Provider Compliance Senior Analyst is responsible for assisting in the daily support and preparation of the provider termination process. This position will work cross functionally with several different groups collecting and...