Financial Compliance Specialist
2 weeks ago
SMBC Group is a top-tier global financial group with a 400-year history, headquartered in Tokyo and offering a diverse range of financial services. The Group has over 130 offices and 80,000 employees worldwide in nearly 40 countries.
The Group's holding company, Sumitomo Mitsui Financial Group, Inc. (SMFG), is one of the three largest banking groups in Japan, with shares trading on the Tokyo, Nagoya, and New York stock exchanges.
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Financial Services Compliance Specialist
3 weeks ago
Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full timeSumitomo Mitsui Financial Group, Inc. is a leading global financial institution with a rich 400-year history.SalaryThe estimated salary for this role is between $80,000 and $120,000 per year, depending on experience and qualifications.About the JobWe are seeking a highly skilled Regulatory Risk Analyst to join our team in New York. The successful candidate...
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Financial Regulatory Compliance Specialist
3 weeks ago
Jersey City, New Jersey, United States SF Staffing Solutions Full time**Job Description:**We are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at SF Staffing Solutions. As a key member of our Client Onboarding organization, you will specialize in reviewing regulatory documentation, including AML/KYC and Dodd-Frank regulations, to ensure compliance with firm requirements.The ideal...
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Financial Crimes Compliance Associate
3 weeks ago
Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full timeAbout the RoleThe Sanctions Testing Specialist will be responsible for conducting day-to-day testing efforts related to KYC, Sanctions, FIU Investigations and other FCC units within the Financial Crimes Compliance (FCC) Unit. This role involves supporting the planning and execution of the unit's activities and assisting in training the unit's analysts in...
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Financial Services Compliance Specialist
3 days ago
Jersey City, New Jersey, United States Royal Bank of Canada Full timeAbout the RoleWe are looking for a talented Regulatory Reporting Analyst to join our financial services compliance team at Royal Bank of Canada. As a key member of our team, you will be responsible for assisting in the preparation and filing of core Federal Reserve regulatory reports.The ideal candidate will have a strong understanding of US GAAP and bank...
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Financial Services Compliance Specialist
2 weeks ago
Jersey City, New Jersey, United States Pyramid Consulting, Inc. Full timeJob DescriptionWe are currently interviewing for a contract position as a Compliance Independent Testing Examiner in Jersey City NJ (Hybrid). The ideal candidate will have strong testing, audit and/or regulatory experience of regulatory requirements, processes and controls.Key ResponsibilitiesDevelop compliance testing programs for specific business units...
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Compliance Technology Specialist
3 weeks ago
Jersey City, New Jersey, United States Jefferies Full timeJob OverviewWe are seeking a talented Compliance Technology Specialist to join our team at Jefferies Financial Group Inc. This role is responsible for developing, integrating, and maintaining applications to ensure legal and regulatory compliance within the organization.
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Senior Financial Crimes Compliance Specialist
3 weeks ago
Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full timeSumitomo Mitsui Banking Corp is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the company offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices worldwide and more than 80,000 employees across nearly 40...
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Financial Compliance Specialist
3 weeks ago
Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full timeCompany OverviewSMBC Group is a leading global financial institution with a rich history spanning over 400 years. As a top-tier bank, we offer a wide range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our global presence spans over 40 countries with more than 130 offices and 80,000 employees worldwide.We...
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Financial Crimes Compliance Expert
4 weeks ago
Jersey City, New Jersey, United States Wayoh Full timeJob DescriptionWe are seeking a seasoned Financial Crimes Compliance Expert to join our team at Wayoh. In this role, you will support various banking clients with their needs across Financial Crime Technology.The typical assignment will involve engaging with stakeholders both internally and externally, as well as supporting initiatives relating to client...
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Financial Services Specialist
3 days ago
Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full timeAbout the Role:We are seeking a highly skilled Financial Services Specialist to join our team at Sumitomo Mitsui Financial Group, Inc. In this role, you will be responsible for developing and supporting applications that ensure our company meets its legal and regulatory responsibilities in connection with Anti-Money Laundering (AML) efforts.Key...
