Compliance Associate Director for Financial Institutions

We are seeking a highly skilled and experienced Compliance Risk Management Director to join our team at Sumitomo Mitsui Banking Corp. As a key member of our Financial Crimes Compliance (FCC) Unit, you will be responsible for developing and implementing effective compliance programs to mitigate risks and improve overall governance. Your primary goal will be...

Sumitomo Mitsui Financial Group, Inc. is a leading global financial institution with a rich 400-year history.SalaryThe estimated salary for this role is between $80,000 and $120,000 per year, depending on experience and qualifications.About the JobWe are seeking a highly skilled Regulatory Risk Analyst to join our team in New York. The successful candidate...

About the RoleThe Sanctions Testing Specialist will be responsible for conducting day-to-day testing efforts related to KYC, Sanctions, FIU Investigations and other FCC units within the Financial Crimes Compliance (FCC) Unit. This role involves supporting the planning and execution of the unit's activities and assisting in training the unit's analysts in...

OverviewAt Sumitomo Mitsui Financial Group, Inc., we strive to be a top-tier global financial institution. Our 400-year history has allowed us to establish ourselves as a leader in the industry. With over 130 offices and 80,000 employees worldwide, we offer a diverse range of financial services including banking, leasing, securities, credit cards, and...

Job DescriptionAs a Model Risk Management Associate, you will play a critical role in ensuring the accuracy and reliability of SMBC's financial models. Reporting to the Risk Model Validation Executive Director, you will partner with stakeholders across the firm, including model owners, developers, IT, audit, senior management, and the Board. Your primary...

Sumitomo Mitsui Banking Corp is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the company offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices worldwide and more than 80,000 employees across nearly 40...

Company OverviewSMBC Group is a leading global financial institution with a rich history spanning over 400 years. As a top-tier bank, we offer a wide range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our global presence spans over 40 countries with more than 130 offices and 80,000 employees worldwide.We...

Job OverviewFidelity Investments is seeking a seasoned Tax Compliance Director to join our Corporate Tax Function. As a key member of our team, you will support the development and implementation of tax compliance policies that align with regulatory guidelines and requirements.About the RoleThis strategic position involves evaluating compliance with existing...

Job OverviewThe Director of Regulatory Compliance and Risk position at DTCC involves assisting in the evaluation and monitoring of key financial risk management-related controls used by DTCC to adhere to regulatory requirements. This role requires a deep understanding of applicable laws and regulations, as well as experience working at or with financial...

At Underground Administration, we are seeking a highly skilled Director of Financial Risk Management to join our team. This is an exciting opportunity for a seasoned professional to take on a leadership role in overseeing the financial risk management practices within our organization. About the Role:The Director of Financial Risk Management will be...

SUMITOMO MITSUI FINANCIAL GROUP INC. (SMFG) is a leading global financial institution with a rich history of innovation and growth. As one of the three largest banking groups in Japan, SMFG offers a wide range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With operations in nearly 40 countries and over...

Financial Risk Management: A Key Role in Global Sanctions ComplianceFidelity Investments seeks a highly skilled and experienced Senior Compliance Manager Sanctions Officer to join our team. In this critical role, you will play a key part in identifying and addressing sanctions-related risks across various clients, transactions, and products.The successful...

Company OverviewSumitomo Mitsui Banking Corp. is a leading global financial institution with a rich history dating back over 400 years. Headquartered in Tokyo, the company offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide, SMBC has a...

About the Role:We are seeking a seasoned Financial Director to spearhead our corporate growth initiatives at A1advisor. This pivotal position will oversee our investment portfolio, capital structure, foreign currency, and tax strategy, driving sound financial decisions through in-depth analysis.Key Responsibilities:Capital Strategy: Lead corporate finance...

Job DescriptionWe are seeking a seasoned Financial Crimes Compliance Expert to join our team at Wayoh. In this role, you will support various banking clients with their needs across Financial Crime Technology.The typical assignment will involve engaging with stakeholders both internally and externally, as well as supporting initiatives relating to client...

About Sumitomo Mitsui Banking Corp.We are a top-tier global financial group with a 400-year history. Our company has over 130 offices and 80,000 employees worldwide, offering a diverse range of financial services.In the Americas, we have a significant presence, with operations in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. We provide...

Job SummaryWe are seeking a highly skilled SVP, Regulatory Operations to lead our US swap data reporting efforts. As the head of US swap data reporting, you will be responsible for ensuring compliance with CFTC and SEC regulations.About Jefferies Financial Group Inc.Jefferies Financial Group Inc. is a global full-service investment bank and securities firm....

Job OverviewWe are seeking a highly skilled Compliance Officer for our Prime Brokerage team, responsible for overseeing and enforcing regulatory compliance. The role also involves broader oversight of the correspondent clearing compliance, prime brokerage-specific compliance, including margin requirements, client onboarding, AML/KYC, and risk management...

Job OverviewWe are seeking a highly skilled Tax Compliance Manager to join our team at Fidelity Investments. This role will be responsible for supporting the dynamic environment where collaboration with Operations, Legal, Technology and Product groups occur to align Fidelity's tax reporting and withholding practices with regulatory guidelines and...

Company Overview">Fidelity Investments is a leading financial services company that helps individuals, businesses, and institutions achieve their financial goals. Our mission is to strengthen the financial well-being of our clients by providing innovative investment and benefit solutions.