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DOT Compliance Specialist
4 weeks ago
Union City, New Jersey, United States ABW Compliance Services LLC Full timeAbout the RoleAs a DOT Compliance Specialist, you will be responsible for conducting on-site drug and alcohol testing at various transportation hubs. You will work closely with leadership to ensure compliance with federal regulations and maintain accurate records.This role requires excellent communication skills, attention to detail, and the ability to work...
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Enterprise Compliance Specialist
3 weeks ago
Jersey City, New Jersey, United States Fidelity Investments Full timeJob DescriptionFidelity Investments is seeking a talented Enterprise Compliance Specialist to join our team. As a member of our Enterprise Services Compliance function, you will play a critical role in overseeing the support of Green Pier FinTech LLC, a broker-dealer within Fidelity Center for Applied Technology.About the RoleYou will be responsible for...
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Financial Transaction Specialist
4 days ago
Jersey City, New Jersey, United States iShare Inc Full timeiShare Inc seeks a Financial Transaction Specialist to join our team. In this role, you will be responsible for processing shareholder transactions, resolving customer issues, and ensuring compliance with regulatory requirements.Main ResponsibilitiesProcess transactions with accuracy and speedAssist clients with documentation for transactions and ensure...
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Compliance Testing Specialist
3 weeks ago
Jersey City, New Jersey, United States Citigroup, Inc. Full timeJob OverviewCitigroup, Inc. is seeking a skilled Compliance Testing Specialist to join our team. As a key member of our Independent Compliance Risk Management (ICRM) department, you will play a crucial role in assessing significant compliance risks and controls implemented by the first and second line of defense.ResponsibilitiesPerform independent testing...
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Financial Crime Compliance Specialist
3 weeks ago
Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full timeCompany OverviewSumitomo Mitsui Banking Corp. is a leading global financial institution with a rich history dating back over 400 years. Headquartered in Tokyo, the company offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide, SMBC has a...
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Jersey City, New Jersey, United States DTCC Full timeSynopsis of Job DescriptionAs a Compliance Associate Director for Financial Institutions, you will be responsible for assisting in the evaluation and monitoring of key financial risk management-related controls used by DTCC to adhere to regulatory requirements. This role requires a highly organized and disciplined individual with strong time leadership...
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Financial Crimes Compliance Specialist
2 weeks ago
Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full timeCompany OverviewSMB Sumitomo Mitsui Banking Corp is a leading global financial services firm with a rich history dating back 400 years. Headquartered in Tokyo, our group offers a diverse range of financial services including banking, leasing, securities, credit cards, and consumer finance.We have over 130 offices and employ more than 80,000 people worldwide...
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Compliance and Risk Management Intern
4 days ago
Jersey City, New Jersey, United States Raymond James Financial Services Full timeAs a Compliance and Risk Management Intern at Raymond James Financial Services, you will have the opportunity to work under general supervision on specific projects within an assigned functional area. Your knowledge and skills obtained through formal education and/or experience will be utilized to drive success in this role.Job DescriptionThe Summer...
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Financial Services Compliance Manager
3 weeks ago
Jersey City, New Jersey, United States Citigroup, Inc. Full timeJob Overview:Citigroup, Inc. is seeking a highly skilled Compliance Product Officer to join our team in Jersey City, New Jersey. As a Compliance Product Officer, you will be responsible for ensuring the highest level of compliance with relevant laws, regulations, and internal policies. You will work closely with the ICRM Control Room to develop and implement...
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Compliance Expert for Financial Innovation
3 weeks ago
Jersey City, New Jersey, United States Fidelity Investments Full timeJob OverviewWe are seeking a seasoned Compliance Expert to join our team at Fidelity Investments. This role will play a critical part in ensuring the regulatory integrity of our Enterprise Services, an innovation hub that explores emerging technologies and enhances operational capabilities.About the RoleAs a Regulatory Advisor for Emerging Technologies, you...